| Christopher Mark Riley | Cetera Advisor Networks LLC other | Fountain Financial Associates, Inc. no RAUM | Other | Jun 10, 2015 | Jun 17, 2015 |
| Scott Accamando | Cetera Advisor Networks LLC other | Lincoln Investment other | Other | Jun 10, 2015 | Jun 15, 2015 |
| Vinton Earl Fountain | Cetera Advisor Networks LLC other | Fountain Financial Associates, Inc. no RAUM | Other | Jun 8, 2015 | Jun 8, 2015 |
| Lyndon Nicholas Crawford | Cetera Advisor Networks LLC other | Principal Securities, Inc. other | Other | Jun 4, 2015 | Jul 1, 2015 |
| David Schoep | Cetera Advisor Networks LLC other | Cetera Investment Advisers LLC BD affiliated | Other | Jun 2, 2015 | Mar 21, 2024 (3215 d) |
| Joseph John Howe | Cetera Advisor Networks LLC other | Osaic Institutions, Inc. other | Other | May 29, 2015 | Jun 1, 2015 |
| Brian Douglas Emde | Cetera Advisor Networks LLC other | Voya Financial Advisors, Inc. other | Other | May 4, 2015 | Jun 21, 2016 (414 d) |
| Christopher Charles Gonzales | Cetera Advisor Networks LLC other | Ipi Wealth Management, Inc. other | Other | Apr 28, 2015 | May 8, 2015 |
| Candice Lin Waxler | Cetera Advisor Networks LLC other | Edward Jones national BD | Other | Apr 15, 2015 | Jun 6, 2016 (418 d) |
| Francis Martin Beam | Cetera Advisor Networks LLC other | Fountain Financial Associates, Inc. no RAUM | Other | Mar 27, 2015 | Mar 27, 2015 |
| Cheryl Lynn Norman | Cetera Advisor Networks LLC other | Cambridge Investment Research Advisors, Inc. other | Other | Mar 17, 2015 | Mar 16, 2015 |
| Sybil Lee Poage | Cetera Advisor Networks LLC other | Suntrust Investment Services, Inc. other | Other | Mar 11, 2015 | Mar 2, 2015 |
| Cory Edmond Marlow | Cetera Advisor Networks LLC other | Raymond James Financial Services Advisors, Inc other | Other | Mar 5, 2015 | Mar 6, 2015 |
| Hannah Joy Moore | Cetera Advisor Networks LLC other | Guiding Wealth Management, LLC state registered | Other | Mar 5, 2015 | Mar 20, 2015 |
| James Jacob Mcdonald | Cetera Advisor Networks LLC other | Householder Group Estate & Retirement Specialists other | Other | Mar 3, 2015 | Apr 2, 2015 |
| Chloe Briel | Cetera Advisor Networks LLC other | Commonwealth Financial Network national BD | Other | Mar 3, 2015 | Mar 23, 2015 |
| Michael Kriegler | Cetera Advisor Networks LLC other | Wells Fargo Advisors wirehouse | Other | Feb 25, 2015 | Mar 6, 2015 |
| Jeffrey Ryan Lindell | Cetera Advisor Networks LLC other | Ameriprise Financial Services, LLC national BD | Other | Feb 24, 2015 | Feb 27, 2015 |
| Martin Edward Leonard | Cetera Advisor Networks LLC other | LPL Financial LLC other | Other | Feb 23, 2015 | Feb 20, 2015 |
| Evelyn Rhines | Cetera Advisor Networks LLC other | Scottrade Investment Management other | Other | Feb 3, 2015 | Jan 12, 2017 (709 d) |
| Patrick James Bobbins | Cetera Advisor Networks LLC other | Carroll Financial Associates Inc other | Other | Jan 16, 2015 | Jan 21, 2015 |
| John Anthony Gutfranski | Cetera Advisor Networks LLC other | Voya Financial Advisors, Inc. other | Other | Jan 9, 2015 | Jan 6, 2015 |
| Laurie Fried | Cetera Advisor Networks LLC other | Lumina Financial Consultants, LLC independent RIA | Other | Jan 9, 2015 | Oct 3, 2017 (998 d) |
| Lauren Ann Patterson | Cetera Advisor Networks LLC other | Titus Wealth Management other | Other | Jan 9, 2015 | Mar 31, 2015 (81 d) |
| Rick J Wertheim | Cetera Advisor Networks LLC other | Ameriprise Financial Services, LLC national BD | Other | Jan 2, 2015 | Dec 24, 2014 |
| Angela Marie Berry | Cetera Advisor Networks LLC other | Woodbury Financial Services, Inc. BD affiliated | Other | Dec 31, 2014 | Nov 16, 2022 (2877 d) |
| Richard Franklyn Detillio | Cetera Advisor Networks LLC other | Woodbury Financial Services, Inc. BD affiliated | Other | Dec 31, 2014 | Nov 15, 2022 (2876 d) |
| Christopher John Hastings | Cetera Advisor Networks LLC other | Lfa other | Other | Dec 31, 2014 | Jan 2, 2015 |
| Susan J Finefrock | Cetera Advisor Networks LLC other | Woodbury Financial Services, Inc. BD affiliated | Other | Dec 31, 2014 | Nov 15, 2022 (2876 d) |
| Ryan Arthur Weigle | Cetera Advisor Networks LLC other | Cetera Investment Advisers LLC other | Other | Dec 23, 2014 | Jan 27, 2015 (35 d) |
| Steven Thomas Beals | Cetera Advisor Networks LLC other | Woodbury Financial Services, Inc. other | Other | Dec 22, 2014 | Dec 18, 2014 |
| Daniel Keith Baer | Cetera Advisor Networks LLC other | Cetera Investment Advisers LLC BD affiliated | Other | Dec 17, 2014 | Apr 2, 2018 (1202 d) |
| Richard Gayle English | Cetera Advisor Networks LLC other | LPL Financial LLC other | Other | Dec 12, 2014 | Dec 11, 2014 |
| Katie Michelle Grage | Cetera Advisor Networks LLC other | Thrivent Investment Management Inc. other | Other | Dec 11, 2014 | Dec 16, 2014 |
| Ruth Miller | Cetera Advisor Networks LLC other | Securian Financial Services, Inc. other | Other | Dec 1, 2014 | Dec 11, 2014 |
| Martin Jan Jawor | Cetera Advisor Networks LLC other | Valic Financial Advisors, Inc. other | Other | Nov 24, 2014 | Jan 30, 2015 (67 d) |
| Scott Martin Tonkovich | Cetera Advisor Networks LLC other | U.S. Financial Advisors other | Other | Nov 18, 2014 | Nov 18, 2014 |
| Michael Christopher Buchcar | Cetera Advisor Networks LLC other | Envestnet Pmc other | Other | Nov 14, 2014 | May 23, 2015 (190 d) |
| Douglas Paul Harrigan | Cetera Advisor Networks LLC other | Wharton Midmarket Investment Advisors Inc independent RIA | Other | Nov 10, 2014 | Nov 19, 2019 (1835 d) |
| Shane Allen Jensen | Cetera Advisor Networks LLC other | Allegis Investment Advisors, LLC other | Other | Nov 6, 2014 | Nov 6, 2014 |
| Erin Hooten | Cetera Advisor Networks LLC other | Essex National Securities, Inc. other | Other | Oct 23, 2014 | Oct 23, 2014 |
| Gregory John Stokes | Cetera Advisor Networks LLC other | Stokes & Hubbell Capital Management, LLC no RAUM | Other | Oct 15, 2014 | Oct 10, 2014 |
| David Carl Stokes | Cetera Advisor Networks LLC other | Stokes & Hubbell Capital Management, LLC no RAUM | Other | Oct 13, 2014 | Oct 13, 2014 |
| Steven John Hubbell | Cetera Advisor Networks LLC other | Stokes & Hubbell Capital Management, LLC no RAUM | Other | Oct 13, 2014 | Oct 13, 2014 |
| Todd Steven Hubbell | Cetera Advisor Networks LLC other | Stokes & Hubbell Capital Management, LLC no RAUM | Other | Oct 13, 2014 | Oct 13, 2014 |
| Carson Wayne Strickland | Cetera Advisor Networks LLC other | Stokes & Hubbell Capital Management, LLC no RAUM | Other | Oct 13, 2014 | Oct 13, 2014 |
| Michael Todd Eckholdt | Cetera Advisor Networks LLC other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Oct 9, 2014 | Oct 8, 2014 |
| David Kent Stofer | Cetera Advisor Networks LLC other | Mariner Retirement Advisors, LLC no RAUM | Other | Oct 8, 2014 | Oct 8, 2014 |
| Kim A Richardson | Cetera Advisor Networks LLC other | Osaic Wealth, Inc. other | Other | Oct 1, 2014 | Mar 16, 2015 (166 d) |
| Monte James Gehrtz | Cetera Advisor Networks LLC other | Usadvisors Wealth Management, LLC other | Other | Sep 30, 2014 | Oct 9, 2014 |
| Mark Lee Tevebaugh | Cetera Advisor Networks LLC other | Next Financial Group, Inc. other | Other | Sep 25, 2014 | Sep 29, 2014 |
| Thaddeus Pedzich | Cetera Advisor Networks LLC other | Voya Financial Advisors, Inc. other | Other | Sep 19, 2014 | Sep 30, 2016 (742 d) |
| David Neate | Cetera Advisor Networks LLC other | LPL Financial LLC other | Other | Sep 18, 2014 | Apr 16, 2015 (210 d) |
| James Henry Morgan | Cetera Advisor Networks LLC other | Wealth Teams Alliance independent RIA | Other | Sep 16, 2014 | Sep 12, 2014 |
| Matthew David Friedrichsen | Cetera Advisor Networks LLC other | Wells Fargo Advisors wirehouse | Other | Sep 15, 2014 | Sep 8, 2014 |
| Jana Blackwell Morrison | Cetera Advisor Networks LLC other | Burkett Financial Services, LLC other | Other | Sep 8, 2014 | Sep 26, 2014 |
| Rick Prime | Cetera Advisor Networks LLC other | Prime Wealth Management unclassified | Other | Sep 5, 2014 | Sep 10, 2014 |
| Kevin James O`Laughlin | Cetera Advisor Networks LLC other | Gen Financial Management Inc. other | Other | Aug 15, 2014 | Mar 10, 2016 (573 d) |
| Staci Ann Compagno | Cetera Advisor Networks LLC other | Allegis Investment Advisors, LLC other | Other | Aug 13, 2014 | Aug 14, 2014 |
| Micah John Wakefield | Cetera Advisor Networks LLC other | Swan Global Investments, LLC other | Other | Aug 8, 2014 | Aug 26, 2014 |