DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Concourse Financial Group Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| David A Lewitas | Concourse Financial Group Advisors BD affiliated | United Planners' Financial Services Of America A Limited Partner independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 27, 2020 | Jan 16, 2020 |
| Jay Richard Cutrera | Concourse Financial Group Advisors BD affiliated | United Planners' Financial Services Of America A Limited Partner independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 27, 2020 | Jan 17, 2020 |
| Michael John Vanhimbergen | Concourse Financial Group Advisors BD affiliated | Marcum Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 27, 2020 | Feb 18, 2020 |
| Dana Christopher Grimsrud | Concourse Financial Group Advisors BD affiliated | United Planners' Financial Services Of America A Limited Partner independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 21, 2020 | Jan 16, 2020 |
| Tami Jo Fields | Concourse Financial Group Advisors BD affiliated | United Planners' Financial Services Of America A Limited Partner independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 21, 2020 | Jan 16, 2020 |
| Brian Joseph Zardavets | Concourse Financial Group Advisors BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2019 | Jan 17, 2020 |
| Scott Edmond Sutton | Concourse Financial Group Advisors BD affiliated | Sutton Financial Group state registered | Affiliated broker-dealer or bank to a state-registered adviser | Dec 31, 2019 | Feb 12, 2020 (43 d) |
| George Lewis Saltzman | Concourse Financial Group Advisors BD affiliated | Centaurus Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 18, 2019 | Dec 4, 2019 |
| Keith M Clapacs | Concourse Financial Group Advisors BD affiliated | Valmark Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 19, 2019 | Jan 2, 2020 (44 d) |
| Joshua Boyd Null | Concourse Financial Group Advisors BD affiliated | Prime Capital Financial other | Other | Oct 9, 2019 | Oct 3, 2019 |
| Daniel Richmond Jones | Concourse Financial Group Advisors BD affiliated | Truewealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 8, 2019 | Oct 11, 2019 |
| Christopher Thomas Vines | Concourse Financial Group Advisors BD affiliated | Independent Financial Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 26, 2019 | Oct 18, 2019 |
| Scott Alan Lucas | Concourse Financial Group Advisors BD affiliated | Wisdom Wealth Investment Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 24, 2019 | Mar 28, 2014 |
| Laree Kennedy | Concourse Financial Group Advisors BD affiliated | Linscomb Wealth, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 6, 2019 | Sep 20, 2019 |
| William Mcdowell Frasier | Concourse Financial Group Advisors BD affiliated | Oakworth Asset Management, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Aug 23, 2019 | Jul 1, 2025 (2139 d) |
| Thomas Jefferson Rouse | Concourse Financial Group Advisors BD affiliated | Calton & Associates, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 31, 2019 | Jul 29, 2019 |
| Louis Angelo Trivisonno | Concourse Financial Group Advisors BD affiliated | Marcum Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 31, 2019 | Sep 4, 2019 (35 d) |
| Michael Granito | Concourse Financial Group Advisors BD affiliated | Marcum Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 18, 2019 | Jul 29, 2019 |
| Robert Duncan Coode | Concourse Financial Group Advisors BD affiliated | Marcum Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 11, 2019 | Sep 3, 2019 (54 d) |
| William Bradford Mann | Concourse Financial Group Advisors BD affiliated | Dmj Wealth Advisors, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 28, 2019 | Jun 28, 2019 |
| Jeffery Wen-Jun Hwang | Concourse Financial Group Advisors BD affiliated | Dmj Wealth Advisors, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 28, 2019 | Jun 28, 2019 |
| Charles Elliott Carrick | Concourse Financial Group Advisors BD affiliated | Dmj Wealth Advisors, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 27, 2019 | Jun 28, 2019 |
| Charles Gregory Carrick | Concourse Financial Group Advisors BD affiliated | Dmj Wealth Advisors, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 17, 2019 | Jun 17, 2019 |
| Ralph Milton Howell | Concourse Financial Group Advisors BD affiliated | Dmj Wealth Advisors, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 11, 2019 | Jun 11, 2019 |
| Tuyet Thi Nguyen | Concourse Financial Group Advisors BD affiliated | Pnc Managed Account Solutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 7, 2019 | Jun 3, 2019 |
| Michael Richard Gillis | Concourse Financial Group Advisors BD affiliated | Dmj Wealth Advisors, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 3, 2019 | Jun 3, 2019 |
| Charlie Lee Welborn | Concourse Financial Group Advisors BD affiliated | Dmj Wealth Advisors, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 3, 2019 | Jun 3, 2019 |
| Arthur M. Winstead | Concourse Financial Group Advisors BD affiliated | Dmj Wealth Advisors, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 3, 2019 | Jun 3, 2019 |
| Jeremy Walker Young | Concourse Financial Group Advisors BD affiliated | Osaic Fa, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 31, 2019 | May 17, 2019 |
| Steven Tyler Moyer | Concourse Financial Group Advisors BD affiliated | Everence Trust Company other | Other | May 16, 2019 | Feb 25, 2011 |
| John W Perdue | Concourse Financial Group Advisors BD affiliated | Wmg Financial Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 4, 2019 | May 6, 2019 |
| Elizabeth Claire Dewan | Concourse Financial Group Advisors BD affiliated | Wmg Financial Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 4, 2019 | May 8, 2019 |
| Caleb Wayne Vaughan | Concourse Financial Group Advisors BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 3, 2019 | Apr 25, 2019 |
| Richard Kevin Zachary | Concourse Financial Group Advisors BD affiliated | Nationwide Investment Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 29, 2019 | Apr 18, 2019 |
| Christopher Todd Russell | Concourse Financial Group Advisors BD affiliated | Osaic Fs, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 12, 2019 | Apr 1, 2019 |
| Richard C Russell | Concourse Financial Group Advisors BD affiliated | Oneamerica Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 8, 2019 | Mar 22, 2021 (714 d) |
| Darryn David Pope | Concourse Financial Group Advisors BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Apr 4, 2019 | Mar 29, 2019 |
| Andrew Strickland Martin | Concourse Financial Group Advisors BD affiliated | Osaic Fs, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 28, 2019 | Feb 1, 2019 |
| Larry Jason Sims | Concourse Financial Group Advisors BD affiliated | Truewealth Advisors, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jan 31, 2019 | Feb 1, 2019 |
| Paul Benson Marks | Concourse Financial Group Advisors BD affiliated | Truewealth Advisors, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jan 31, 2019 | Feb 2, 2019 |
| Troy Ronald Spencer | Concourse Financial Group Advisors BD affiliated | Transamerica Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2018 | Apr 8, 2019 (98 d) |
| Randall Heath Morris | Concourse Financial Group Advisors BD affiliated | Oneascent Financial Services LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 26, 2018 | Jan 8, 2019 |
| Mark David Kerman | Concourse Financial Group Advisors BD affiliated | Harvest Investment Services, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 2, 2018 | Aug 27, 2020 (664 d) |
| Andrew Lawrence Zorovich | Concourse Financial Group Advisors BD affiliated | American Portfolios Advisors, Inc independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 19, 2018 | Oct 2, 2018 |
| Jeffrey James Mcavaddy | Concourse Financial Group Advisors BD affiliated | American Portfolios Advisors, Inc independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 19, 2018 | Oct 9, 2018 |
| Jeffrey Neal Miller | Concourse Financial Group Advisors BD affiliated | Triad Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 19, 2018 | Oct 30, 2018 |
| Stephanie Berry Chapman | Concourse Financial Group Advisors BD affiliated | Pnc Managed Account Solutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 19, 2018 | Oct 24, 2018 |
| Sara Anne Hibbs | Concourse Financial Group Advisors BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 17, 2018 | Oct 16, 2018 |
| Lucas Charles Fox | Concourse Financial Group Advisors BD affiliated | Everence Trust Company other | Other | Oct 9, 2018 | Dec 7, 2017 |
| Jeffrey William Reeves | Concourse Financial Group Advisors BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 1, 2018 | Sep 4, 2018 |
| Douglas Carroll Shows | Concourse Financial Group Advisors BD affiliated | Dempsey Lord Smith, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 17, 2018 | Sep 18, 2018 |
| Elias Crist | Concourse Financial Group Advisors BD affiliated | Regent Peak Wealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 17, 2018 | Apr 6, 2022 (1297 d) |
| John George Chanda | Concourse Financial Group Advisors BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 30, 2018 | Aug 20, 2018 |
| Vincent Charles Baroldi | Concourse Financial Group Advisors BD affiliated | Harvest Investment Services, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 30, 2018 | Sep 17, 2018 |
| Wendy Jo West | Concourse Financial Group Advisors BD affiliated | Harvest Investment Services, LLC other | Other | Aug 21, 2018 | May 26, 2017 |
| John Kenney | Concourse Financial Group Advisors BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 20, 2018 | Oct 5, 2018 (46 d) |
| Scott David Showers | Concourse Financial Group Advisors BD affiliated | J. W. Cole Advisors, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 16, 2018 | Jul 20, 2018 |
| Franklin Joe Garcia | Concourse Financial Group Advisors BD affiliated | Harvest Investment Services, LLC other | Other | Aug 14, 2018 | May 11, 2015 |
| Gregory Ben Pillow | Concourse Financial Group Advisors BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 13, 2018 | Jul 23, 2018 |
| Della Rita Stapleton | Concourse Financial Group Advisors BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 13, 2018 | Jul 23, 2018 |
617 moves match.