DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from People'S Securities, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Jane-Ellen Porter-StefanowiczPeople'S Securities, Inc. no RAUMChittenden Securities, LLC. unclassifiedOtherMar 31, 2020Apr 16, 2009
Michael GoldPeople'S Securities, Inc. no RAUMGold Family Wealth unclassifiedOtherMar 31, 2020May 30, 2018
Paul Richard DuquettePeople'S Securities, Inc. no RAUMCitizens Securities, Inc. BD affiliatedOtherJan 29, 2020Jan 28, 2020
Maria Tychi-KefalasPeople'S Securities, Inc. no RAUMSantander Securities BD affiliatedOtherDec 13, 2019Aug 10, 2022 (971 d)
Steven Scott SmithPeople'S Securities, Inc. no RAUMPeople'S United Advisors, Inc. independent RIAOtherNov 13, 2019May 21, 2018
Gregg Scott FisherPeople'S Securities, Inc. no RAUMPeople'S United Advisors, Inc. independent RIAOtherNov 11, 2019Apr 2, 2018
Christopher Anthony DendePeople'S Securities, Inc. no RAUMPeople'S United Advisors, Inc. independent RIAOtherAug 7, 2019Apr 2, 2018
Raymond Scott PanekPeople'S Securities, Inc. no RAUMPeople'S United Advisors, Inc. independent RIAOtherJul 3, 2019May 23, 2018
Stanislav NedzhetskiyPeople'S Securities, Inc. no RAUMPeople'S United Advisors, Inc. independent RIAOtherApr 29, 2019May 21, 2018
Heather A. HepburnPeople'S Securities, Inc. no RAUMLPL Financial LLC independent RIAOtherApr 2, 2019Apr 12, 2019
Joseph M. BonannoPeople'S Securities, Inc. no RAUMPeople'S United Advisors, Inc. independent RIAOtherMar 4, 2019May 22, 2018
Curt Arri SchultzbergPeople'S Securities, Inc. no RAUMPeople'S United Advisors, Inc. independent RIAOtherJan 22, 2019Apr 3, 2018
Leisl Lissfelt LangevinPeople'S Securities, Inc. no RAUMPeople'S United Advisors, Inc. independent RIAOtherJan 22, 2019Apr 5, 2018
Jose AbreuPeople'S Securities, Inc. no RAUMMML Investors Services, LLC BD affiliatedOtherJan 7, 2019Feb 13, 2020 (402 d)
Michael Paul SerfillippiPeople'S Securities, Inc. no RAUMMML Investors Services, LLC BD affiliatedOtherDec 3, 2018Jan 4, 2019 (32 d)
Daniel Winston MaurerPeople'S Securities, Inc. no RAUMPeople'S United Advisors, Inc. independent RIAOtherJun 18, 2018Apr 5, 2018
Emily CunninghamPeople'S Securities, Inc. no RAUMPeople'S United Advisors, Inc. independent RIAOtherJun 18, 2018May 21, 2018
Antonio Bentu RodriguesPeople'S Securities, Inc. no RAUMPeople'S United Advisors, Inc. independent RIAOtherMay 21, 2018Apr 19, 2018
Collin David ShapiroPeople'S Securities, Inc. no RAUMMorgan Stanley wirehouseOtherMay 21, 2018Aug 3, 2018 (74 d)
David Ralph MeadePeople'S Securities, Inc. otherLPL Financial LLC independent RIAOtherMar 19, 2018Mar 19, 2018
Jeffrey Michael LiguoriPeople'S Securities, Inc. otherNapatree Capital LLC independent RIAOtherMar 12, 2018Mar 15, 2018
Eric ChodkowskiPeople'S Securities, Inc. otherSantander Securities BD affiliatedOtherMar 2, 2018Mar 5, 2019 (368 d)
Stephen Christopher SimmonsPeople'S Securities, Inc. otherEsi Financial Advisors BD affiliatedOtherJan 22, 2018Jan 16, 2018
Gordon RhoadsPeople'S Securities, Inc. otherEsi Financial Advisors BD affiliatedOtherJan 22, 2018Jan 18, 2018
Christopher Andrew AguelePeople'S Securities, Inc. otherLPL Financial LLC independent RIAOtherDec 20, 2017Dec 18, 2017
Robert Cheney StimsonPeople'S Securities, Inc. otherLittle House Capital, LLC no RAUMOtherNov 9, 2017Nov 15, 2017
Bernard John LynchPeople'S Securities, Inc. otherShp Wealth Management, LLC independent RIAOtherNov 8, 2017Apr 30, 2018 (173 d)
Peter FrontieroPeople'S Securities, Inc. otherAllstate Financial Advisors, LLC BD affiliatedOtherSep 18, 2017Aug 4, 2023 (2146 d)
Ryan James BirgePeople'S Securities, Inc. otherRBC Capital Markets, LLC national BDOtherJun 26, 2017Jun 19, 2017
Matthew P BoylePeople'S Securities, Inc. otherWaddell & Reed otherOtherJun 16, 2017Jun 13, 2017
Anna TyutyunikPeople'S Securities, Inc. otherPark Avenue Securities LLC BD affiliatedOtherJun 5, 2017Sep 24, 2025 (3033 d)
Rebecca MarouskiPeople'S Securities, Inc. otherWaddell & Reed BD affiliatedOtherMay 18, 2017Jul 2, 2018 (410 d)
Jason MedoffPeople'S Securities, Inc. otherStrategic Advisers LLC national BDOtherMar 10, 2017Mar 16, 2017
Michael Patrick KiziukPeople'S Securities, Inc. otherSantander Securities otherOtherNov 7, 2016Nov 23, 2016
Brian Robert MaitlandPeople'S Securities, Inc. otherCitizens Securities, Inc. otherOtherMar 3, 2016Mar 23, 2016
Robert George VailPeople'S Securities, Inc. otherCharter Oak Capital Management otherOtherJan 25, 2016Feb 29, 2016 (35 d)
Babatunde Micheal AiyegbusiPeople'S Securities, Inc. otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherNov 30, 2015Dec 9, 2015
William Frederick DebillePeople'S Securities, Inc. otherCitigroup Global Markets Inc. otherOtherJun 1, 2015Jun 3, 2015
Brian Keith MckoyPeople'S Securities, Inc. otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherApr 8, 2015Apr 20, 2015
Eleanor Tobin StubbsPeople'S Securities, Inc. otherAdvice And Planning Services otherOtherMar 27, 2015Apr 17, 2015
Kurt SchaeferPeople'S Securities, Inc. otherMsi Financial Services, Inc. otherOtherJan 9, 2015Jan 22, 2015
Darren StevensonPeople'S Securities, Inc. otherLPL Financial LLC otherOtherDec 22, 2014Jan 7, 2015
Jason Michael JeffersPeople'S Securities, Inc. otherSantander Securities otherOtherSep 15, 2014Oct 6, 2014
James Anthony KilcommonsPeople'S Securities, Inc. otherPrinceton Global Asset Management LLC independent RIAOtherJul 8, 2014Apr 26, 2024 (3580 d)
Christopher Michael SheehanPeople'S Securities, Inc. otherFlagship Harbor Advisors, LLC otherOtherJul 8, 2014Feb 23, 2015 (230 d)
Wendi Chrystina Cowdrey-RagonPeople'S Securities, Inc. otherInvestors Capital Advisory otherOtherJul 7, 2014Nov 3, 2014 (119 d)
Frank Frederick LoriaPeople'S Securities, Inc. otherCitizens Securities, Inc. otherOtherJan 13, 2014Jan 13, 2014
Michael Patrick KingPeople'S Securities, Inc. otherFirst Horizon Advisors, Inc mixed wealthOtherAug 6, 2013Mar 27, 2024 (3886 d)
Frank Richard PetrilliPeople'S Securities, Inc. otherHsbc Securities (USA) Inc. otherOtherMay 13, 2013May 30, 2013
Brian John ElmerPeople'S Securities, Inc. otherBe Investment Management state registeredOtherApr 24, 2013Apr 4, 2014 (345 d)
Samantha WentlandPeople'S Securities, Inc. otherStrategic Advisers LLC national BDOtherApr 23, 2013May 15, 2013
Vincent Jordan TaylorPeople'S Securities, Inc. otherMorgan Stanley wirehouseOtherMar 18, 2013May 15, 2013 (58 d)
Matthew Alan McfarlandPeople'S Securities, Inc. otherR M Davis Inc otherOtherJan 22, 2013Jan 15, 2013
Kimberly Jean ScottPeople'S Securities, Inc. otherVirtus Investment Advisers, LLC otherOtherOct 19, 2012Nov 26, 2012 (38 d)
David A YaffeePeople'S Securities, Inc. otherOsaic Institutions, Inc. otherOtherOct 1, 2012Sep 28, 2012
William F CliffordPeople'S Securities, Inc. otherVigilant Wealth Management otherOtherSep 17, 2012Oct 15, 2012
Kristine Ellen RobertsPeople'S Securities, Inc. otherWells Fargo Advisors wirehouseOtherSep 10, 2012Sep 11, 2012
Michele Jeanne TrinksPeople'S Securities, Inc. otherWells Fargo Advisors wirehouseOtherAug 15, 2012Aug 10, 2012
Jeffrey Pratt RussellPeople'S Securities, Inc. otherMML Investors Services, LLC otherOtherFeb 7, 2012Apr 19, 2012 (72 d)
Colin Charles GroverPeople'S Securities, Inc. otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherMar 30, 2011May 11, 2011 (42 d)
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74 moves match.