DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Integrity Alliance, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Kevin Blake Plain | Integrity Alliance, LLC BD affiliated | Gradient Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 11, 2026 | Sep 10, 2026 |
| Garth David Gherardini | Integrity Alliance, LLC BD affiliated | Esi Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 31, 2026 | Aug 3, 2026 |
| Dale Mccarty | Integrity Alliance, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 25, 2026 | Jul 27, 2026 |
| Eliot Ness | Integrity Alliance, LLC BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 25, 2026 | Aug 12, 2026 |
| Ethan Loren Hokanson | Integrity Alliance, LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 20, 2026 | Aug 5, 2026 |
| Kevin Patrick Pearce | Integrity Alliance, LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 17, 2026 | Jul 21, 2026 |
| Trent Michael Pearce | Integrity Alliance, LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 17, 2026 | Jul 21, 2026 |
| David Eric Appel | Integrity Alliance, LLC BD affiliated | Integrated Wealth Concepts LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 5, 2026 | Jun 22, 2026 |
| Drake Chamberlin Turner | Integrity Alliance, LLC BD affiliated | Ae Wealth Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 9, 2026 | May 1, 2026 |
| Craig Edmund Lytle | Integrity Alliance, LLC BD affiliated | Candlelight Financial Solutions state registered | Affiliated broker-dealer or bank to a state-registered adviser | Apr 24, 2026 | Apr 24, 2026 |
| Ryan Reid Ruark | Integrity Alliance, LLC BD affiliated | Candlelight Financial Solutions state registered | Affiliated broker-dealer or bank to a state-registered adviser | Apr 24, 2026 | Apr 24, 2026 |
| Kevin Joseph Welu | Integrity Alliance, LLC BD affiliated | Cliftonlarsonallen Wealth Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 1, 2026 | Apr 1, 2026 |
| Alec Edmond Muehlemeyer | Integrity Alliance, LLC BD affiliated | Aegis Wealth Management, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 6, 2026 | Mar 9, 2026 |
| Angie D Trandai | Integrity Alliance, LLC BD affiliated | Creativeone Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 18, 2026 | Feb 13, 2026 |
| Tancuong Trandai | Integrity Alliance, LLC BD affiliated | Creativeone Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 18, 2026 | Feb 13, 2026 |
| Peyton Miller | Integrity Alliance, LLC BD affiliated | M Holdings Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 3, 2026 | Jan 30, 2026 |
| Denise Jan Mayen | Integrity Alliance, LLC BD affiliated | Oneamerica Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 5, 2026 | Mar 2, 2026 (56 d) |
| Robert James Pozzuto | Integrity Alliance, LLC BD affiliated | Matune Basile Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 17, 2025 | Jan 15, 2026 |
| David Alan Henry | Integrity Alliance, LLC BD affiliated | Integrity Advisory Solutions independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 19, 2025 | Jan 9, 2024 |
| Joseph Francis Boyle | Integrity Alliance, LLC BD affiliated | Kintra Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 18, 2025 | Dec 2, 2025 |
| Shannon Edward Gillis | Integrity Alliance, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 29, 2025 | Dec 22, 2025 (54 d) |
| Austin B. Crump | Integrity Alliance, LLC BD affiliated | Strategic Advisers LLC national BD | Affiliated broker-dealer or bank to another | Sep 30, 2025 | Oct 27, 2025 |
| Brett Thomas Ciarlo | Integrity Alliance, LLC BD affiliated | Belpointe Asset Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 25, 2025 | Sep 25, 2025 |
| Alex Lee Cary | Integrity Alliance, LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 25, 2025 | Aug 25, 2025 |
| Terry A Grissom | Integrity Alliance, LLC BD affiliated | LPL Enterprise, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 20, 2025 | Aug 26, 2025 |
| Robert Kaniela Read | Integrity Alliance, LLC BD affiliated | Forest Park Capital LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jul 17, 2025 | Aug 19, 2025 (33 d) |
| Brett A Shunkwiler | Integrity Alliance, LLC BD affiliated | Ae Wealth Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 11, 2025 | Jun 16, 2025 |
| Eric John Rickert | Integrity Alliance, LLC BD affiliated | Ae Wealth Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 11, 2025 | Jun 25, 2025 |
| Carina Smaus | Integrity Alliance, LLC BD affiliated | Ae Wealth Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 11, 2025 | Jul 14, 2025 (33 d) |
| Aaron Anton Milne | Integrity Alliance, LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 27, 2025 | Jun 26, 2025 |
| Flavio Nelson Medeiros | Integrity Alliance, LLC BD affiliated | Coast Wealth Management Group, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Apr 8, 2025 | Apr 9, 2025 |
| Scott Christopher Groskreutz | Integrity Alliance, LLC BD affiliated | Sg Financial state registered | Affiliated broker-dealer or bank to a state-registered adviser | Mar 20, 2025 | Mar 24, 2025 |
| Zachary Hamilton Otey | Integrity Alliance, LLC BD affiliated | Integrity Advisory Solutions independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 2, 2025 | Oct 22, 2024 |
| Felipe Baeza Correa | Integrity Alliance, LLC BD affiliated | Gradient Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 2, 2025 | Jan 2, 2025 |
| Adam Mitchell Stewart | Integrity Alliance, LLC BD affiliated | Ausdal Financial Partners, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 4, 2024 | May 9, 2025 (156 d) |
| Chad Vincent Cassiani | Integrity Alliance, LLC BD affiliated | Integrity Advisory Solutions independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 12, 2024 | Oct 23, 2024 |
| Logan Andrew Benham | Integrity Alliance, LLC BD affiliated | Benham Advisory Group state registered | Affiliated broker-dealer or bank to a state-registered adviser | Oct 25, 2024 | Oct 29, 2024 |
| Kyle Benham | Integrity Alliance, LLC BD affiliated | Benham Advisory Group state registered | Affiliated broker-dealer or bank to a state-registered adviser | Oct 25, 2024 | Oct 29, 2024 |
| Craig Thomas Coughlin | Integrity Alliance, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 22, 2024 | Oct 21, 2024 |
| Lawrence M Sasso | Integrity Alliance, LLC BD affiliated | Bison Wealth, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Oct 15, 2024 | Oct 29, 2024 |
| Miriam Abraham | Integrity Alliance, LLC BD affiliated | Integrity Advisory Solutions independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 24, 2024 | Apr 11, 2024 |
| Lucas Adam Peterson | Integrity Alliance, LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 11, 2024 | Sep 11, 2024 |
| Sanford Michael Fisch | Integrity Alliance, LLC BD affiliated | Integrity Advisory Solutions independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 3, 2024 | Apr 11, 2024 |
| Cornelius Joseph O'Reilly | Integrity Alliance, LLC BD affiliated | Integrity Advisory Solutions independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 8, 2024 | Apr 11, 2024 |
| Daniel James Rundahl | Integrity Alliance, LLC BD affiliated | Creativeone Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 2, 2024 | Jul 2, 2024 |
| Joshua Kent Crawford | Integrity Alliance, LLC BD affiliated | Integrity Advisory Solutions independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 27, 2024 | Mar 28, 2024 |
| Gina Marie Leguria | Integrity Alliance, LLC BD affiliated | Integrity Advisory Solutions independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 27, 2024 | Mar 19, 2024 |
| Benjamin A Wilhelm | Integrity Alliance, LLC BD affiliated | Oneascent Financial Services LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 31, 2024 | May 31, 2024 |
| Hugh Palmer Duke | Integrity Alliance, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 15, 2024 | May 15, 2024 |
| Elisa F Rojas | Integrity Alliance, LLC BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 16, 2024 | May 30, 2024 (44 d) |
| Stephen Michael Waltar | Integrity Alliance, LLC BD affiliated | Integrity Advisory Solutions independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 16, 2024 | Apr 11, 2024 |
| Lenny Ray Martinez | Integrity Alliance, LLC BD affiliated | Simplicity Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 14, 2024 | Mar 15, 2024 |
| Blaine D Ratliff | Integrity Alliance, LLC independent RIA | Oneamerica Securities, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jan 3, 2024 | Aug 9, 2024 (219 d) |
| Ryan J Munoz | Integrity Alliance, LLC independent RIA | Inspire Advisors, LLC independent RIA | RIA to RIA | Nov 29, 2023 | Dec 1, 2023 |
| Brian Paul Eisbach | Integrity Alliance, LLC independent RIA | Packerland Brokerage Services, Inc. independent RIA | RIA to RIA | Oct 13, 2023 | Oct 13, 2023 |
| Lisa Renae Carlson | Integrity Alliance, LLC independent RIA | Simplicity Wealth independent RIA | RIA to RIA | Jun 29, 2023 | Jun 28, 2023 |
| Kermit Dale Mcgregor | Integrity Alliance, LLC independent RIA | Ae Wealth Management, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Feb 1, 2023 | Feb 1, 2023 |
| Rebecca Speck Foster | Integrity Alliance, LLC independent RIA | Hornor, Townsend & Kent, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 20, 2023 | Feb 6, 2023 |
| Jeremy Dillon Baldwin | Integrity Alliance, LLC independent RIA | Baldwin Financial, LLC state registered | RIA to a state-registered adviser | Dec 21, 2022 | Feb 16, 2023 (57 d) |
| Eric Charles Bell | Integrity Alliance, LLC independent RIA | Hamilton-Bates Investment Research, Inc. other | Other | Dec 16, 2022 | Jan 14, 2025 (760 d) |
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205 moves match.