DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Concourse Financial Group Advisors

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Robert Kennedy ThompsonConcourse Financial Group Advisors BD affiliatedHarvest Investment Services, LLC otherOtherOct 9, 2023Jan 15, 2015
Kenneth Allen ReeseConcourse Financial Group Advisors BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherSep 29, 2023Sep 6, 2023
William Griffin MartinConcourse Financial Group Advisors BD affiliatedCetera Investment Advisers LLC BD affiliatedAffiliated broker-dealer or bank to anotherSep 29, 2023Sep 5, 2023
John William StubbsConcourse Financial Group Advisors BD affiliatedOsaic Fs, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherSep 5, 2023Sep 6, 2023
Justin Thomas HorschConcourse Financial Group Advisors BD affiliatedSlp Wealth no RAUMAffiliated broker-dealer or bank to a newly registered adviserAug 24, 2023Jan 5, 2024 (134 d)
Patrick William DenisConcourse Financial Group Advisors BD affiliatedRaymond James & Associates, Inc. national BDAffiliated broker-dealer or bank to anotherJul 21, 2023Jul 12, 2023
Jarvis FullenwilderConcourse Financial Group Advisors BD affiliatedState Farm Investment Management Corp. asset managerOtherJul 14, 2023Jul 10, 2025 (727 d)
Gray Ellis PendletonConcourse Financial Group Advisors BD affiliatedPendleton Financial Wealth Management no RAUMAffiliated broker-dealer or bank to a newly registered adviserJul 10, 2023Jun 16, 2023
Elijah Stone EatherlyConcourse Financial Group Advisors BD affiliatedThrivent Investment Management Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJun 6, 2023Jun 26, 2023
Ryan Sean LerouxConcourse Financial Group Advisors BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherJun 1, 2023May 9, 2023
Manly Parks LeeConcourse Financial Group Advisors BD affiliatedChitwood-Lindberg Wealth Management otherOtherMay 15, 2023May 23, 2018
Marion Terrell FoxworthConcourse Financial Group Advisors BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherMay 5, 2023May 9, 2023
Nicole Marie FoxworthConcourse Financial Group Advisors BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherMay 5, 2023May 1, 2023
Todd W TalbotConcourse Financial Group Advisors BD affiliatedChitwood-Lindberg Wealth Management otherOtherMay 4, 2023Aug 22, 2017
Brandon C CampbellConcourse Financial Group Advisors BD affiliatedT. Rowe Price Advisory Services, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherMay 2, 2023Jul 9, 2024 (434 d)
Kim Hellerman-HersmanConcourse Financial Group Advisors BD affiliatedCommonwealth Financial Network national BDAffiliated broker-dealer or bank to anotherApr 24, 2023Apr 3, 2023
Devin Vaughn ZeissetConcourse Financial Group Advisors BD affiliatedCambridge Investment Research Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherMar 26, 2023Feb 24, 2023
Randall Lee BlissConcourse Financial Group Advisors BD affiliatedSanctuary Advisors, LLC BD affiliatedAffiliated broker-dealer or bank to anotherMar 10, 2023Feb 21, 2023
Kerry A BlissConcourse Financial Group Advisors BD affiliatedSanctuary Advisors, LLC BD affiliatedAffiliated broker-dealer or bank to anotherMar 10, 2023Feb 17, 2023
Zachary Scott BernsdorfConcourse Financial Group Advisors BD affiliatedMorgan Stanley wirehouseAffiliated broker-dealer or bank to wirehouseFeb 7, 2023Feb 21, 2023
Kimberly Armbruster DavisConcourse Financial Group Advisors BD affiliatedLanark Financial, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAJan 18, 2023Jun 10, 2025 (874 d)
Robert Bruce YoungConcourse Financial Group Advisors BD affiliatedLPL Financial LLC independent RIAAffiliated broker-dealer or bank to independent RIANov 30, 2022Oct 31, 2022
Eduardo Antonio MontielConcourse Financial Group Advisors BD affiliatedWells Fargo Advisors wirehouseAffiliated broker-dealer or bank to wirehouseNov 21, 2022Dec 8, 2022
Eric Thomas WatsonConcourse Financial Group Advisors BD affiliatedCommonwealth Financial Network national BDAffiliated broker-dealer or bank to anotherOct 26, 2022Oct 4, 2022
James L WorkmanConcourse Financial Group Advisors BD affiliatedSb Advisory, LLC independent RIAAffiliated broker-dealer or bank to independent RIAOct 24, 2022Nov 15, 2022
Bruno I VillarConcourse Financial Group Advisors BD affiliatedMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAffiliated broker-dealer or bank to wirehouseOct 21, 2022Apr 3, 2023 (164 d)
Melissa J HendersonConcourse Financial Group Advisors BD affiliatedEdward Jones national BDAffiliated broker-dealer or bank to anotherOct 12, 2022Oct 14, 2022
Larry Lee MoonsConcourse Financial Group Advisors BD affiliatedJeffrey Matthews Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 25, 2022Sep 20, 2022
Elizabeth Kate WatersConcourse Financial Group Advisors BD affiliatedCommonwealth Financial Network national BDAffiliated broker-dealer or bank to anotherAug 22, 2022Aug 24, 2022
Cara HeddenConcourse Financial Group Advisors BD affiliatedCommonwealth Financial Network national BDAffiliated broker-dealer or bank to anotherAug 22, 2022Aug 24, 2022
Kristina GroffConcourse Financial Group Advisors BD affiliatedEverence Trust Company otherOtherAug 10, 2022Feb 14, 2018
Jake Walker TravisConcourse Financial Group Advisors BD affiliatedRfg Advisory, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 22, 2022Aug 1, 2022
Whitney Beth MclaughlinConcourse Financial Group Advisors BD affiliatedOsaic Wealth, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJul 8, 2022Jul 11, 2022
Benjamin A SimerlyConcourse Financial Group Advisors BD affiliatedCambridge Investment Research Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherMay 31, 2022May 17, 2022
Brian MatthewsConcourse Financial Group Advisors BD affiliatedDomain Money Advisors, LLC no RAUMAffiliated broker-dealer or bank to a newly registered adviserMay 24, 2022Mar 21, 2023 (301 d)
Nicholas A MeyerConcourse Financial Group Advisors BD affiliatedSagepoint Financial, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherMay 16, 2022May 9, 2022
David Todd HamlinConcourse Financial Group Advisors BD affiliatedKestra Advisory Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherMay 2, 2022May 3, 2022
Duane Phillip EasterConcourse Financial Group Advisors BD affiliatedKestra Advisory Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherMay 2, 2022May 3, 2022
Colin Randolph McculleyConcourse Financial Group Advisors BD affiliatedKestra Advisory Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherMay 2, 2022May 3, 2022
Dannielle B MaldonadoConcourse Financial Group Advisors BD affiliatedKestra Advisory Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherMay 2, 2022May 3, 2022
William R CliftonConcourse Financial Group Advisors BD affiliatedKestra Advisory Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherMay 2, 2022May 3, 2022
Brian C KennedyConcourse Financial Group Advisors BD affiliatedCambridge Investment Research Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherMay 1, 2022May 5, 2022
Jeffrey Scott AlderferConcourse Financial Group Advisors BD affiliatedCambridge Investment Research Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherMay 1, 2022Apr 30, 2022
Vincent J CatalanoConcourse Financial Group Advisors BD affiliatedCambridge Investment Research Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherMay 1, 2022May 5, 2022
Evan Michael ShileyConcourse Financial Group Advisors BD affiliatedCambridge Investment Research Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherMay 1, 2022Apr 30, 2022
Hunter Allen StewartConcourse Financial Group Advisors BD affiliatedCambridge Investment Research Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherApr 25, 2022Apr 26, 2022
William HartsfieldConcourse Financial Group Advisors BD affiliatedCambridge Investment Research Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherApr 18, 2022Apr 18, 2022
Marc G LinskyConcourse Financial Group Advisors BD affiliatedCentaurus Financial, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherApr 18, 2022Mar 25, 2022
Trey NovaraConcourse Financial Group Advisors BD affiliatedCambridge Investment Research Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherApr 18, 2022Apr 11, 2022
Thomas William EisenzimmerConcourse Financial Group Advisors BD affiliatedFountain Square Asset Management independent RIAAffiliated broker-dealer or bank to independent RIAApr 5, 2022Apr 20, 2022
Michael Anthony LivingstonConcourse Financial Group Advisors BD affiliatedFountain Square Asset Management independent RIAAffiliated broker-dealer or bank to independent RIAApr 5, 2022Apr 20, 2022
Angelo A ManciniConcourse Financial Group Advisors BD affiliatedFountain Square Asset Management independent RIAAffiliated broker-dealer or bank to independent RIAApr 5, 2022Apr 20, 2022
David Paul AllenConcourse Financial Group Advisors BD affiliatedKestra Advisory Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherFeb 25, 2022Jan 31, 2022
Frank Salvatore LovaglioConcourse Financial Group Advisors BD affiliatedKestra Advisory Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherFeb 25, 2022Feb 2, 2022
John Thomas KeeneyConcourse Financial Group Advisors BD affiliatedKestra Advisory Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherFeb 25, 2022Feb 3, 2022
Cindy Elaine FowlerConcourse Financial Group Advisors BD affiliatedKestra Advisory Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherFeb 25, 2022Feb 14, 2022
Keith Alan MooreConcourse Financial Group Advisors BD affiliatedKestra Advisory Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherFeb 25, 2022Feb 14, 2022
Suzanne Maureen StopaConcourse Financial Group Advisors BD affiliatedKestra Advisory Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherFeb 25, 2022Feb 2, 2022
Michael Douglas AllenConcourse Financial Group Advisors BD affiliatedKestra Advisory Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherFeb 25, 2022Feb 9, 2022
Silvia Marcela Linares-WilliamsConcourse Financial Group Advisors BD affiliatedKestra Advisory Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherFeb 25, 2022Feb 24, 2022
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617 moves match.