DFX Intelligence
Advisor moves
Departures from Cambridge Investment Research Advisors, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Andrew Jackson Wood | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 11, 2023 | Sep 28, 2023 |
| Aaron Luke Watson | Cambridge Investment Research Advisors, Inc. BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Oct 11, 2023 | Oct 3, 2023 |
| Kayle Erik Larsen | Cambridge Investment Research Advisors, Inc. BD affiliated | Larsen Wealth Management no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 11, 2023 | Oct 5, 2023 |
| Michael Brian Haskins | Cambridge Investment Research Advisors, Inc. BD affiliated | Larsen Wealth Management no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 11, 2023 | Oct 3, 2023 |
| Luke Watson | Cambridge Investment Research Advisors, Inc. BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Oct 11, 2023 | Oct 3, 2023 |
| William Dalton Henley | Cambridge Investment Research Advisors, Inc. BD affiliated | Larsen Wealth Management no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 11, 2023 | Oct 5, 2023 |
| David Elliott Wilson | Cambridge Investment Research Advisors, Inc. BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Oct 11, 2023 | Oct 3, 2023 |
| Phillip Brian Cook | Cambridge Investment Research Advisors, Inc. BD affiliated | Interocean Capital independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 9, 2023 | Oct 2, 2023 |
| Daniel Joseph Rivet | Cambridge Investment Research Advisors, Inc. BD affiliated | The Foundry Financial Group, Inc. other | Other | Oct 9, 2023 | Jun 19, 2018 |
| Sarah Margaret Anderson | Cambridge Investment Research Advisors, Inc. BD affiliated | The Foundry Financial Group, Inc. other | Other | Oct 9, 2023 | Jul 8, 2020 |
| Rachel Annalyse Dadian | Cambridge Investment Research Advisors, Inc. BD affiliated | The Foundry Financial Group, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 9, 2023 | Aug 28, 2024 (324 d) |
| Richard Lowell Bateman | Cambridge Investment Research Advisors, Inc. BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 6, 2023 | Nov 18, 2024 (409 d) |
| Timothy Patrick Strasdauskas | Cambridge Investment Research Advisors, Inc. BD affiliated | Advanced Advisory Group, Inc. unclassified | Other | Sep 27, 2023 | Nov 18, 2010 |
| David John Guido | Cambridge Investment Research Advisors, Inc. BD affiliated | Summit Financial, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 27, 2023 | Sep 21, 2023 |
| Ryan P Strasdauskas | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 27, 2023 | Sep 19, 2023 |
| Scott Douglas Moore | Cambridge Investment Research Advisors, Inc. BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 26, 2023 | Sep 22, 2023 |
| Catherine Anne Boudreaux | Cambridge Investment Research Advisors, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 26, 2023 | Sep 18, 2023 |
| Nicole Wilson | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 26, 2023 | Sep 19, 2023 |
| Daniel Teibel | Cambridge Investment Research Advisors, Inc. BD affiliated | Krilogy independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 26, 2023 | Sep 8, 2023 |
| Spiros Vassilakos | Cambridge Investment Research Advisors, Inc. BD affiliated | Csenge Advisory Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 22, 2023 | Sep 22, 2023 |
| Jason Sebastian Cole | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 21, 2023 | Sep 28, 2023 |
| Craig Allen Leppien | Cambridge Investment Research Advisors, Inc. BD affiliated | Signature Equity Partners, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 13, 2023 | Sep 6, 2023 |
| Joshua Jon Beitel | Cambridge Investment Research Advisors, Inc. BD affiliated | Signature Equity Partners, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 13, 2023 | Sep 6, 2023 |
| Edward Charles Busch | Cambridge Investment Research Advisors, Inc. BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Sep 8, 2023 | Mar 28, 2024 (202 d) |
| Devonney Lane Gebo Thurman | Cambridge Investment Research Advisors, Inc. BD affiliated | Cooper Mcmanus independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 1, 2023 | Jan 2, 2024 (123 d) |
| Juan Jose Lewis | Cambridge Investment Research Advisors, Inc. BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 28, 2023 | Oct 19, 2023 (52 d) |
| Harold Lilburn Rives | Cambridge Investment Research Advisors, Inc. BD affiliated | Private Advisor Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 25, 2023 | Aug 16, 2023 |
| Thomas Allan Parker | Cambridge Investment Research Advisors, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Aug 18, 2023 | Aug 24, 2023 |
| Steven (Shlomo) Jeremy Hoffman | Cambridge Investment Research Advisors, Inc. BD affiliated | Fourstar Wealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 16, 2023 | Aug 30, 2023 |
| Cody Nicholas Rickaway | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 9, 2023 | Jul 28, 2023 |
| Kathryn A Zimmerman | Cambridge Investment Research Advisors, Inc. BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 4, 2023 | Aug 4, 2023 |
| Lorie Ann Scheibel | Cambridge Investment Research Advisors, Inc. BD affiliated | Smarter And Wise state registered | Affiliated broker-dealer or bank to a state-registered adviser | Aug 3, 2023 | Jul 31, 2023 |
| Jeremy Chad Ftacek | Cambridge Investment Research Advisors, Inc. BD affiliated | United Advisor Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 27, 2023 | Jul 25, 2023 |
| Tuan Duy Nguyen | Cambridge Investment Research Advisors, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 27, 2023 | Aug 8, 2023 |
| Seth Erik Grano | Cambridge Investment Research Advisors, Inc. BD affiliated | Global Retirement Partners LLC institutional | Other | Jul 26, 2023 | Jul 20, 2023 |
| Andrew William Frevert | Cambridge Investment Research Advisors, Inc. BD affiliated | United Advisor Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 26, 2023 | Jan 24, 2025 (548 d) |
| James Aaron Justice | Cambridge Investment Research Advisors, Inc. BD affiliated | United Advisor Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 26, 2023 | Feb 6, 2024 (195 d) |
| Victor Ledoux | Cambridge Investment Research Advisors, Inc. BD affiliated | United Advisor Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 26, 2023 | Jul 19, 2023 |
| Karen F Ricketts | Cambridge Investment Research Advisors, Inc. BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jul 26, 2023 | Sep 20, 2023 (56 d) |
| Gina Faye Martin | Cambridge Investment Research Advisors, Inc. BD affiliated | Sequent Planning, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 26, 2023 | Jul 18, 2023 |
| Mark David Borak | Cambridge Investment Research Advisors, Inc. BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 25, 2023 | Aug 3, 2023 |
| Mark James Hideriotis | Cambridge Investment Research Advisors, Inc. BD affiliated | Financial Management Associates, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 19, 2023 | Sep 22, 2023 (65 d) |
| Justin Martin James | Cambridge Investment Research Advisors, Inc. BD affiliated | Foster Group, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 19, 2023 | Feb 6, 2024 (202 d) |
| Nicholas Gant Zerillo | Cambridge Investment Research Advisors, Inc. BD affiliated | N.E.W. Advisory Services, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 17, 2023 | Jul 11, 2023 |
| John Neeley | Cambridge Investment Research Advisors, Inc. BD affiliated | Securities America Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 17, 2023 | Jul 25, 2023 |
| Justin D Walsh | Cambridge Investment Research Advisors, Inc. BD affiliated | Integrated Wealth Concepts LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 17, 2023 | Dec 15, 2023 (151 d) |
| Justin Steinbrinck | Cambridge Investment Research Advisors, Inc. BD affiliated | N.E.W. Advisory Services, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 17, 2023 | Jul 12, 2023 |
| Scott Robert Holloway | Cambridge Investment Research Advisors, Inc. BD affiliated | Clear Creek Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 12, 2023 | Feb 12, 2026 (946 d) |
| Johnny L Berry | Cambridge Investment Research Advisors, Inc. BD affiliated | Adaptation Financial Advisors Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 11, 2023 | Feb 9, 2022 |
| Brittany Mcallister | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 3, 2023 | Jul 7, 2023 |
| Gregg Alan Jehl | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 29, 2023 | Jun 21, 2023 |
| Kevin Michael Kreilach | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 29, 2023 | Jun 21, 2023 |
| Julie Ann Burenga | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 29, 2023 | Jun 21, 2023 |
| Jeffrey Michael Maged | Cambridge Investment Research Advisors, Inc. BD affiliated | Summit Financial, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 26, 2023 | Jun 21, 2023 |
| Sophia Louise Ivancich | Cambridge Investment Research Advisors, Inc. BD affiliated | Wilbanks, Smith & Thomas Asset Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 16, 2023 | Jul 17, 2023 (31 d) |
| Richard Andrew Cook | Cambridge Investment Research Advisors, Inc. BD affiliated | Level Wealth Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 16, 2023 | Jul 5, 2023 |
| Claudia L Bowers | Cambridge Investment Research Advisors, Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Jun 16, 2023 | Aug 12, 2024 (423 d) |
| Brittany M. Russell | Cambridge Investment Research Advisors, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 15, 2023 | Jun 15, 2023 |
| Trevor Smith | Cambridge Investment Research Advisors, Inc. BD affiliated | Rfg Advisory, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 15, 2023 | Jul 25, 2023 (40 d) |
| Robert James Burke | Cambridge Investment Research Advisors, Inc. BD affiliated | Arkadios Wealth Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jun 14, 2023 | Jun 2, 2023 |
2,158 moves match.