DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Cambridge Investment Research Advisors, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Amethyst Judith Roth | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 14, 2026 | Sep 1, 2026 |
| Travis Henry Roth | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 14, 2026 | Sep 1, 2026 |
| Donald Leonhard Hartmann | Cambridge Investment Research Advisors, Inc. BD affiliated | Ausdal Financial Partners, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 8, 2026 | Jul 29, 2026 |
| Jason Fagan | Cambridge Investment Research Advisors, Inc. BD affiliated | Sowell Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 4, 2026 | Sep 8, 2026 |
| Joshua Daniel Ellis | Cambridge Investment Research Advisors, Inc. BD affiliated | Sowell Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 4, 2026 | Sep 2, 2026 |
| William Joseph Aldrich | Cambridge Investment Research Advisors, Inc. BD affiliated | Aldrich Investment Management state registered | Affiliated broker-dealer or bank to a state-registered adviser | Aug 28, 2026 | Aug 31, 2026 |
| Robert John Langan | Cambridge Investment Research Advisors, Inc. BD affiliated | Langan Financial Group no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Aug 25, 2026 | Aug 24, 2026 |
| Randall Scott Ward | Cambridge Investment Research Advisors, Inc. BD affiliated | Global Retirement Partners LLC institutional | Other | Aug 25, 2026 | Aug 14, 2026 |
| Anthony Matthew Conte | Cambridge Investment Research Advisors, Inc. BD affiliated | Thegrid LLC unclassified | Other | Aug 25, 2026 | Oct 4, 2023 |
| Alexander David Langan | Cambridge Investment Research Advisors, Inc. BD affiliated | Langan Financial Group no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Aug 25, 2026 | Aug 18, 2026 |
| James Robert Allen | Cambridge Investment Research Advisors, Inc. BD affiliated | Tartan Financial Group, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Aug 25, 2026 | Aug 14, 2026 |
| Tyler Quinn | Cambridge Investment Research Advisors, Inc. BD affiliated | Langan Financial Group no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Aug 25, 2026 | Aug 18, 2026 |
| Harry S Claypool | Cambridge Investment Research Advisors, Inc. BD affiliated | Langan Financial Group no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Aug 25, 2026 | Aug 18, 2026 |
| Joseph Edward Straka | Cambridge Investment Research Advisors, Inc. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Aug 24, 2026 | Aug 17, 2026 |
| John Joseph Waldron | Cambridge Investment Research Advisors, Inc. BD affiliated | Acpwa, LLC unclassified | Other | Aug 24, 2026 | Mar 11, 2022 |
| William Ryan Zenk | Cambridge Investment Research Advisors, Inc. BD affiliated | Blackhawk Capital Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 19, 2026 | Sep 1, 2026 |
| John Louis Oxenhandler | Cambridge Investment Research Advisors, Inc. BD affiliated | Blackhawk Capital Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 18, 2026 | Aug 18, 2026 |
| Scott Earl Steiner | Cambridge Investment Research Advisors, Inc. BD affiliated | Denver Wealth Management, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 18, 2026 | Aug 20, 2026 |
| Isreal Lane | Cambridge Investment Research Advisors, Inc. BD affiliated | Denver Wealth Management, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 18, 2026 | Aug 18, 2026 |
| Christian Timothy Stearns | Cambridge Investment Research Advisors, Inc. BD affiliated | Cooper Mcmanus independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 14, 2026 | Aug 7, 2026 |
| Jay H Kim | Cambridge Investment Research Advisors, Inc. BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 13, 2026 | Aug 11, 2026 |
| Timothy Peter Marcinek | Cambridge Investment Research Advisors, Inc. BD affiliated | Triad Wealth Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 11, 2026 | Jul 21, 2026 |
| Christopher Brian Craft | Cambridge Investment Research Advisors, Inc. BD affiliated | Public Safety Financial Group, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Aug 4, 2026 | Aug 4, 2026 |
| John Haywood Lyon | Cambridge Investment Research Advisors, Inc. BD affiliated | Rossby Financial, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 31, 2026 | Jul 30, 2026 |
| Vinton Dixon Hartmann | Cambridge Investment Research Advisors, Inc. BD affiliated | Ausdal Financial Partners, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 30, 2026 | Jul 28, 2026 |
| Jacob Stilwell | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Enterprise, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 30, 2026 | Aug 24, 2026 |
| Nicholas Dreyer | Cambridge Investment Research Advisors, Inc. BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 24, 2026 | Jul 13, 2026 |
| Michael Effron | Cambridge Investment Research Advisors, Inc. BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 22, 2026 | Aug 4, 2026 |
| Jessica Anne Sturino | Cambridge Investment Research Advisors, Inc. BD affiliated | The Ameriflex Group BD affiliated | Affiliated broker-dealer or bank to another | Jul 22, 2026 | Jul 24, 2026 |
| Lindsey Elizabeth Derby | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 16, 2026 | Jul 3, 2026 |
| Sarah Kyle | Cambridge Investment Research Advisors, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 15, 2026 | Aug 11, 2026 |
| Kim David Larkin | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 13, 2026 | Jul 2, 2026 |
| Carl John Labruna | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 13, 2026 | Jul 3, 2026 |
| Michael R. Curley | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 13, 2026 | Jul 2, 2026 |
| Thomas Vincent Reid | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 13, 2026 | Jul 3, 2026 |
| Mary Ann Wilson | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 13, 2026 | Jul 3, 2026 |
| Arthur Lee Boyd | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 13, 2026 | Jul 3, 2026 |
| Brian Michael Therrell | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 13, 2026 | Jul 2, 2026 |
| Greg James Sansum | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 13, 2026 | Jul 3, 2026 |
| David Daniel Cohen | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 13, 2026 | Jul 6, 2026 |
| Ivan G Usztics | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 13, 2026 | Jul 3, 2026 |
| Frederick E Treff | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 13, 2026 | Jul 3, 2026 |
| Richard Joseph Curley | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 13, 2026 | Jul 3, 2026 |
| Michael K Argo | Cambridge Investment Research Advisors, Inc. BD affiliated | Dempsey Lord Smith, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 10, 2026 | Jan 6, 2026 |
| Gabriel Jenson Lopez | Cambridge Investment Research Advisors, Inc. BD affiliated | The Fiduciary Alliance independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 7, 2026 | Jun 25, 2026 |
| Jeffrey Howard Burg | Cambridge Investment Research Advisors, Inc. BD affiliated | Alphatrust Advisors no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 6, 2026 | Jun 29, 2026 |
| Blaine Daniel Widmer | Cambridge Investment Research Advisors, Inc. BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 6, 2026 | Jul 15, 2026 |
| Adriana Mange | Cambridge Investment Research Advisors, Inc. BD affiliated | Alphatrust Advisors no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 6, 2026 | Jun 29, 2026 |
| Clinton Michael Biggs | Cambridge Investment Research Advisors, Inc. BD affiliated | Visionary Horizons, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 6, 2026 | Jun 26, 2026 |
| Noel Bateman Swain | Cambridge Investment Research Advisors, Inc. BD affiliated | The Fiduciary Alliance independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 1, 2026 | Jun 25, 2026 |
| Brett Joseph Bujdos | Cambridge Investment Research Advisors, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 30, 2026 | Jun 26, 2026 |
| R.Philip Petrowski | Cambridge Investment Research Advisors, Inc. BD affiliated | Blackhorn Partners state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jun 25, 2026 | Jun 18, 2026 |
| Brennan Meyer Roach | Cambridge Investment Research Advisors, Inc. BD affiliated | Sagespring Wealth Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 25, 2026 | May 26, 2026 |
| Thomas K Queri | Cambridge Investment Research Advisors, Inc. BD affiliated | Blue Horizon Equity, Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 24, 2026 | Jun 18, 2026 |
| Drew Jacob Shealy | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 24, 2026 | Jun 17, 2026 |
| Drew Allen Donohoe | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 24, 2026 | Jun 18, 2026 |
| Greg Lebold | Cambridge Investment Research Advisors, Inc. BD affiliated | Convergence Financial independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 23, 2026 | Jun 22, 2026 |
| Steven Walker | Cambridge Investment Research Advisors, Inc. BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 22, 2026 | Jul 13, 2026 |
| Eladio Arturo Santiago | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 19, 2026 | Jun 18, 2026 |
| Bradley Aaron Banken | Cambridge Investment Research Advisors, Inc. BD affiliated | Rossby Financial, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 16, 2026 | Jun 16, 2026 |
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2,152 moves match.