DFX Intelligence
Advisor moves
Departures from Sagepoint Financial, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Edward Gene Robinson | Sagepoint Financial, Inc. BD affiliated | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Feb 2, 2022 | Feb 9, 2022 |
| Charlton D Simons | Sagepoint Financial, Inc. BD affiliated | The Ameriflex Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 5, 2022 | Jun 12, 2020 |
| Jesse Andrew Kurrasch | Sagepoint Financial, Inc. BD affiliated | The Ameriflex Group no RAUM | Other | Jan 5, 2022 | Jan 29, 2020 |
| Rylan Rozell | Sagepoint Financial, Inc. BD affiliated | The Ameriflex Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 3, 2022 | May 1, 2020 |
| Melanie Denise Perry | Sagepoint Financial, Inc. BD affiliated | Urban Wealth Management Or Uwm independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2021 | Feb 8, 2022 (39 d) |
| Hannah M Buschbom | Sagepoint Financial, Inc. BD affiliated | The Ameriflex Group no RAUM | Other | Dec 31, 2021 | Feb 12, 2020 |
| Christopher Oconnell | Sagepoint Financial, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2021 | Sep 14, 2022 (257 d) |
| Timothy Woodlock | Sagepoint Financial, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 20, 2021 | Aug 30, 2022 (253 d) |
| Archester L Neil | Sagepoint Financial, Inc. BD affiliated | Calton & Associates, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 3, 2021 | Apr 21, 2022 (139 d) |
| James Clark Harmon | Sagepoint Financial, Inc. BD affiliated | Valic Financial Advisors, Inc. other | Other | Nov 17, 2021 | Oct 5, 2015 |
| Kevin C Fifield | Sagepoint Financial, Inc. BD affiliated | Ip Financial Advisory Services LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 15, 2021 | Feb 9, 2022 (86 d) |
| Seth David Lampman | Sagepoint Financial, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 12, 2021 | Nov 9, 2021 |
| Kamron Jon Bahrami | Sagepoint Financial, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 29, 2021 | Feb 2, 2022 (96 d) |
| Ricky Randon Moore | Sagepoint Financial, Inc. BD affiliated | Arkadios Wealth Advisors BD affiliated | Affiliated broker-dealer or bank to another | Oct 20, 2021 | Oct 11, 2021 |
| James Lee Rodgers | Sagepoint Financial, Inc. BD affiliated | Arkadios Wealth Advisors BD affiliated | Affiliated broker-dealer or bank to another | Oct 18, 2021 | Oct 4, 2021 |
| Jeremy Joseph Vernor | Sagepoint Financial, Inc. BD affiliated | Arkadios Wealth Advisors BD affiliated | Affiliated broker-dealer or bank to another | Oct 18, 2021 | Oct 4, 2021 |
| Shelby Dean Moore | Sagepoint Financial, Inc. BD affiliated | Arkadios Wealth Advisors BD affiliated | Affiliated broker-dealer or bank to another | Oct 18, 2021 | Oct 4, 2021 |
| Nolan Ginsberg | Sagepoint Financial, Inc. BD affiliated | Arkadios Wealth Advisors BD affiliated | Affiliated broker-dealer or bank to another | Oct 18, 2021 | Oct 4, 2021 |
| Nathaniel Allen Starkey | Sagepoint Financial, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 27, 2021 | Sep 11, 2023 (714 d) |
| Peter Currie | Sagepoint Financial, Inc. BD affiliated | T. Rowe Price Associates, Inc. asset manager | Other | Sep 9, 2021 | Nov 17, 2021 (69 d) |
| Rolly Randolph White | Sagepoint Financial, Inc. BD affiliated | The Ameriflex Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 7, 2021 | Jun 2, 2021 |
| Chandra Alexis Burns | Sagepoint Financial, Inc. BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Aug 31, 2021 | Jan 25, 2022 (147 d) |
| Stephen Louis Bergonzi | Sagepoint Financial, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 23, 2021 | Sep 1, 2021 |
| Gary Max Bowman | Sagepoint Financial, Inc. BD affiliated | Bowman Retirement Planning state registered | Affiliated broker-dealer or bank to a state-registered adviser | Aug 6, 2021 | Aug 17, 2022 (376 d) |
| Kristina Diane Toland | Sagepoint Financial, Inc. BD affiliated | Assetmark, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 9, 2021 | Aug 28, 2023 (780 d) |
| Jeffrey Cannon Freeberg | Sagepoint Financial, Inc. BD affiliated | Midwest Capital Advisors, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jun 24, 2021 | Jul 9, 2021 |
| Steve Stevens | Sagepoint Financial, Inc. BD affiliated | Schwab Wealth Advisory, Inc. no RAUM | Other | May 5, 2021 | Aug 18, 2021 (105 d) |
| Ali Kazemi | Sagepoint Financial, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 29, 2021 | Apr 29, 2021 |
| Paul Serban Cotofana | Sagepoint Financial, Inc. BD affiliated | Independent Financial Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 15, 2021 | Apr 26, 2021 |
| Debra Lynn Gibson | Sagepoint Financial, Inc. BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 8, 2021 | May 19, 2020 |
| Edward Sullivan Rich | Sagepoint Financial, Inc. BD affiliated | Fsc Securities Corporation BD affiliated | Affiliated broker-dealer or bank to another | Apr 6, 2021 | Dec 13, 2018 |
| Dustin James Lester | Sagepoint Financial, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 14, 2021 | Mar 12, 2021 |
| Jeremiah R Butout | Sagepoint Financial, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 14, 2021 | Mar 12, 2021 |
| Ryan David Evans | Sagepoint Financial, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 14, 2021 | Mar 12, 2021 |
| Brian Joseph West | Sagepoint Financial, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 25, 2021 | Feb 24, 2021 |
| Barry Joseph Queen | Sagepoint Financial, Inc. BD affiliated | First Financial Equity Corporation BD affiliated | Affiliated broker-dealer or bank to another | Jan 28, 2021 | Jan 26, 2021 |
| Samantha Dalton Sennett | Sagepoint Financial, Inc. BD affiliated | The Ameriflex Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 21, 2021 | Nov 23, 2020 |
| Brian Keith Peterson | Sagepoint Financial, Inc. BD affiliated | Endurance Financial Group state registered | Affiliated broker-dealer or bank to a state-registered adviser | Dec 31, 2020 | Feb 3, 2021 (34 d) |
| John Byron Dewey | Sagepoint Financial, Inc. BD affiliated | Independent Financial Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2020 | Jan 4, 2021 |
| Jacob D Mcfarlane | Sagepoint Financial, Inc. BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Dec 26, 2020 | Aug 17, 2021 (234 d) |
| Richard A Lewis | Sagepoint Financial, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 22, 2020 | Dec 10, 2020 |
| Deepak Atmaram Kotwal | Sagepoint Financial, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 22, 2020 | Mar 21, 2024 (1185 d) |
| Paul Crawford Mcbeth | Sagepoint Financial, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 22, 2020 | Mar 21, 2024 (1185 d) |
| Frederick Campbell Thompson | Sagepoint Financial, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 22, 2020 | Feb 16, 2022 (421 d) |
| Nils Alain Nolan | Sagepoint Financial, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 22, 2020 | Nov 30, 2020 |
| Trellanee T Moore | Sagepoint Financial, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 21, 2020 | Jan 11, 2021 |
| Christopher Joseph Grieco | Sagepoint Financial, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 18, 2020 | Dec 14, 2020 |
| John Stewart Welch | Sagepoint Financial, Inc. BD affiliated | Esi Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Dec 17, 2020 | Mar 1, 2021 (74 d) |
| Mark Markland | Sagepoint Financial, Inc. BD affiliated | The Ameriflex Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 17, 2020 | Aug 21, 2020 |
| Michele Ann Fortney-Leach | Sagepoint Financial, Inc. BD affiliated | The Ameriflex Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 17, 2020 | May 21, 2020 |
| Arnold Samuel | Sagepoint Financial, Inc. BD affiliated | The Ameriflex Group no RAUM | Other | Dec 17, 2020 | Mar 16, 2020 |
| Brian Thomas Mcconnell | Sagepoint Financial, Inc. BD affiliated | The Ameriflex Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 17, 2020 | Sep 22, 2020 |
| Hayley M Moore | Sagepoint Financial, Inc. BD affiliated | The Ameriflex Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 17, 2020 | Jul 9, 2020 |
| Marshall C Moua | Sagepoint Financial, Inc. BD affiliated | The Ameriflex Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 17, 2020 | Jul 27, 2020 |
| Debra K. Barton | Sagepoint Financial, Inc. BD affiliated | The Ameriflex Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 16, 2020 | Jul 31, 2020 |
| Joseph Michael Dambrosio | Sagepoint Financial, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 14, 2020 | Dec 7, 2020 |
| Emil Kazma Hemsey | Sagepoint Financial, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 14, 2020 | Dec 2, 2020 |
| Michael Joe D'Ambrosio | Sagepoint Financial, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 14, 2020 | Dec 7, 2020 |
| Robert Joseph Palmer | Sagepoint Financial, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 14, 2020 | Dec 7, 2020 |
| Dwarka Prasad Kalantry | Sagepoint Financial, Inc. BD affiliated | Kalantry Advisors LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Dec 9, 2020 | Dec 2, 2021 (358 d) |
862 moves match.