DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Concert Wealth Management

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Scott Lawrence ChristieConcert Wealth Management otherSowell Management otherOtherDec 31, 2016Sep 30, 2016
Leslie FerroneConcert Wealth Management otherSowell Management otherOtherDec 31, 2016Sep 21, 2016
Lori Robyn HallConcert Wealth Management otherSowell Management otherOtherDec 31, 2016Sep 19, 2016
Myles Henry Asa PritchardConcert Wealth Management otherAdvisory Services Network otherOtherDec 31, 2016Sep 22, 2016
Joshua Anthony BaroneConcert Wealth Management otherFieldstone Financial Management Group, LLC otherOtherDec 31, 2016Oct 17, 2016
Andrea NolanConcert Wealth Management otherFieldstone Financial Management Group, LLC otherOtherDec 31, 2016Oct 25, 2016
Jason Tyler GreenwoodConcert Wealth Management otherKms Financial Services, Inc otherOtherDec 31, 2016Sep 15, 2016
Ryan Matthew JenningsConcert Wealth Management otherSowell Management otherOtherDec 31, 2016Oct 19, 2016
Robert Nicholas BaroneConcert Wealth Management otherFieldstone Financial Management Group, LLC otherOtherDec 31, 2016Oct 17, 2016
Stuart Mitchell SwanConcert Wealth Management otherSowell Management otherOtherDec 27, 2016Sep 21, 2016
Nedim SaulConcert Wealth Management otherOppenheimer & Co. Inc. otherOtherDec 27, 2016Feb 7, 2017 (42 d)
Michael ObuchowskiConcert Wealth Management otherMerlin Asset Management independent RIAOtherDec 16, 2016Jul 2, 2024 (2755 d)
James Michael McevoyConcert Wealth Management otherInternational Asset Management independent RIAOtherDec 14, 2016Apr 26, 2017 (133 d)
Gregory SylerConcert Wealth Management otherSowell Management otherOtherDec 8, 2016Oct 3, 2016
Brian Robin DunhillConcert Wealth Management otherDunhill Financial otherOtherNov 28, 2016Sep 18, 2017 (294 d)
Joseph Andrew HarrisConcert Wealth Management otherDynamic independent RIAOtherSep 30, 2016Feb 2, 2024 (2681 d)
Raymond K JewConcert Wealth Management otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherSep 30, 2016Oct 28, 2016
William John Penson LawtonConcert Wealth Management otherCapital Markets Iq, LLC independent RIAOtherSep 30, 2016Dec 19, 2025 (3367 d)
Walter C RichardsonConcert Wealth Management otherCapital Markets Iq, LLC otherOtherSep 7, 2016Aug 18, 2016
David Codd BoydellConcert Wealth Management otherMutual Advisors, LLC otherOtherAug 12, 2016Aug 16, 2016
David Allen JacksonConcert Wealth Management otherDel Mar Wealth Management Inc independent RIAOtherMay 12, 2016Apr 27, 2015
Jonathan Harris LoerConcert Wealth Management otherFieldstone Financial Management Group, LLC no RAUMOtherMay 4, 2016Apr 5, 2016
Michael Alan NessConcert Wealth Management otherFieldstone Financial Management Group, LLC no RAUMOtherMay 4, 2016Apr 29, 2016
Frank Joseph MarroneConcert Wealth Management otherFieldstone Financial Management Group, LLC no RAUMOtherMay 4, 2016Mar 29, 2016
Gary Max GoeppingerConcert Wealth Management otherAdvisory Services Network independent RIAOtherMar 23, 2016Jun 1, 2021 (1896 d)
David Donald MoenningConcert Wealth Management otherSowell Management otherOtherDec 21, 2015Dec 18, 2015
Jitendra Chandershaikher MehtaConcert Wealth Management otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherSep 30, 2015Jan 5, 2026 (3750 d)
Alan Keith GoldfarbConcert Wealth Management otherBacon Financial Management, Inc Dba Financial Strategies Group unclassifiedOtherJul 1, 2015Nov 5, 2014
Diana Lynn BaconConcert Wealth Management otherApella Wealth independent RIAOtherJul 1, 2015Jan 8, 2020 (1652 d)
Brian Nmn WuConcert Wealth Management otherOctavia Investments LLC independent RIAOtherJul 1, 2015May 22, 2015
James William CravottaConcert Wealth Management otherCapital Markets Iq, LLC otherOtherJun 26, 2015Mar 20, 2012
Kenneth Scott RobertsConcert Wealth Management otherIwc Asset Management LLC otherOtherApr 20, 2015Jun 29, 2017 (801 d)
William Elton LeitchConcert Wealth Management otherCasilio Leitch Investments otherOtherApr 14, 2015Nov 13, 2014
Nathaniel James AngeloConcert Wealth Management otherFinancial Advocates Investment Management otherOtherMar 31, 2015May 7, 2015 (37 d)
Kirk Douglas KnightConcert Wealth Management otherKnight And Company Wealth Advisors, LLC state registeredOtherMar 31, 2015Sep 23, 2014
Gael Douglas KnightConcert Wealth Management otherKnight And Company Wealth Advisors, LLC state registeredOtherMar 31, 2015Sep 23, 2014
Cindy X ChinConcert Wealth Management otherCrown Capital Securities, L.P. otherOtherFeb 2, 2015Mar 24, 2015 (50 d)
Corey Charles CasilioConcert Wealth Management otherCasilio Leitch Investments independent RIAOtherDec 26, 2014Jan 2, 2025 (3660 d)
Clay Alan SkurdalConcert Wealth Management otherLebenthal Wealth Advisors, LLC no RAUMOtherNov 3, 2014Oct 24, 2014
Owen Bradley StrattonConcert Wealth Management otherOverland Park Wealth Management LLC state registeredOtherSep 30, 2014Jul 9, 2014
James Patrick LynchConcert Wealth Management otherDavid A. Noyes & Company otherOtherJan 3, 2014Jan 8, 2014
Nicholas Edwin FullerConcert Wealth Management otherDynamic otherOtherSep 26, 2013Oct 2, 2013
Gil A BaumgartenConcert Wealth Management otherSegment Wealth Management, LLC no RAUMOtherJul 15, 2013Aug 30, 2012
Mark Andrew FrugoniConcert Wealth Management otherFocus Wealth Advisors, LLC no RAUMOtherJul 15, 2013Jan 10, 2013
Mark Christopher ScalzoConcert Wealth Management otherPinhook Capital, LLC otherOtherJul 12, 2013Jul 23, 2014 (376 d)
Brian Lincoln QuinnConcert Wealth Management otherWells Fargo Advisors wirehouseOtherJul 12, 2013Jul 13, 2016 (1097 d)
Michael Murray KnittelConcert Wealth Management otherLagunitas Asset Management, LLC independent RIAOtherJun 24, 2013Jun 20, 2013
Robert Paul MastelConcert Wealth Management otherRpm Advisors, LLC otherOtherJun 13, 2013Jun 12, 2013
Darren R GrayConcert Wealth Management otherPrism Financial Group, L.L.C. otherOtherNov 12, 2012Jan 14, 2013 (63 d)
Deidre Michelle MrazConcert Wealth Management otherMraz And Associates otherOtherMar 19, 2012Oct 24, 2011
Rodney L. WatkinsConcert Wealth Management otherSoutheast Investments, N.C., Inc. state registeredOtherFeb 27, 2012Oct 21, 2013 (602 d)
David Frederick MrazConcert Wealth Management otherMraz And Associates otherOtherNov 28, 2011Oct 24, 2011
Cyrus Scott SmithConcert Wealth Management otherE*Trade Capital Management, LLC otherOtherApr 8, 2011Apr 14, 2011
Daniel Craig OsgoodConcert Wealth Management otherAdvanced Practice Advisors, LLC otherOtherDec 3, 2010Jun 14, 2010
Christopher Alan TateConcert Wealth Management otherAdvanced Practice Advisors, LLC otherOtherDec 3, 2010Jun 14, 2010
Gladys E LimonesConcert Wealth Management otherLifesteps Financial otherOtherSep 2, 2010Jun 22, 2010
Henry Milton FordConcert Wealth Management otherLifesteps Financial otherOtherSep 2, 2010Jun 22, 2010
Dick Eugene BlakeleyConcert Wealth Management otherThe Blakeley Group Inc otherOtherDec 31, 2008Jan 6, 2025 (5850 d)
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118 moves match.