DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Nationwide Investment Advisors, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Debbie Renee Vichot	Nationwide Investment Advisors, LLC other	Voya Financial Advisors, Inc. other	Other	Jul 21, 2014	Aug 27, 2014 (37 d)
Debra Ann Palacios	Nationwide Investment Advisors, LLC other	Nationwide Securities, LLC no RAUM	Other	Jun 5, 2014	Apr 28, 2015 (327 d)
Daniel James Pessagno	Nationwide Investment Advisors, LLC other	Cetera Investment Advisers LLC other	Other	Apr 2, 2014	Apr 4, 2014
Benjamin James Miller	Nationwide Investment Advisors, LLC other	Capital Client Group, Inc. no RAUM	Other	Feb 12, 2014	Feb 12, 2014
Jamie Andersen	Nationwide Investment Advisors, LLC other	Principal Securities, Inc. other	Other	Jan 27, 2014	Feb 14, 2014
Tamme Terrell Ford	Nationwide Investment Advisors, LLC other	Valic Financial Advisors, Inc. other	Other	Jan 2, 2014	Dec 23, 2013
Michael George Wolken	Nationwide Investment Advisors, LLC other	Msi Financial Services, Inc. other	Other	Jan 2, 2014	Feb 17, 2015 (411 d)
Matthew Jason Christl	Nationwide Investment Advisors, LLC other	Allworth Financial, L.P. other	Other	Dec 12, 2013	Jan 9, 2014
Christina Marie Thornton	Nationwide Investment Advisors, LLC other	Nationwide Securities, LLC no RAUM	Other	Nov 20, 2013	May 19, 2015 (545 d)
Rudolfo Mark Capobres	Nationwide Investment Advisors, LLC other	Commonwealth Financial Network national BD	Other	Nov 19, 2013	Jan 7, 2014 (49 d)
Steven John Carlson	Nationwide Investment Advisors, LLC other	Securities America Advisors, Inc. other	Other	Oct 29, 2013	Nov 7, 2013
Andrea Nicole Leota	Nationwide Investment Advisors, LLC other	Strategic Advisers LLC national BD	Other	Jul 24, 2013	Sep 3, 2013 (41 d)
Todd Sterling Wright	Nationwide Investment Advisors, LLC other	Brockenbrough other	Other	Jun 4, 2013	Jul 24, 2014 (415 d)
Corey Michael Fast	Nationwide Investment Advisors, LLC other	Strategic Advisers LLC national BD	Other	Jun 3, 2013	Jun 28, 2013
Chad Robert Christensen	Nationwide Investment Advisors, LLC other	Fbl Wealth Management, LLC no RAUM	Other	May 3, 2013	Apr 22, 2019 (2180 d)
Kevin Charles Webb	Nationwide Investment Advisors, LLC other	Dempsey Lord Smith, LLC other	Other	May 3, 2013	May 30, 2013
Erin Carrie Johnson	Nationwide Investment Advisors, LLC other	Valic Financial Advisors, Inc. other	Other	Oct 1, 2012	Oct 5, 2012
Shirley Ann Brost	Nationwide Investment Advisors, LLC other	Missionsquare Retirement other	Other	Aug 3, 2012	Jun 18, 2014 (684 d)
Alexa Phillips	Nationwide Investment Advisors, LLC other	LPL Financial LLC other	Other	Jun 4, 2012	Jul 2, 2013 (393 d)
Brian Merritt Sherwood	Nationwide Investment Advisors, LLC other	First Citizens Investor Services, Inc. other	Other	Jun 4, 2012	Oct 1, 2013 (484 d)
Michael Paul Wyant	Nationwide Investment Advisors, LLC other	Iams Wealth Management, LLC independent RIA	Other	May 21, 2012	Oct 7, 2024 (4522 d)
Jeffery Gardner	Nationwide Investment Advisors, LLC other	Nationwide Securities, LLC no RAUM	Other	May 15, 2012	May 15, 2012
Christopher David Cox	Nationwide Investment Advisors, LLC other	Voya Financial Advisors, Inc. BD affiliated	Other	May 1, 2012	Feb 18, 2021 (3215 d)
Travis M Lowe	Nationwide Investment Advisors, LLC other	Nationwide Securities, LLC no RAUM	Other	Dec 2, 2011	Feb 6, 2012 (66 d)
Jacarri Claiborne Williams	Nationwide Investment Advisors, LLC other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Nov 7, 2011	Dec 1, 2011
William Kevin Burton	Nationwide Investment Advisors, LLC other	Msi Financial Services, Inc. other	Other	Sep 8, 2011	Sep 23, 2011
Jonathon Paul Zetlmaier	Nationwide Investment Advisors, LLC other	Voya Financial Advisors, Inc. other	Other	Jul 18, 2011	Aug 24, 2011 (37 d)
Paul Michael Morganski	Nationwide Investment Advisors, LLC other	Nationwide Securities, LLC no RAUM	Other	Dec 31, 2010	Feb 6, 2012 (402 d)
Wendy Lee Shaw	Nationwide Investment Advisors, LLC other	Nationwide Securities, LLC no RAUM	Other	Apr 14, 2010	Feb 6, 2012 (663 d)
Seth Michael Lewis	Nationwide Investment Advisors, LLC other	Missionsquare Retirement institutional	Other	Mar 22, 2010	Sep 25, 2020 (3840 d)
Jorge E Romero	Nationwide Investment Advisors, LLC other	Morgan Stanley wirehouse	Other	Mar 15, 2010	Jul 14, 2010 (121 d)
Kimberly Shannon Wilder	Nationwide Investment Advisors, LLC other	LPL Financial LLC other	Other	Jan 14, 2010	Feb 4, 2010
Stephen Michael Angelis	Nationwide Investment Advisors, LLC other	LPL Financial LLC other	Other	Dec 22, 2009	Dec 12, 2011 (720 d)
Aaron Brandon Adkins	Nationwide Investment Advisors, LLC other	Meeder Asset Management, Inc. other	Other	Dec 7, 2009	Mar 6, 2017 (2646 d)
Jamilah Sheba Brown	Nationwide Investment Advisors, LLC other	Retirement Plan Advisors, LLC other	Other	Dec 1, 2009	Jun 23, 2010 (204 d)
Michael Patrick Davis	Nationwide Investment Advisors, LLC other	John Hancock Investment Management LLC other	Other	Nov 2, 2009	Nov 25, 2009
David Ausmus	Nationwide Investment Advisors, LLC other	Morgan Stanley wirehouse	Other	Apr 8, 2009	Apr 27, 2017 (2941 d)
Gary Dee Bryce	Nationwide Investment Advisors, LLC other	Capital Client Group, Inc. no RAUM	Other	Dec 9, 2008	Nov 12, 2013 (1799 d)
Dana Christopher Go	Nationwide Investment Advisors, LLC other	Invest Financial Corporation other	Other	Nov 7, 2008	May 11, 2009 (185 d)
Terry E Davis	Nationwide Investment Advisors, LLC other	Natcity Investments, Inc. unclassified	Other	Oct 14, 2008	Oct 24, 2008
Steven Anthony Jesenko	Nationwide Investment Advisors, LLC other	Nationwide Securities, LLC no RAUM	Other	Sep 12, 2008	Jun 21, 2013 (1743 d)
Alfonso Anthony Sorichetti	Nationwide Investment Advisors, LLC other	Bellatore Financial, Inc. other	Other	Sep 12, 2008	Oct 10, 2008
William J. Lacure	Nationwide Investment Advisors, LLC other	Chase Investment Services Corp. other	Other	Apr 28, 2008	Jul 27, 2011 (1185 d)
Paul John Pfeiffer	Nationwide Investment Advisors, LLC other	Fsc Securities Corporation other	Other	Mar 11, 2008	Mar 17, 2008
Paul Gareth Nacario	Nationwide Investment Advisors, LLC other	Charles Schwab & Co., Inc. national BD	Other	Mar 11, 2008	Dec 6, 2010 (1000 d)
Martin Dupay Burch	Nationwide Investment Advisors, LLC other	Cornerstone Advisors Asset Management, LLC other	Other	Mar 11, 2008	May 6, 2008 (56 d)
Robert Alexandrovic	Nationwide Investment Advisors, LLC other	UBS Financial Services Inc. wirehouse	Other	Mar 11, 2008	Jun 25, 2008 (106 d)
Shengde Liu	Nationwide Investment Advisors, LLC other	Hamilton Capital other	Other	Mar 3, 2008	Jun 22, 2012 (1572 d)
Timothy David Williamson	Nationwide Investment Advisors, LLC other	B Riley Wealth Management other	Other	Feb 4, 2008	Feb 13, 2008
Richard F Ohde	Nationwide Investment Advisors, LLC other	UBS Financial Services Inc. wirehouse	Other	Nov 5, 2007	Nov 13, 2007
Robert Demarco	Nationwide Investment Advisors, LLC other	Chase Investment Services Corp. other	Other	Sep 5, 2007	Sep 11, 2007
Christopher Allen Neece	Nationwide Investment Advisors, LLC other	Missionsquare Retirement other	Other	Sep 5, 2007	Sep 26, 2007
Patrick John Mchale	Nationwide Investment Advisors, LLC other	Ameriprise Financial Services, LLC national BD	Other	Sep 5, 2007	Jul 3, 2019 (4319 d)
Erin M Maynard	Nationwide Investment Advisors, LLC other	Fsc Securities Corporation other	Other	Aug 13, 2007	Sep 4, 2007
Joshua Richard Allen	Nationwide Investment Advisors, LLC other	Osaic Fa, Inc. other	Other	Jul 10, 2007	Jul 24, 2007
Christopher Scott Stanton	Nationwide Investment Advisors, LLC other	Nationwide Securities, LLC no RAUM	Other	Jun 21, 2007	Mar 23, 2009 (641 d)

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296 moves match.