DFX Intelligence
Advisor moves
Departures from Cambridge Investment Research Advisors, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
2,158 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Dewey Alan Engelsma | Cambridge Investment Research Advisors, Inc. BD affiliated | Advisory Alpha, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jun 14, 2023 | May 31, 2023 |
| Trevor Lee Huisken | Cambridge Investment Research Advisors, Inc. BD affiliated | Hantz Financial Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 14, 2023 | Jun 6, 2023 |
| Megan Frye | Cambridge Investment Research Advisors, Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Jun 9, 2023 | Jun 9, 2023 |
| Nathan Otis Garrison | Cambridge Investment Research Advisors, Inc. BD affiliated | World Investment Advisors, LLC institutional | Other | Jun 7, 2023 | Jun 16, 2023 |
| Albert Dagosto | Cambridge Investment Research Advisors, Inc. BD affiliated | United Planners' Financial Services Of America A Limited Partner independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 2, 2023 | May 31, 2023 |
| Charles Daniel Yannich | Cambridge Investment Research Advisors, Inc. BD affiliated | United Planners' Financial Services Of America A Limited Partner independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 2, 2023 | May 31, 2023 |
| Christopher B. Kemper | Cambridge Investment Research Advisors, Inc. BD affiliated | Blueprint Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 2, 2023 | May 26, 2023 |
| Daniel C Berssenbruegge | Cambridge Investment Research Advisors, Inc. BD affiliated | Huntington Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jun 2, 2023 | Jun 15, 2023 |
| Melissa L Miller | Cambridge Investment Research Advisors, Inc. BD affiliated | Blueprint Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 2, 2023 | May 26, 2023 |
| Colleen J. Neuendorffer | Cambridge Investment Research Advisors, Inc. BD affiliated | Robert W. Baird & Co. Incorporated mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jun 2, 2023 | Jun 7, 2023 |
| Julie Ann Worley | Cambridge Investment Research Advisors, Inc. BD affiliated | Trunorth Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 2, 2023 | Feb 1, 2024 (244 d) |
| Daniel Eugene Wright | Cambridge Investment Research Advisors, Inc. BD affiliated | Alliancebernstein L.P. asset manager | Other | May 30, 2023 | Jun 20, 2023 |
| Kristen Kay Crouthamel | Cambridge Investment Research Advisors, Inc. BD affiliated | Arete Wealth Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 26, 2023 | Jun 2, 2023 |
| John Franklin Keene | Cambridge Investment Research Advisors, Inc. BD affiliated | Merit Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | May 23, 2023 | May 23, 2023 |
| Joseph James Faux | Cambridge Investment Research Advisors, Inc. BD affiliated | Merit Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | May 23, 2023 | May 23, 2023 |
| John Joseph Foltz | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 23, 2023 | Jun 13, 2023 |
| Darla D Wise | Cambridge Investment Research Advisors, Inc. BD affiliated | Merit Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | May 23, 2023 | May 22, 2023 |
| Delaney Jane Jean | Cambridge Investment Research Advisors, Inc. BD affiliated | Merit Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | May 23, 2023 | May 22, 2023 |
| Brett James Kubiak | Cambridge Investment Research Advisors, Inc. BD affiliated | Capital Analysts BD affiliated | Affiliated broker-dealer or bank to another | May 19, 2023 | Jun 7, 2023 |
| Bryan Michael Stebel | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 18, 2023 | May 15, 2023 |
| Milissa Marie Hengel | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 18, 2023 | May 18, 2023 |
| Cris Alvarez | Cambridge Investment Research Advisors, Inc. BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | May 15, 2023 | Apr 9, 2024 (330 d) |
| Paul Anthony Rizzio | Cambridge Investment Research Advisors, Inc. BD affiliated | Efs Advisors BD affiliated | Affiliated broker-dealer or bank to another | May 15, 2023 | May 18, 2023 |
| Clinton Michael Taylor | Cambridge Investment Research Advisors, Inc. BD affiliated | Adaptation Financial Advisors Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | May 15, 2023 | Oct 25, 2021 |
| Kevin Thomas Grady | Cambridge Investment Research Advisors, Inc. BD affiliated | Eversource Wealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 10, 2023 | Apr 18, 2023 |
| Kevin Anthony Brown | Cambridge Investment Research Advisors, Inc. BD affiliated | The Ameriflex Group BD affiliated | Affiliated broker-dealer or bank to another | May 5, 2023 | May 2, 2023 |
| Mark Joseph Anselmo | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 5, 2023 | Apr 24, 2023 |
| Neil Howard Pettes | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 5, 2023 | May 2, 2023 |
| Martin Joseph Mancuso | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 5, 2023 | May 3, 2023 |
| Joshua John Bergsma | Cambridge Investment Research Advisors, Inc. BD affiliated | Advisory Alpha, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | May 5, 2023 | Jun 26, 2023 (52 d) |
| Gabriella Marie Delmonaco | Cambridge Investment Research Advisors, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | May 5, 2023 | May 24, 2023 |
| Mary Joanne Terry | Cambridge Investment Research Advisors, Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | May 4, 2023 | Apr 17, 2023 |
| Gary Edward Sprecher | Cambridge Investment Research Advisors, Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | May 4, 2023 | Apr 17, 2023 |
| Adam King Skumawitz | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 4, 2023 | Apr 24, 2023 |
| Austin William Krise | Cambridge Investment Research Advisors, Inc. BD affiliated | Global Retirement Partners LLC institutional | Other | May 4, 2023 | May 26, 2023 |
| Ryan Michael Elenbaas | Cambridge Investment Research Advisors, Inc. BD affiliated | Advisory Alpha, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Apr 27, 2023 | Jun 26, 2023 (60 d) |
| Nathan C Weeber | Cambridge Investment Research Advisors, Inc. BD affiliated | Advisory Alpha, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 27, 2023 | Jan 12, 2026 (991 d) |
| Joel Palmbos | Cambridge Investment Research Advisors, Inc. BD affiliated | Advisory Alpha, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Apr 27, 2023 | Jun 26, 2023 (60 d) |
| Riley Scott Aalderink | Cambridge Investment Research Advisors, Inc. BD affiliated | Advisory Alpha, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Apr 27, 2023 | Apr 25, 2023 |
| Stephen Paul Florio | Cambridge Investment Research Advisors, Inc. BD affiliated | Rossby Financial, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 26, 2023 | Apr 29, 2024 (369 d) |
| Derek William Cockrell | Cambridge Investment Research Advisors, Inc. BD affiliated | Mariner Advisor Network BD affiliated | Affiliated broker-dealer or bank to another | Apr 26, 2023 | Apr 26, 2023 |
| Richard A Dougherty | Cambridge Investment Research Advisors, Inc. BD affiliated | Naviter Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 26, 2023 | Apr 14, 2023 |
| Alecia Beth Fisher Dougherty | Cambridge Investment Research Advisors, Inc. BD affiliated | Naviter Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 26, 2023 | Apr 14, 2023 |
| James Edward Smith | Cambridge Investment Research Advisors, Inc. BD affiliated | Strategic Advocates, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 26, 2023 | Apr 25, 2023 |
| John Waldron Sullivan | Cambridge Investment Research Advisors, Inc. BD affiliated | Toews Asset Management asset manager | Other | Apr 17, 2023 | Nov 22, 2023 (219 d) |
| Brad Lee Chumley | Cambridge Investment Research Advisors, Inc. BD affiliated | Steward Partners Investment Advisory, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 17, 2023 | Mar 20, 2023 |
| Janelle L Aldridge | Cambridge Investment Research Advisors, Inc. BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Apr 17, 2023 | Jan 16, 2024 (274 d) |
| Angela Gordon | Cambridge Investment Research Advisors, Inc. BD affiliated | Steward Partners Investment Advisory, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 17, 2023 | Mar 20, 2023 |
| Jeffrey William Bopp | Cambridge Investment Research Advisors, Inc. BD affiliated | Steward Partners Investment Advisory, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 17, 2023 | Mar 20, 2023 |
| Marshall Parker Simmons | Cambridge Investment Research Advisors, Inc. BD affiliated | Steward Partners Investment Advisory, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 17, 2023 | Mar 20, 2023 |
| Evan Finnell Cole | Cambridge Investment Research Advisors, Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Apr 7, 2023 | Mar 22, 2023 |
| Margaret Webster | Cambridge Investment Research Advisors, Inc. BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Apr 6, 2023 | Apr 24, 2023 |
| Neil Kevin Flaherty | Cambridge Investment Research Advisors, Inc. BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Apr 6, 2023 | Mar 31, 2023 |
| Paul J Ehrhart | Cambridge Investment Research Advisors, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 6, 2023 | Mar 27, 2023 |
| Justin Ostrander | Cambridge Investment Research Advisors, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 6, 2023 | Mar 27, 2023 |
| William Dyer Fendley | Cambridge Investment Research Advisors, Inc. BD affiliated | Gateway Wealth Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 3, 2023 | Mar 15, 2023 |
| Matthew J Thiessen | Cambridge Investment Research Advisors, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 3, 2023 | Mar 27, 2023 |
| Timothy James Hartland | Cambridge Investment Research Advisors, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 3, 2023 | Mar 27, 2023 |
| Steven Derek Loveless | Cambridge Investment Research Advisors, Inc. BD affiliated | United Advisor Group no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Apr 3, 2023 | Mar 17, 2023 |
| Robert Paul Hartland | Cambridge Investment Research Advisors, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 3, 2023 | Mar 27, 2023 |