DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Global Financial Private Capital, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Edward Thomas MunozGlobal Financial Private Capital, Inc. otherRonald Gelok & Associates, LLC state registeredOtherJan 4, 2018Feb 15, 2018 (42 d)
Mark RamosGlobal Financial Private Capital, Inc. otherRonald Gelok & Associates, LLC state registeredOtherJan 4, 2018Mar 20, 2018 (75 d)
Alan Edward KuzmaGlobal Financial Private Capital, Inc. otherCapital Markets Iq, LLC independent RIAOtherJan 2, 2018Jan 30, 2018
Michael I HepnerGlobal Financial Private Capital, Inc. otherAe Wealth Management, LLC independent RIAOtherJan 2, 2018Jan 8, 2018
Scott Edward BretlGlobal Financial Private Capital, Inc. otherWellment Financial independent RIAOtherDec 31, 2017Jul 12, 2017
Jeffrey Marshall WadsworthGlobal Financial Private Capital, Inc. otherAe Wealth Management, LLC independent RIAOtherDec 31, 2017Dec 7, 2017
Denise Ann JaehnkeGlobal Financial Private Capital, Inc. otherHarbour Investments, Inc. otherOtherDec 31, 2017Jan 2, 2018
Richard Allen BavetzGlobal Financial Private Capital, Inc. otherGradient Advisors, LLC otherOtherDec 31, 2017Feb 1, 2018 (32 d)
William Joseph RevoirGlobal Financial Private Capital, Inc. otherCorecap Advisors otherOtherDec 31, 2017Jan 2, 2018
Ronald Albert GelokGlobal Financial Private Capital, Inc. otherGelok, Scordato & Associates unclassifiedOtherDec 22, 2017Feb 2, 2011
Lisa Ann BussengerGlobal Financial Private Capital, Inc. otherKinetic Investment Management, Inc. independent RIAOtherDec 18, 2017Nov 13, 2017
Ginger Marie OttesenGlobal Financial Private Capital, Inc. otherAe Wealth Management, LLC independent RIAOtherDec 4, 2017Dec 4, 2017
Corey Scott SunstromGlobal Financial Private Capital, Inc. otherHobart Wealth otherOtherNov 30, 2017Feb 6, 2015
Steven Andrew GreerGlobal Financial Private Capital, Inc. otherHobart Wealth otherOtherNov 29, 2017Sep 5, 2013
John Wallace TonissenGlobal Financial Private Capital, Inc. otherHobart Wealth otherOtherNov 29, 2017Apr 4, 2016
David Scott WeltonGlobal Financial Private Capital, Inc. otherHobart Wealth otherOtherNov 29, 2017Apr 4, 2016
Curtis Cayle CookGlobal Financial Private Capital, Inc. otherMadison Avenue Securities, LLC independent RIAOtherNov 21, 2017Mar 1, 2019 (465 d)
Sheila SnowdonGlobal Financial Private Capital, Inc. otherAe Wealth Management, LLC independent RIAOtherNov 20, 2017Jul 22, 2020 (975 d)
Joe LeeGlobal Financial Private Capital, Inc. otherTransamerica Financial Advisors, LLC otherOtherNov 9, 2017Mar 2, 2018 (113 d)
Toni Lyle HillGlobal Financial Private Capital, Inc. otherAe Wealth Management, LLC independent RIAOtherNov 8, 2017Nov 13, 2017
Thomas Woods HillGlobal Financial Private Capital, Inc. otherAe Wealth Management, LLC otherOtherNov 8, 2017Aug 8, 2017
Robert Paul KudrichGlobal Financial Private Capital, Inc. otherAe Wealth Management, LLC independent RIAOtherNov 7, 2017Nov 10, 2017
Christopher Paul ScaleseGlobal Financial Private Capital, Inc. otherAe Wealth Management, LLC independent RIAOtherNov 6, 2017Nov 15, 2017
Michael George BattagliaGlobal Financial Private Capital, Inc. otherAe Wealth Management, LLC otherOtherOct 16, 2017Oct 17, 2017
Curt David KnotickGlobal Financial Private Capital, Inc. otherGierl Augustine Investment Management, Inc. otherOtherOct 11, 2017Apr 6, 2017
Brian Richard RaleighGlobal Financial Private Capital, Inc. otherBrookstone Asset Management, LLC otherOtherOct 11, 2017Apr 19, 2017
Kevin Scott BachmannGlobal Financial Private Capital, Inc. otherIntervest International, Inc. otherOtherOct 2, 2017Mar 13, 2018 (162 d)
Gregory CarnivaleGlobal Financial Private Capital, Inc. otherAe Wealth Management, LLC otherOtherSep 27, 2017Aug 31, 2017
Alexander UdwariGlobal Financial Private Capital, Inc. otherRaymond James & Associates, Inc. national BDOtherSep 13, 2017Sep 19, 2017
James Alan BearGlobal Financial Private Capital, Inc. otherAe Wealth Management, LLC otherOtherSep 12, 2017Sep 10, 2017
Chad Michael EnsignGlobal Financial Private Capital, Inc. otherAe Wealth Management, LLC otherOtherSep 7, 2017Sep 11, 2017
Jared M ElsonGlobal Financial Private Capital, Inc. otherAuthentikos Wealth Advisory LLC independent RIAOtherSep 5, 2017May 9, 2017
Soren Thomas ChristensenGlobal Financial Private Capital, Inc. otherAdvanced Investment Management LLC state registeredOtherAug 14, 2017Aug 23, 2017
Peter Craig MendellGlobal Financial Private Capital, Inc. otherElevation Capital Advisory independent RIAOtherJul 21, 2017Dec 16, 2015
Ryan Robert SanfordGlobal Financial Private Capital, Inc. otherElevation Capital Advisory independent RIAOtherJul 21, 2017Apr 21, 2016
Robert Harry FugateGlobal Financial Private Capital, Inc. otherBlue Ridge Wealth Planners independent RIAOtherJul 17, 2017Oct 18, 2016
John VandergriffGlobal Financial Private Capital, Inc. otherBlue Ridge Wealth Planners independent RIAOtherJul 17, 2017Oct 18, 2016
Bradley Robert FugateGlobal Financial Private Capital, Inc. otherBlue Ridge Wealth Planners independent RIAOtherJul 17, 2017Oct 18, 2016
Gerard Eugene ClarkGlobal Financial Private Capital, Inc. otherRjl Financial Group unclassifiedOtherJul 11, 2017Apr 13, 2017
Christine A FlynnGlobal Financial Private Capital, Inc. otherRjl Financial Group unclassifiedOtherJul 11, 2017Apr 19, 2017
Scott Kevin WarnerGlobal Financial Private Capital, Inc. otherAe Wealth Management, LLC otherOtherJun 19, 2017Jun 16, 2017
Gary Randall PreslarGlobal Financial Private Capital, Inc. otherAspire Private Capital independent RIAOtherJun 12, 2017Nov 6, 2015
Thomas Keith KellyGlobal Financial Private Capital, Inc. otherAspire Private Capital independent RIAOtherJun 12, 2017Jan 22, 2015
Joseph Ivan FishmanGlobal Financial Private Capital, Inc. otherBrookstone Wealth Advisors, LLC otherOtherJun 7, 2017Jun 19, 2017
Joshua Daniel StiversGlobal Financial Private Capital, Inc. otherKalos Management otherOtherJun 6, 2017Jun 5, 2017
Donald Alan MercurioGlobal Financial Private Capital, Inc. otherMercurio Wealth Advisors independent RIAOtherJun 1, 2017Jan 23, 2017
Troy Wayne BoltonGlobal Financial Private Capital, Inc. otherMercurio Wealth Advisors independent RIAOtherJun 1, 2017Feb 7, 2017
Scott Michael DouganGlobal Financial Private Capital, Inc. otherElevated Capital Advisors, LLC otherOtherMay 30, 2017Jan 17, 2017
Spencer Loren FordGlobal Financial Private Capital, Inc. otherAe Wealth Management, LLC otherOtherMay 8, 2017May 23, 2017
Austin Matthew FordGlobal Financial Private Capital, Inc. otherAe Wealth Management, LLC otherOtherMay 8, 2017May 23, 2017
Ross David TaylorGlobal Financial Private Capital, Inc. otherAviance Capital Management, LLC otherOtherMay 8, 2017Jun 22, 2017 (45 d)
Roger Lee FordGlobal Financial Private Capital, Inc. otherAe Wealth Management, LLC otherOtherMay 5, 2017May 4, 2017
Peter Allan SykesGlobal Financial Private Capital, Inc. otherEasterly Funds LLC otherOtherMay 5, 2017Sep 28, 2017 (146 d)
Bradford D. CookGlobal Financial Private Capital, Inc. otherAdvice And Planning Services otherOtherMay 5, 2017Jan 8, 2018 (248 d)
Kevin William CampbellGlobal Financial Private Capital, Inc. otherFocus Point Capital LLC mixed wealthOtherMay 5, 2017Nov 5, 2021 (1645 d)
John James BarryGlobal Financial Private Capital, Inc. otherCore Capital Management And Research Inc. otherOtherApr 27, 2017Feb 24, 2016
James John MorrisonGlobal Financial Private Capital, Inc. otherAe Wealth Management, LLC otherOtherApr 18, 2017Apr 14, 2017
Marshal Neil JohnsonGlobal Financial Private Capital, Inc. otherHoward Bailey Securities, LLC independent RIAOtherApr 13, 2017Mar 6, 2019 (692 d)
Casey Bailey WeadeGlobal Financial Private Capital, Inc. otherHoward Bailey Securities, LLC independent RIAOtherApr 13, 2017Mar 6, 2019 (692 d)
Frederick William MillerGlobal Financial Private Capital, Inc. otherAe Wealth Management, LLC otherOtherApr 5, 2017Apr 4, 2017
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355 moves match.