DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Ashton Thomas Private Wealth

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Cade Robert HammarquistAshton Thomas Private Wealth independent RIACorient independent RIARIA to RIAJun 12, 2026Jul 30, 2026 (48 d)
April HoraceAshton Thomas Private Wealth independent RIAG&S Capital LLC independent RIARIA to RIAMay 4, 2026May 4, 2026
David T. HatfieldAshton Thomas Private Wealth independent RIAAmplify Financial, LLC independent RIARIA to RIAFeb 10, 2026Feb 19, 2026
Claudiu A. BarbosAshton Thomas Private Wealth independent RIAAmplify Financial, LLC no RAUMOtherNov 17, 2025Aug 14, 2024
Brandon J CromerAshton Thomas Private Wealth independent RIAAccurate Wealth Management, LLC independent RIARIA to RIANov 17, 2025Dec 2, 2025
Bradley Brien BurrAshton Thomas Private Wealth independent RIAEncompass More Asset Management LLC independent RIARIA to RIASep 2, 2025Sep 16, 2025
Jay Robert PenneyAshton Thomas Private Wealth independent RIAEncompass More Asset Management LLC independent RIARIA to RIAAug 19, 2025Aug 25, 2025
Ines Seferi KasdorfAshton Thomas Private Wealth independent RIACoastal Bridge Advisors independent RIARIA to RIAJul 17, 2025Oct 29, 2025 (104 d)
Jessica Nicole PeabodyAshton Thomas Private Wealth independent RIAPerigon Wealth Management, LLC independent RIARIA to RIAMay 8, 2025Jun 12, 2025 (35 d)
Ryan Dale StevensAshton Thomas Private Wealth independent RIAUBS Financial Services Inc. wirehouseRIA to wirehouseApr 11, 2025Apr 11, 2025
Kristopher Alan HeigAshton Thomas Private Wealth independent RIABankers Life Advisory Services, Inc. BD affiliatedRIA to affiliated broker-dealer or bankJan 31, 2025Feb 12, 2026 (377 d)
Daniel BennettAshton Thomas Private Wealth independent RIAColumbia Advisory Partners, LLC independent RIARIA to RIAOct 10, 2024Nov 27, 2024 (48 d)
Sumit HandaAshton Thomas Private Wealth independent RIAArax Advisory Partners independent RIARIA to RIAJun 26, 2024May 16, 2024
Albert Christopher NassarAshton Thomas Private Wealth independent RIAAxxcess Wealth Management, LLC independent RIARIA to RIAApr 5, 2023Feb 7, 2024 (308 d)
April CardozaAshton Thomas Private Wealth independent RIAD.A. Davidson & Co. independent RIARIA to RIAMar 8, 2023Feb 28, 2023
Kathleen Ann AdamsAshton Thomas Private Wealth independent RIASecond 50 Financial independent RIARIA to RIAJun 30, 2022Jun 29, 2022
David Hugh SwiftAshton Thomas Private Wealth independent RIASecond 50 Financial independent RIARIA to RIAJun 30, 2022Jun 29, 2022
Stefan J WolfAshton Thomas Private Wealth independent RIADynamic independent RIARIA to RIAFeb 9, 2021Mar 23, 2021 (42 d)
Ronald Todd SperryAshton Thomas Private Wealth independent RIADiamond Wealth Management, LLC independent RIARIA to RIAJan 22, 2021Jan 14, 2021
Kevin M ChurchillAshton Thomas Private Wealth independent RIAWaterrock Global Asset Management state registeredRIA to a state-registered adviserNov 11, 2020Nov 2, 2020
Angela Marie CaballeroAshton Thomas Private Wealth independent RIAAscension College Planning, LLC unclassifiedOtherJan 15, 2020Jan 23, 2020
Adam Howard MosbachAshton Thomas Private Wealth independent RIAPfg Advisors independent RIARIA to RIASep 13, 2019Dec 11, 2019 (89 d)
Marti Lynne BryantAshton Thomas Private Wealth independent RIATrajan Wealth, L.L.C. independent RIARIA to RIAFeb 25, 2019Mar 4, 2019
Martin M BenderAshton Thomas Private Wealth independent RIANorthwest Asset Management independent RIARIA to RIASep 20, 2018Aug 30, 2018
Denver William NowiczAshton Thomas Private Wealth otherRegal Investment Advisors LLC otherOtherJun 28, 2017Jul 11, 2017
Christopher John BowmanAshton Thomas Private Wealth otherAe Wealth Management, LLC otherOtherNov 7, 2016Nov 10, 2016
David Alan HumphreyAshton Thomas Private Wealth otherFisher Investments otherOtherAug 1, 2014Aug 4, 2014
Zachary Stuart BrodtAshton Thomas Private Wealth otherRaymond James & Associates, Inc. national BDOtherJul 18, 2014Jun 26, 2014
Matthew B MeginAshton Thomas Private Wealth otherValic Financial Advisors, Inc. otherOtherJan 10, 2014Dec 23, 2013
Elizabeth ArndtAshton Thomas Private Wealth otherScottsdale Capital Advisors Corporation state registeredOtherAug 12, 2011Aug 25, 2011
Page 1 of 1
30 moves match.