DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Cuna Brokerage Services, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jolene Kay Henn | Cuna Brokerage Services, Inc. BD affiliated | Transamerica Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 30, 2023 | Sep 5, 2023 (159 d) |
| Laure Renee Meyer | Cuna Brokerage Services, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 30, 2023 | Jan 16, 2025 (658 d) |
| Martin James Mangialardi | Cuna Brokerage Services, Inc. BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 30, 2023 | May 8, 2026 (1135 d) |
| Jeffrey Lee Blum | Cuna Brokerage Services, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 30, 2023 | Mar 5, 2026 (1071 d) |
| Mark A Ruhe | Cuna Brokerage Services, Inc. BD affiliated | Potomac other | Other | Mar 30, 2023 | Aug 23, 2023 (146 d) |
| Michael Joe Mason | Cuna Brokerage Services, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 30, 2023 | Mar 23, 2026 (1089 d) |
| Benjamin Fisher | Cuna Brokerage Services, Inc. BD affiliated | Ameritas Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 30, 2023 | Mar 25, 2024 (361 d) |
| Chad M Mueller | Cuna Brokerage Services, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 30, 2023 | Feb 13, 2026 (1051 d) |
| Trent Tredinnick | Cuna Brokerage Services, Inc. BD affiliated | Enrich Financial Partners LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 30, 2023 | Aug 15, 2024 (504 d) |
| Mindy Minarik-Prins | Cuna Brokerage Services, Inc. BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 30, 2023 | Jul 24, 2024 (482 d) |
| Steven John Krueger | Cuna Brokerage Services, Inc. BD affiliated | Ae Wealth Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2022 | Jan 18, 2023 |
| Adam I Khalifa | Cuna Brokerage Services, Inc. BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 2, 2022 | Sep 16, 2022 |
| Shaila Nicole Maloney | Cuna Brokerage Services, Inc. BD affiliated | Nuveen Asset Management, LLC other | Other | Jun 24, 2022 | Jul 20, 2022 |
| Kim Marie Pruitt | Cuna Brokerage Services, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 6, 2022 | May 18, 2022 |
| David Allan Stern | Cuna Brokerage Services, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 6, 2022 | Jun 17, 2022 |
| Randolph James Tate | Cuna Brokerage Services, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | May 30, 2022 | May 16, 2022 |
| Michelle Denise Cooley | Cuna Brokerage Services, Inc. BD affiliated | The Wealth Consulting Group independent RIA | Affiliated broker-dealer or bank to independent RIA | May 18, 2022 | Nov 1, 2022 (167 d) |
| Karl Patrick Tweardy | Cuna Brokerage Services, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | May 17, 2022 | May 16, 2022 |
| Joel Donald Marks | Cuna Brokerage Services, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | May 17, 2022 | May 19, 2022 |
| James Frederick Collins | Cuna Brokerage Services, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | May 17, 2022 | May 16, 2022 |
| Robert Clinton Chastain | Cuna Brokerage Services, Inc. BD affiliated | Annex Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 17, 2022 | May 26, 2022 |
| Elizabeth Joseph | Cuna Brokerage Services, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | May 16, 2022 | May 16, 2022 |
| Jeremey Seth Hill | Cuna Brokerage Services, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | May 13, 2022 | Jun 29, 2023 (412 d) |
| Scott Ratajczak | Cuna Brokerage Services, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | May 10, 2022 | Aug 31, 2022 (113 d) |
| Dennis Leroy Mollison | Cuna Brokerage Services, Inc. BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 5, 2022 | May 3, 2022 |
| Monica Sashil Chandra | Cuna Brokerage Services, Inc. BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 5, 2022 | May 3, 2022 |
| Farhad Sediqi | Cuna Brokerage Services, Inc. BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 5, 2022 | May 3, 2022 |
| Jay M Close | Cuna Brokerage Services, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | May 4, 2022 | May 23, 2022 |
| Helen Ruth Alexander | Cuna Brokerage Services, Inc. BD affiliated | Trajan Wealth, L.L.C. independent RIA | Affiliated broker-dealer or bank to independent RIA | May 2, 2022 | Sep 15, 2023 (501 d) |
| Janet Mendez | Cuna Brokerage Services, Inc. BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 21, 2022 | Sep 1, 2022 (133 d) |
| Hector Leonardo Nava-Castanon | Cuna Brokerage Services, Inc. BD affiliated | Missionsquare Retirement institutional | Other | Apr 21, 2022 | May 5, 2022 |
| Joseph John Mandujano | Cuna Brokerage Services, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 19, 2022 | Apr 29, 2022 |
| Clay Thomas Symington | Cuna Brokerage Services, Inc. BD affiliated | Ameritas Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 18, 2022 | May 27, 2022 (39 d) |
| Ryan Robert Batey | Cuna Brokerage Services, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 7, 2022 | Apr 8, 2022 |
| Brandon T Collins | Cuna Brokerage Services, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Apr 5, 2022 | Jun 21, 2022 (77 d) |
| Alexander Gerhard Forster | Cuna Brokerage Services, Inc. BD affiliated | Santander Securities BD affiliated | Affiliated broker-dealer or bank to another | Mar 31, 2022 | Apr 12, 2022 |
| Virgil Hall | Cuna Brokerage Services, Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Mar 31, 2022 | Apr 26, 2022 |
| Alicia Kay Ellis | Cuna Brokerage Services, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Mar 24, 2022 | Mar 24, 2022 |
| Charles Sanders | Cuna Brokerage Services, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Mar 24, 2022 | Mar 24, 2022 |
| Alex Miguel Santillan | Cuna Brokerage Services, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 14, 2022 | Apr 4, 2022 |
| Jeffrey Michael Baldigo | Cuna Brokerage Services, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 4, 2022 | Jun 27, 2022 (115 d) |
| Russell L Martin | Cuna Brokerage Services, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 2, 2022 | Aug 29, 2024 (911 d) |
| Todd Douglas Micciche | Cuna Brokerage Services, Inc. BD affiliated | True North Retirement Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 28, 2022 | Mar 7, 2022 |
| Jesus Vega Rojas | Cuna Brokerage Services, Inc. BD affiliated | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Feb 28, 2022 | Feb 25, 2022 |
| George William Sherman | Cuna Brokerage Services, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Feb 24, 2022 | Feb 23, 2022 |
| Jeffrey Kent Schriner | Cuna Brokerage Services, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 21, 2022 | Feb 22, 2022 |
| Wendell Lee Bunch | Cuna Brokerage Services, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 21, 2022 | Feb 22, 2022 |
| Kyle Lynn Moore | Cuna Brokerage Services, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Feb 21, 2022 | Feb 22, 2022 |
| Brian Bruce Bristow | Cuna Brokerage Services, Inc. BD affiliated | Csenge Advisory Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 17, 2022 | Apr 9, 2026 (1512 d) |
| Bradley Glenn Garnett | Cuna Brokerage Services, Inc. BD affiliated | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Feb 11, 2022 | Feb 16, 2022 |
| Brian Michael Turpen | Cuna Brokerage Services, Inc. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Feb 4, 2022 | Feb 3, 2022 |
| Brian James Kopp | Cuna Brokerage Services, Inc. BD affiliated | Canopy Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 4, 2022 | Nov 12, 2024 (1012 d) |
| Jason William Persinger | Cuna Brokerage Services, Inc. BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 3, 2022 | Jun 28, 2023 (510 d) |
| Jason A Spatafora | Cuna Brokerage Services, Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Jan 7, 2022 | Jan 4, 2022 |
| Trenton Schrader | Cuna Brokerage Services, Inc. BD affiliated | Ascensus Investment Advisors, LLC institutional | Other | Dec 21, 2021 | Mar 1, 2022 (70 d) |
| Elizabeth Dooling Timmer | Cuna Brokerage Services, Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 21, 2021 | Feb 14, 2022 (55 d) |
| Jason Scott Knapps | Cuna Brokerage Services, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 16, 2021 | Dec 15, 2021 |
| Jennifer Noel Fletcher | Cuna Brokerage Services, Inc. BD affiliated | Empower Advisory Group, LLC other | Other | Dec 10, 2021 | Dec 17, 2021 |
| Peter Timothy Simpson | Cuna Brokerage Services, Inc. BD affiliated | Cuso Financial Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Dec 10, 2021 | Dec 6, 2021 |
| David Harry Goldpenny | Cuna Brokerage Services, Inc. BD affiliated | Cuso Financial Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Dec 9, 2021 | Dec 2, 2021 |
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693 moves match.