DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Polaris Wealth Advisory Group

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Jeremy Dee WitbeckPolaris Wealth Advisory Group independent RIARwa Wealth Partners independent RIARIA to RIADec 8, 2023Nov 3, 2023
Christopher Brian ThomPolaris Wealth Advisory Group independent RIARwa Wealth Partners independent RIARIA to RIANov 8, 2023Mar 17, 2023
Russell Boyce AlbrightPolaris Wealth Advisory Group independent RIARwa Wealth Partners independent RIARIA to RIANov 7, 2023Nov 3, 2023
Jeff Jacob MenningPolaris Wealth Advisory Group independent RIARwa Wealth Partners independent RIARIA to RIANov 7, 2023Jun 14, 2023
Matthew Philip EricksonPolaris Wealth Advisory Group independent RIARwa Wealth Partners independent RIARIA to RIANov 7, 2023Nov 18, 2024 (377 d)
Stephen In Hee LeePolaris Wealth Advisory Group independent RIARwa Wealth Partners independent RIARIA to RIANov 7, 2023Nov 3, 2023
Jonathan Beck SchooleyPolaris Wealth Advisory Group independent RIARwa Wealth Partners independent RIARIA to RIANov 7, 2023Nov 3, 2023
Ryan DrewsPolaris Wealth Advisory Group independent RIARwa Wealth Partners independent RIARIA to RIANov 7, 2023Apr 20, 2023
Matthew Don BatzelPolaris Wealth Advisory Group independent RIARwa Wealth Partners independent RIARIA to RIANov 7, 2023Aug 28, 2024 (295 d)
Anton Thomas SchirmangPolaris Wealth Advisory Group independent RIARwa Wealth Partners independent RIARIA to RIANov 7, 2023Nov 3, 2023
Ryan Christopher CollettePolaris Wealth Advisory Group independent RIARwa Wealth Partners independent RIARIA to RIANov 7, 2023Nov 3, 2023
Bryce SagersPolaris Wealth Advisory Group independent RIARwa Wealth Partners independent RIARIA to RIANov 7, 2023Nov 3, 2023
Christopher Kane ParksPolaris Wealth Advisory Group independent RIARwa Wealth Partners independent RIARIA to RIANov 7, 2023Nov 3, 2023
Elena SongPolaris Wealth Advisory Group independent RIARwa Wealth Partners independent RIARIA to RIANov 7, 2023Nov 3, 2023
Margery Anne NeisPolaris Wealth Advisory Group independent RIARwa Wealth Partners independent RIARIA to RIANov 7, 2023Nov 3, 2023
Michael James KrezaPolaris Wealth Advisory Group independent RIARwa Wealth Partners independent RIARIA to RIANov 7, 2023Nov 3, 2023
Cody Allen CarlsonPolaris Wealth Advisory Group independent RIARwa Wealth Partners independent RIARIA to RIANov 6, 2023Mar 30, 2023
Nathan Paul RogersPolaris Wealth Advisory Group independent RIAEp Wealth Advisors independent RIARIA to RIAOct 3, 2023Jan 1, 2026 (821 d)
Spencer Gordon DawPolaris Wealth Advisory Group independent RIAJ.P. Morgan Securities LLC wirehouseRIA to wirehouseJul 13, 2023Aug 31, 2023 (49 d)
Todd Blanchard StockwellPolaris Wealth Advisory Group independent RIASchwab Wealth Advisory, Inc. no RAUMOtherApr 14, 2023Jun 26, 2023 (73 d)
Brett A MillerPolaris Wealth Advisory Group independent RIARaymond James & Associates, Inc. national BDRIA to affiliated broker-dealer or bankApr 3, 2023May 10, 2023 (37 d)
Homer Jonathan Reed WilsonPolaris Wealth Advisory Group independent RIAMercer Global Advisors Inc. independent RIARIA to RIAMar 8, 2023May 12, 2023 (65 d)
Samboun SimPolaris Wealth Advisory Group independent RIAMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRIA to wirehouseMar 8, 2023Jul 24, 2023 (138 d)
Dominic John CollettiPolaris Wealth Advisory Group independent RIAMercer Global Advisors Inc. independent RIARIA to RIADec 14, 2022Dec 7, 2022
Lorenzo Dominique RileyPolaris Wealth Advisory Group independent RIAMercer Global Advisors Inc. independent RIARIA to RIAAug 12, 2022Jul 28, 2022
Brandon M BermanPolaris Wealth Advisory Group independent RIAMariner Independent independent RIARIA to RIAMay 20, 2022Apr 22, 2022
Andrew Christopher HuntPolaris Wealth Advisory Group independent RIAFisher Investments independent RIARIA to RIADec 20, 2021Jan 13, 2022
Corey Bryant LongPolaris Wealth Advisory Group independent RIAClear Rock Advisors, LLC independent RIARIA to RIADec 23, 2020Dec 22, 2020
Todd Robinson MossPolaris Wealth Advisory Group independent RIAPolaris Greystone Advisory Group, LLC no RAUMOtherAug 6, 2020Feb 24, 2017
Eric Wayne BabcockPolaris Wealth Advisory Group independent RIAGreystone Financial Group, LLC independent RIARIA to RIAAug 6, 2020Sep 16, 2020 (41 d)
Michael Brian WachslerPolaris Wealth Advisory Group independent RIAGreystone Financial Group, LLC independent RIARIA to RIAAug 6, 2020Sep 16, 2020 (41 d)
Brian A StonePolaris Wealth Advisory Group independent RIAGreystone Financial Group, LLC independent RIARIA to RIAAug 6, 2020Mar 20, 2023 (956 d)
Robert Russell ShampinePolaris Wealth Advisory Group independent RIAPolaris Greystone Advisory Group, LLC institutionalOtherAug 6, 2020Sep 17, 2020 (42 d)
Kristie Lee GuadianoPolaris Wealth Advisory Group independent RIAPolaris Greystone Advisory Group, LLC no RAUMOtherAug 6, 2020Feb 24, 2017
Robert John YarmakPolaris Wealth Advisory Group independent RIAPolaris Greystone Advisory Group, LLC otherOtherAug 6, 2020Aug 11, 2017
Timothy John DowdPolaris Wealth Advisory Group independent RIAGolden State Equity Advisors, LLC independent RIARIA to RIAAug 6, 2020Sep 16, 2020 (41 d)
Yi Ching TsaiPolaris Wealth Advisory Group independent RIAShalom Global Capital Group LLC no RAUMRIA to a newly registered adviserMar 26, 2020Jun 15, 2020 (81 d)
Jason Zachary TimpePolaris Wealth Advisory Group independent RIASchwab Wealth Advisory, Inc. no RAUMOtherMar 26, 2020May 6, 2020 (41 d)
Connie F Liberto-AlvarezPolaris Wealth Advisory Group independent RIAJ.P. Morgan Securities LLC wirehouseRIA to wirehouseMar 26, 2020Jun 17, 2024 (1544 d)
Preetika PandePolaris Wealth Advisory Group independent RIADestination Wealth Management independent RIARIA to RIAFeb 24, 2020Feb 27, 2020
Natalie YoungPolaris Wealth Advisory Group independent RIAKestra Advisory Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankSep 4, 2019Oct 7, 2019 (33 d)
Philip Aglubat QuitorianoPolaris Wealth Advisory Group independent RIADestination Wealth Management independent RIARIA to RIAApr 25, 2019May 10, 2019
Danielle Starr WashingtonPolaris Wealth Advisory Group independent RIAPolaris Greystone Advisory Group, LLC no RAUMOtherApr 23, 2019Feb 16, 2017
John McnertneyPolaris Wealth Advisory Group independent RIAFreestone Capital Management, LLC independent RIARIA to RIAJul 19, 2018Jul 23, 2018
Lacey Ashlyn CobbPolaris Wealth Advisory Group independent RIAPersonal Capital Advisors Corporation independent RIARIA to RIAJul 16, 2018Aug 7, 2018
Mark Charles KeyserPolaris Wealth Advisory Group otherCreative Planning independent RIAOtherJan 23, 2018Jan 17, 2023 (1820 d)
Darren Frederick KalbPolaris Wealth Advisory Group otherCreative Planning otherOtherOct 25, 2017Nov 6, 2017
Meridith Louise HutchensPolaris Wealth Advisory Group otherCorecap Advisors otherOtherJun 29, 2017May 10, 2017
Manuel Antonio Lugo GarciaPolaris Wealth Advisory Group otherSummitry, LLC otherOtherApr 3, 2017Jun 8, 2017 (66 d)
Daniel P McgovernPolaris Wealth Advisory Group otherStrategic Advisers LLC national BDOtherJan 9, 2017Feb 7, 2017
Brian James HaysPolaris Wealth Advisory Group otherWfg Advisors, LP otherOtherNov 14, 2016Nov 11, 2016
Lauren Ann PattersonPolaris Wealth Advisory Group otherFinancial Connections Group, Inc. otherOtherApr 29, 2016Nov 9, 2016 (194 d)
Michele Lyford SinePolaris Wealth Advisory Group otherPolaris Equity Management, Inc. otherOtherAug 7, 2015Apr 7, 2015
Christopher Alexander Eagles-SmithPolaris Wealth Advisory Group otherDestination Wealth Management otherOtherJul 9, 2015Jul 23, 2015
Tanya Faye WelchPolaris Wealth Advisory Group otherBakeravenue otherOtherFeb 10, 2015Jan 9, 2018 (1064 d)
Tyler M BrockPolaris Wealth Advisory Group otherBeacon Pointe Wealth Advisors, LLC otherOtherFeb 4, 2015Mar 6, 2015
Matthew Fitzpatrick CameronPolaris Wealth Advisory Group otherWells Fargo Advisors wirehouseOtherAug 18, 2014Aug 18, 2014
Nathan Hatton WalshPolaris Wealth Advisory Group no RAUMAcc Investment Management, Inc. otherOtherSep 4, 2012Jan 7, 2013 (125 d)
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58 moves match.