DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Berthel Fisher & Company Financial Services, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Matthew Scott Onstot	Berthel Fisher & Company Financial Services, Inc. other	Sagepoint Financial, Inc. other	Other	Dec 1, 2011	Dec 5, 2011
Jason Paul Wiltse	Berthel Fisher & Company Financial Services, Inc. other	Sagepoint Financial, Inc. other	Other	Dec 1, 2011	Dec 7, 2011
Arthur Brian Chalekian	Berthel Fisher & Company Financial Services, Inc. other	Western International Securities other	Other	Nov 15, 2011	Nov 16, 2011
James Howard Dockens	Berthel Fisher & Company Financial Services, Inc. other	E*Trade Capital Management, LLC other	Other	Oct 21, 2011	Oct 27, 2011
Kevin Auguste Carroll	Berthel Fisher & Company Financial Services, Inc. other	Market Street Wealth Management independent RIA	Other	Sep 7, 2011	Mar 18, 2020 (3115 d)
John Thomas Peak	Berthel Fisher & Company Financial Services, Inc. other	Ea Advisors LLC unclassified	Other	Jul 1, 2011	Jul 1, 2011
Todd Matthew Reamann	Berthel Fisher & Company Financial Services, Inc. other	Msi Financial Services, Inc. other	Other	Jun 30, 2011	Jul 25, 2011
James Henry Perry	Berthel Fisher & Company Financial Services, Inc. other	Financial Telesis, Inc. other	Other	Jun 3, 2011	Jun 16, 2011
Lorne David Enquist	Berthel Fisher & Company Financial Services, Inc. other	Empirical Wealth Management other	Other	May 4, 2011	Jun 1, 2011
Matthew Raymond Sydeski	Berthel Fisher & Company Financial Services, Inc. other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Apr 14, 2011	May 12, 2011
Philip Alan Goldstein	Berthel Fisher & Company Financial Services, Inc. other	Wfg Advisors, LP other	Other	Mar 8, 2011	Mar 7, 2011
Richard Mobley Ringgold	Berthel Fisher & Company Financial Services, Inc. other	Brookstone Capital Management LLC other	Other	Feb 28, 2011	Feb 10, 2014 (1078 d)
Jennifer L Pello	Berthel Fisher & Company Financial Services, Inc. other	Td Ameritrade, Inc. no RAUM	Other	Feb 14, 2011	Jul 27, 2021 (3816 d)
Ryan David Moore	Berthel Fisher & Company Financial Services, Inc. other	Retirement Solutions Group independent RIA	Other	Feb 11, 2011	Mar 30, 2022 (4065 d)
Brian Wallace Schilling	Berthel Fisher & Company Financial Services, Inc. other	Bfc Planning, Inc. no RAUM	Other	Jan 12, 2011	Sep 23, 2011 (254 d)
Mark Stuart Billes	Berthel Fisher & Company Financial Services, Inc. other	Horter Investment Management, LLC other	Other	Dec 31, 2010	Aug 27, 2015 (1700 d)
Gregory Wade Gobble	Berthel Fisher & Company Financial Services, Inc. other	Pnc Wealth Management other	Other	Dec 15, 2010	Jan 3, 2011
John Han	Berthel Fisher & Company Financial Services, Inc. other	Excelcia Financial Group, Ltd. unclassified	Other	Dec 3, 2010	Jan 5, 2011 (33 d)
Sean Buxton	Berthel Fisher & Company Financial Services, Inc. other	Excelcia Financial Group, Ltd. unclassified	Other	Dec 3, 2010	Jan 6, 2011 (34 d)
Connie John Reha	Berthel Fisher & Company Financial Services, Inc. other	Reha, Inc., Registered Investment Advisor unclassified	Other	Nov 4, 2010	Nov 10, 2010
Jahanguir Azodi	Berthel Fisher & Company Financial Services, Inc. other	Integrity Alliance, LLC other	Other	Sep 10, 2010	Sep 9, 2010
Douglas Duane Bennett	Berthel Fisher & Company Financial Services, Inc. other	Nations Financial Group, Inc. other	Other	Aug 16, 2010	Aug 13, 2010
Malcom Ong	Berthel Fisher & Company Financial Services, Inc. other	Nations Financial Group, Inc. other	Other	Aug 16, 2010	Aug 13, 2010
Tony Han	Berthel Fisher & Company Financial Services, Inc. other	Excelcia Financial Group, Ltd. unclassified	Other	Aug 13, 2010	Jan 31, 2011 (171 d)
Richard Allen Bean	Berthel Fisher & Company Financial Services, Inc. other	American Investment Services other	Other	Jul 26, 2010	Jul 29, 2010
Joseph Constantine Bernardi	Berthel Fisher & Company Financial Services, Inc. other	Vsr Advisory Services other	Other	Jul 8, 2010	Jul 2, 2010
Robert Emmett Lee	Berthel Fisher & Company Financial Services, Inc. other	Vsr Advisory Services other	Other	Jul 7, 2010	Jul 8, 2010
Chad Joseph Kruse	Berthel Fisher & Company Financial Services, Inc. other	Vsr Advisory Services other	Other	Jul 7, 2010	Jul 7, 2010
Jamie William Mcdonald	Berthel Fisher & Company Financial Services, Inc. other	Vsr Advisory Services other	Other	Jul 7, 2010	Jul 2, 2010
Donald Albert Lueke	Berthel Fisher & Company Financial Services, Inc. other	Nfp Advisor Services, LLC other	Other	May 27, 2010	May 26, 2010
Fred Hamsayeh	Berthel Fisher & Company Financial Services, Inc. other	H. Beck, Inc. other	Other	May 17, 2010	May 17, 2010
William Clay Tucker	Berthel Fisher & Company Financial Services, Inc. other	Asset Management Strategies, Inc. other	Other	Jan 11, 2010	Mar 8, 2013 (1152 d)
Brian David Havermann	Berthel Fisher & Company Financial Services, Inc. other	Havermann Financial Services, Inc. unclassified	Other	Dec 31, 2009	Nov 20, 2009
Lawrence M Sasso	Berthel Fisher & Company Financial Services, Inc. other	Voya Financial Advisors, Inc. other	Other	Dec 3, 2009	Jan 6, 2010 (34 d)
Megan Louise Avery	Berthel Fisher & Company Financial Services, Inc. other	Questar Asset Management, Inc. other	Other	Aug 24, 2009	Mar 22, 2012 (941 d)
Dean Charles Erickson	Berthel Fisher & Company Financial Services, Inc. other	Bionic Capital state registered	Other	Jul 24, 2009	Feb 17, 2022 (4591 d)
Kevin Patrick Fitzgerald	Berthel Fisher & Company Financial Services, Inc. other	Investacorp Advisory Services Inc other	Other	Jun 26, 2009	Aug 24, 2009 (59 d)
Sterling Jasper	Berthel Fisher & Company Financial Services, Inc. other	Barak Asset Management LLC state registered	Other	Jun 5, 2009	Nov 29, 2021 (4560 d)
Jimmy Elton Sloan	Berthel Fisher & Company Financial Services, Inc. other	Kalos Management other	Other	Mar 6, 2009	Mar 23, 2009
Robert Eran Shelton	Berthel Fisher & Company Financial Services, Inc. other	Cb Financial Advisors unclassified	Other	Mar 6, 2009	Mar 24, 2009
Scott William O'Brien	Berthel Fisher & Company Financial Services, Inc. other	Wealth Management Consultants, LLC unclassified	Other	Jan 9, 2009	Sep 21, 2009 (255 d)
Timothy Charles States	Berthel Fisher & Company Financial Services, Inc. other	Usadvisors Wealth Management, LLC independent RIA	Other	Dec 31, 2008	May 31, 2019 (3803 d)
Christopher Sean Cox	Berthel Fisher & Company Financial Services, Inc. other	Foothill Securities, Inc. other	Other	Dec 1, 2008	Feb 2, 2009 (63 d)
Bradley Joseph Schmitz	Berthel Fisher & Company Financial Services, Inc. other	Sii Investments, Inc. other	Other	Oct 15, 2008	Oct 20, 2008
Glenn Edward Hanzelin	Berthel Fisher & Company Financial Services, Inc. other	Principal Securities, Inc. other	Other	Jul 25, 2008	Aug 12, 2008
Lewis D Baker	Berthel Fisher & Company Financial Services, Inc. other	United Planners' Financial Services Of America A Limited Partner other	Other	Jul 16, 2008	Sep 2, 2008 (48 d)
Gabriel Lynn Gehret	Berthel Fisher & Company Financial Services, Inc. other	Ameriprise Financial Services, LLC national BD	Other	Sep 24, 2007	Sep 12, 2008 (354 d)
Michael Lee Sisco	Berthel Fisher & Company Financial Services, Inc. other	Cambridge Investment Research Advisors, Inc. other	Other	Aug 29, 2007	Sep 26, 2007
Michael Thomas Speziale	Berthel Fisher & Company Financial Services, Inc. other	Valic Financial Advisors, Inc. other	Other	Jun 25, 2007	Jun 25, 2007
Dwight W. Kimber	Berthel Fisher & Company Financial Services, Inc. other	Harbour Investments, Inc. other	Other	Mar 12, 2007	Sep 7, 2007 (179 d)
Harry Tuller Johnson	Berthel Fisher & Company Financial Services, Inc. other	Concourse Financial Group Advisors other	Other	Feb 21, 2007	Mar 7, 2007
Nathan Lee Wilson	Berthel Fisher & Company Financial Services, Inc. other	Eplanning Advisors Inc unclassified	Other	Dec 31, 2006	Jan 11, 2007
Carl David Apple	Berthel Fisher & Company Financial Services, Inc. other	Apple & Company, Inc. state registered	Other	Nov 17, 2006	Dec 19, 2006 (32 d)
Peter Thomas Mooney	Berthel Fisher & Company Financial Services, Inc. other	Coordinated Capital Securities, Inc. other	Other	Sep 5, 2006	Aug 21, 2006
Drew Moomaw	Berthel Fisher & Company Financial Services, Inc. other	Gunnallen Financial, Inc unclassified	Other	Aug 31, 2006	Dec 19, 2006 (110 d)
Gary Jon Geiger	Berthel Fisher & Company Financial Services, Inc. other	Sjs Investment Services other	Other	Aug 25, 2006	Nov 19, 2008 (817 d)
Jason Wayne Dempsey	Berthel Fisher & Company Financial Services, Inc. other	Usaa Financial Planning Services no RAUM	Other	Aug 23, 2006	Feb 6, 2007 (167 d)
Eric Evan Everson	Berthel Fisher & Company Financial Services, Inc. other	Integrity Alliance, LLC other	Other	Aug 2, 2006	Jul 27, 2007 (359 d)
Ronald Lee King	Berthel Fisher & Company Financial Services, Inc. other	Cic Advisers, LLC unclassified	Other	Aug 2, 2006	Nov 2, 2007 (457 d)
Bryan Reed Karsner	Berthel Fisher & Company Financial Services, Inc. other	LPL Financial LLC other	Other	Jul 14, 2006	Jul 13, 2006

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192 moves match.