DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Capitol Securities Management, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Patrick D'AgostinoCapitol Securities Management, Inc. independent RIAAmeriprise Financial Services, LLC national BDRIA to affiliated broker-dealer or bankJun 29, 2026Jun 5, 2026
Joseph Nathan MarkimCapitol Securities Management, Inc. independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankMay 19, 2026May 18, 2026
Loree Anne HarpoleCapitol Securities Management, Inc. independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankOct 24, 2025Oct 27, 2025
Timothy John CrytzerCapitol Securities Management, Inc. independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankOct 29, 2024Oct 28, 2024
Morgan R AllenCapitol Securities Management, Inc. independent RIAStratos Wealth Advisors LLC independent RIARIA to RIAJun 18, 2024Jul 5, 2024
Logan Barrett SaufleyCapitol Securities Management, Inc. independent RIARaymond James & Associates, Inc. national BDRIA to affiliated broker-dealer or bankApr 19, 2024May 1, 2024
Richard Thomas RagoldCapitol Securities Management, Inc. independent RIACetera Investment Advisers LLC BD affiliatedRIA to affiliated broker-dealer or bankJan 9, 2024Jan 8, 2024
John CahillCapitol Securities Management, Inc. independent RIAFidelity Personal And Workplace Advisors BD affiliatedRIA to affiliated broker-dealer or bankNov 28, 2023Jan 30, 2024 (63 d)
Frank Alexander BallingerCapitol Securities Management, Inc. independent RIAAegis Capital Corp. BD affiliatedRIA to affiliated broker-dealer or bankOct 26, 2023Nov 6, 2023
Laura CaseyCapitol Securities Management, Inc. independent RIACoastal Wealth Management no RAUMRIA to a newly registered adviserSep 19, 2023Sep 1, 2023
James Bryant ZimmermanCapitol Securities Management, Inc. independent RIACetera Investment Advisers LLC BD affiliatedRIA to affiliated broker-dealer or bankAug 23, 2023Mar 21, 2024 (211 d)
Matthew ReimannCapitol Securities Management, Inc. independent RIAUBS Financial Services Inc. wirehouseRIA to wirehouseSep 6, 2022Sep 6, 2022
Justin Abbott GoodhueCapitol Securities Management, Inc. independent RIAPrimoris Wealth Advisors, LLC independent RIARIA to RIAJun 1, 2022May 2, 2022
Lawrence Howard SizelerCapitol Securities Management, Inc. independent RIAWells Fargo Advisors wirehouseRIA to wirehouseApr 1, 2022Mar 17, 2022
Donald Peter GaskellCapitol Securities Management, Inc. independent RIAVerus Capital Partners, LLC independent RIARIA to RIANov 16, 2021Feb 13, 2025 (1185 d)
William Lashaun JilesCapitol Securities Management, Inc. independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankAug 12, 2021Aug 2, 2021
Elaine Barkley MillerCapitol Securities Management, Inc. independent RIAMomentum Independent Network Inc. BD affiliatedRIA to affiliated broker-dealer or bankJul 13, 2021Jul 13, 2021
Jason Allen SnyderCapitol Securities Management, Inc. independent RIARaymond James Financial Services Advisors, Inc BD affiliatedRIA to affiliated broker-dealer or bankMay 6, 2021May 10, 2021
Anthony Chris ChristCapitol Securities Management, Inc. independent RIAOdyssey Investments, Corp. state registeredRIA to a state-registered adviserApr 28, 2021Jan 1, 2026 (1709 d)
James Robert JonesCapitol Securities Management, Inc. independent RIAWashington Securities Corporation state registeredRIA to a state-registered adviserMar 4, 2021Jan 1, 2026 (1764 d)
Jennifer Beau CornishCapitol Securities Management, Inc. independent RIAUBS Financial Services Inc. wirehouseRIA to wirehouseNov 30, 2020Nov 30, 2020
Gilbert Anthony KutaCapitol Securities Management, Inc. independent RIAAegis Capital Corp. BD affiliatedRIA to affiliated broker-dealer or bankMar 2, 2020Jan 8, 2026 (2138 d)
Kevin Brian DoyleCapitol Securities Management, Inc. independent RIAOsaic Institutions, Inc. BD affiliatedRIA to affiliated broker-dealer or bankMar 2, 2020Feb 28, 2020
James DonlinCapitol Securities Management, Inc. independent RIAEast West Investment Advisors, LLC state registeredRIA to a state-registered adviserJan 9, 2020Jan 15, 2021 (372 d)
Shaunt Ed OzbenCapitol Securities Management, Inc. independent RIAFiduciary Wealth Management, LLC mixed wealthRIA to RIAJan 9, 2020Nov 19, 2020 (315 d)
Ann Marie PrizziCapitol Securities Management, Inc. independent RIAB. Riley Wealth Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankAug 26, 2019Aug 28, 2019
Julie SterlingCapitol Securities Management, Inc. independent RIAJ.P. Morgan Securities LLC wirehouseRIA to wirehouseAug 26, 2019Aug 29, 2019
Philip Francis ArnheiterCapitol Securities Management, Inc. independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankAug 13, 2019Aug 21, 2019
Richard Charles CallaghanCapitol Securities Management, Inc. independent RIALPL Financial LLC independent RIARIA to RIAJul 8, 2019Jul 5, 2019
Holly A SharpCapitol Securities Management, Inc. independent RIAWealthcare Capital Management LLC independent RIARIA to RIAApr 9, 2019Apr 8, 2019
Daniel Marc PeimerCapitol Securities Management, Inc. independent RIACaprin Asset Management, LLC independent RIARIA to RIAFeb 28, 2019Mar 11, 2019
George Mark HambyCapitol Securities Management, Inc. independent RIAMomentum Independent Network Inc. BD affiliatedRIA to affiliated broker-dealer or bankJan 29, 2019Mar 13, 2019 (43 d)
Karen Nunn HortonCapitol Securities Management, Inc. independent RIAPruco Securities, LLC BD affiliatedRIA to affiliated broker-dealer or bankJan 2, 2019Jan 16, 2019
Ronald Alan MentzerCapitol Securities Management, Inc. independent RIAMissionsquare Retirement asset managerOtherDec 19, 2018Jan 2, 2019
James Lee DayCapitol Securities Management, Inc. independent RIALPL Financial LLC independent RIARIA to RIAAug 2, 2018Oct 1, 2018 (60 d)
Kevin ThompsonCapitol Securities Management, Inc. otherBb&T Investment Services, Inc. otherOtherFeb 28, 2017May 1, 2017 (62 d)
Blake E GordonCapitol Securities Management, Inc. otherRaymond James & Associates, Inc. national BDOtherFeb 16, 2017Feb 15, 2017
Roger James ShawnCapitol Securities Management, Inc. otherRaymond James & Associates, Inc. national BDOtherFeb 16, 2017Feb 15, 2017
Nicholas CockerhamCapitol Securities Management, Inc. otherRaymond James & Associates, Inc. national BDOtherFeb 16, 2017Feb 15, 2017
Christian FitzhughCapitol Securities Management, Inc. otherCommonwealth Financial Network national BDOtherSep 9, 2016Oct 4, 2016
Daniel Linwood LivingstonCapitol Securities Management, Inc. otherLPL Financial LLC otherOtherMay 16, 2016May 13, 2016
Brendan W ObrienCapitol Securities Management, Inc. otherSuncoast Global Financial Advisers, LLC unclassifiedOtherMar 21, 2016Feb 23, 2017 (339 d)
John Patrick WalshCapitol Securities Management, Inc. otherWorld Equity Group, Inc. otherOtherFeb 29, 2016Feb 29, 2016
Eric Joseph LazzariCapitol Securities Management, Inc. otherGlobal Retirement Partners LLC otherOtherNov 17, 2015Nov 30, 2015
Matthew WashekCapitol Securities Management, Inc. otherGlobal Retirement Partners LLC otherOtherNov 17, 2015Nov 30, 2015
David Albert UrovskyCapitol Securities Management, Inc. otherOsaic Fa, Inc. otherOtherAug 21, 2015Aug 25, 2015
Stephen Earl HillCapitol Securities Management, Inc. otherCetera Advisors LLC otherOtherJul 31, 2015Jul 31, 2015
Michael David WardCapitol Securities Management, Inc. otherVanderbilt Advisory Services BD affiliatedOtherJul 20, 2015Apr 7, 2021 (2088 d)
Jonathan D'Alton ThibodeauxCapitol Securities Management, Inc. otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherFeb 2, 2015Jan 30, 2015
Stephen Michael LoderickCapitol Securities Management, Inc. otherArsenal 401k Advisors state registeredOtherAug 27, 2014Oct 21, 2014 (55 d)
Kurt Hirum JamielCapitol Securities Management, Inc. otherSummit Financial Group Inc otherOtherMay 1, 2014May 7, 2014
Peter Jay MccarronCapitol Securities Management, Inc. otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherMar 14, 2014May 12, 2014 (59 d)
Randall Jonathan TavillaCapitol Securities Management, Inc. otherMwa Asset Management independent RIAOtherAug 15, 2013Sep 3, 2013
Michael John CapobiancoCapitol Securities Management, Inc. otherEdgartown Advisors LLC unclassifiedOtherJul 31, 2013Jul 7, 2011
Malcolm Robert Warneford-ThomsonCapitol Securities Management, Inc. otherCl Wealth Management LLC otherOtherJan 3, 2013Jan 2, 2013
Mark David CoffeyCapitol Securities Management, Inc. otherCapital Guardian Wealth Management, LLC otherOtherNov 19, 2012Nov 19, 2012
David Jay MortonCapitol Securities Management, Inc. otherEdgartown Advisors LLC unclassifiedOtherMay 30, 2012Jul 11, 2011
William Kirk TaylorCapitol Securities Management, Inc. other1st Portfolio Wealth Advisors otherOtherDec 31, 2011Oct 25, 2011
Nooshin MckinneyCapitol Securities Management, Inc. otherCharles Schwab & Co., Inc. national BDOtherNov 4, 2010Nov 12, 2010
Stuart Miller PorterfieldCapitol Securities Management, Inc. otherRiverfront Investment Group, LLC otherOtherSep 10, 2010Oct 21, 2010 (41 d)
Page 1 of 2Next
73 moves match.