DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Vsr Advisory Services

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Michael Herman CunninghamVsr Advisory Services otherPrivate Advisor Group, LLC BD affiliatedOtherJul 29, 2013Sep 19, 2023 (3704 d)
Steven Blaine CunninghamVsr Advisory Services otherPrivate Advisor Group, LLC BD affiliatedOtherJul 29, 2013Sep 19, 2023 (3704 d)
Melanie NullVsr Advisory Services otherSagepoint Financial, Inc. otherOtherJan 10, 2013Jan 23, 2013
Thomas C BesselmanVsr Advisory Services otherKestra Advisory Services, LLC otherOtherJan 9, 2013Apr 19, 2016 (1196 d)
Todd Joseph GuerinVsr Advisory Services otherKestra Advisory Services, LLC otherOtherJan 9, 2013Apr 18, 2016 (1195 d)
Matthew David HeinzVsr Advisory Services otherKestra Advisory Services, LLC otherOtherJan 9, 2013Apr 22, 2016 (1199 d)
Eric Dow EtshmanVsr Advisory Services otherEsi Financial Advisors otherOtherDec 31, 2012Jul 29, 2013 (210 d)
D Gene BishopVsr Advisory Services otherNorthpoint Wealth Financial Services, LLC state registeredOtherDec 31, 2012Aug 14, 2013 (226 d)
Helen DaoVsr Advisory Services otherMoney Concepts Advisory Service otherOtherDec 31, 2012Jan 14, 2013
David Russell St. JohnVsr Advisory Services otherAvantax Advisory Services otherOtherOct 26, 2012Oct 25, 2012
Edward Thomas KrattyVsr Advisory Services otherWorld Class Unlimited, Inc. state registeredOtherOct 1, 2012Sep 11, 2012
Joshua Bryan WrightVsr Advisory Services otherWorld Class Unlimited, Inc. state registeredOtherOct 1, 2012Sep 11, 2012
Laura Rae KnolleVsr Advisory Services otherLPL Financial LLC otherOtherJun 27, 2012Jul 20, 2012
Joseph Richard JacksonVsr Advisory Services otherIndependent Financial Partners otherOtherMay 31, 2012Jun 1, 2012
Benjamin Arnott JonesVsr Advisory Services otherAmeriprise Financial Services, LLC national BDOtherMar 6, 2012Mar 13, 2012
Patrick Nicolaus CarrollVsr Advisory Services otherNorthwestern Mutual Investment Services,LLC otherOtherMar 1, 2012Apr 5, 2012 (35 d)
Jason Wayne ShawVsr Advisory Services otherRda Financial Network otherOtherFeb 21, 2012Feb 22, 2012
Ryan Patrick MehalovichVsr Advisory Services otherNorthwest Wealth Management, LLC otherOtherJan 13, 2012Jan 18, 2012
Sarah Vanhoozer CroweVsr Advisory Services otherAmeriprise Financial Services, LLC national BDOtherNov 10, 2011Nov 29, 2011
Kelly Christine EdwardsVsr Advisory Services otherWells Fargo Advisors wirehouseOtherNov 1, 2011Jul 3, 2012 (245 d)
Nylene F NumazawaVsr Advisory Services otherLPL Financial LLC otherOtherOct 31, 2011Oct 23, 2013 (723 d)
Sam G GarrardVsr Advisory Services otherInvestment Professionals, Inc. otherOtherAug 2, 2011Aug 2, 2011
Jamie William McdonaldVsr Advisory Services otherEagle Strategies LLC otherOtherJul 22, 2011Aug 31, 2011 (40 d)
Michael Thomas KarbouskiVsr Advisory Services otherIntervest International, Inc. otherOtherJul 6, 2011Jul 6, 2011
Adam Ray GayVsr Advisory Services otherWaddell & Reed otherOtherMay 27, 2011Jun 15, 2011
Zachary Aaron BrummelVsr Advisory Services otherWaddell & Reed otherOtherMay 26, 2011Jun 15, 2011
Erica Droste MassmanVsr Advisory Services otherIndex Wealth Advisors, LLC state registeredOtherMay 24, 2011Apr 12, 2011
Graham Tadahiko EnomotoVsr Advisory Services otherFinancial Advisers Of America, LLC otherOtherMay 3, 2011May 3, 2011
John David GlennVsr Advisory Services otherBerthel Fisher & Company Financial Services, Inc. otherOtherDec 31, 2010Jan 10, 2011
Vicki Renee McconnellVsr Advisory Services otherBerthel Fisher & Company Financial Services, Inc. otherOtherDec 31, 2010Jan 4, 2011
Michael Bernard MyskerVsr Advisory Services otherSafe Bay Retirement Advisors state registeredOtherDec 31, 2010Mar 10, 2011 (69 d)
Christopher Patrick MassmanVsr Advisory Services otherIndex Wealth Advisors, LLC state registeredOtherDec 31, 2010Apr 12, 2011 (102 d)
Donna Louise PayneVsr Advisory Services otherCentaurus Financial, Inc. otherOtherDec 15, 2010Dec 16, 2010
Christopher Blake RadfordVsr Advisory Services other7twelve Advisors, LLC otherOtherDec 6, 2010Oct 31, 2012 (695 d)
Richard William EngenVsr Advisory Services otherInternational Assets Investment Management, LLC otherOtherNov 8, 2010Jun 4, 2012 (574 d)
Ross Wayne LuekengaVsr Advisory Services otherProspera Financial Services, Inc. otherOtherOct 6, 2010Nov 15, 2010 (40 d)
Mark Dennie HowardVsr Advisory Services otherProspera Financial Services, Inc. otherOtherOct 1, 2010Nov 22, 2010 (52 d)
Peter Carmine CovinoVsr Advisory Services otherProspera Financial Services, Inc. otherOtherSep 30, 2010Oct 12, 2010
Carolyn VertovecVsr Advisory Services otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherSep 30, 2010Nov 26, 2010 (57 d)
James Robert HaasVsr Advisory Services otherHaas Investment Management LLC state registeredOtherSep 29, 2010Oct 4, 2010
Eric Anthony WardVsr Advisory Services otherQuantum Financial Consultants, LLC unclassifiedOtherAug 9, 2010Jul 2, 2010
Peter Paul SciortinoVsr Advisory Services otherInvest Financial Corporation otherOtherJul 19, 2010Jul 27, 2010
Richard Mobley RinggoldVsr Advisory Services otherBerthel Fisher & Company Financial Services, Inc. otherOtherApr 6, 2010Apr 13, 2010
Daniel Simon VanwinkleVsr Advisory Services otherCambridge Investment Research Advisors, Inc. otherOtherMar 23, 2010Apr 7, 2010
Kathryn Ann MessickVsr Advisory Services otherMorgan Stanley wirehouseOtherFeb 8, 2010Feb 22, 2010
Ronald Alan DukesVsr Advisory Services otherHaas Investment Management LLC state registeredOtherDec 31, 2009Nov 9, 2010 (313 d)
Craig James SneddenVsr Advisory Services otherInvestment Advisors Corp otherOtherAug 21, 2009Sep 3, 2009
Robert Erick BjorsethVsr Advisory Services otherNrp Advisors, Inc. unclassifiedOtherJul 1, 2009Jul 1, 2009
William Asher LaneVsr Advisory Services otherUsaa Financial Planning Services no RAUMOtherJun 19, 2009Jul 10, 2009
Gretchen Michelle BrownVsr Advisory Services otherCambridge Investment Research Advisors, Inc. otherOtherJun 16, 2009Jun 16, 2009
Nancy Elaine SchulzeVsr Advisory Services otherBerthel Fisher & Company Financial Services, Inc. otherOtherJun 5, 2009Jun 16, 2009
David PolevoyVsr Advisory Services otherSpc otherOtherMay 29, 2009Jun 4, 2009
Clinton Edward AkerbergVsr Advisory Services otherSecurian Financial Services, Inc. otherOtherMay 28, 2009Jun 16, 2009
Leslie PenkaVsr Advisory Services otherWaddell & Reed otherOtherMay 4, 2009Sep 18, 2009 (137 d)
Mark Andrew GelbmanVsr Advisory Services otherNorthwestern Mutual Investment Services,LLC otherOtherMar 5, 2009Jun 30, 2009 (117 d)
Terry Burton PrillamanVsr Advisory Services otherNorthstar Investment Partners state registeredOtherNov 10, 2008Dec 10, 2008
Mark Joseph DonaldsonVsr Advisory Services otherProvidence Financial Advisors, LLC independent RIAOtherOct 1, 2008Sep 3, 2008
Bruce Anthony CramerVsr Advisory Services otherCetera Advisors LLC otherOtherSep 26, 2008Oct 6, 2008
Gloria Ann LaneVsr Advisory Services otherMorgan Stanley & Co. LLC unclassifiedOtherSep 19, 2008Sep 30, 2008
James Anthony TomikVsr Advisory Services otherSummit Financial Group Inc otherOtherJul 11, 2008Jul 22, 2008
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272 moves match.