DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Capital Analysts
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Justin Thomas De Luca | Capital Analysts BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 6, 2025 | Aug 6, 2025 |
| Kenneth Wayne Gutshall | Capital Analysts BD affiliated | Gwn Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 5, 2025 | Aug 14, 2025 |
| Betsy J Guffey | Capital Analysts BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 30, 2025 | Jul 31, 2025 |
| Michael Thomas Shanley | Capital Analysts BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 29, 2025 | Aug 14, 2025 |
| Tania M. Louque | Capital Analysts BD affiliated | Lincoln Investment independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 29, 2025 | Jan 29, 2024 |
| Kevin Sean Gallagher | Capital Analysts BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 23, 2025 | Jun 23, 2025 |
| Brandon Lee Hsia | Capital Analysts BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 23, 2025 | Jun 24, 2025 |
| James Matthew Horris | Capital Analysts BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 23, 2025 | Jun 24, 2025 |
| David Sutton | Capital Analysts BD affiliated | Manning & Napier Advisors, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jun 20, 2025 | Jul 2, 2025 |
| David Evans Decesare | Capital Analysts BD affiliated | Regal Investment Advisors LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 3, 2025 | Jun 17, 2025 |
| Kelly Anne Larkin | Capital Analysts BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 27, 2025 | May 27, 2025 |
| Daniel Richard Safranek | Capital Analysts BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | May 1, 2025 | May 1, 2025 |
| Richard Allen Gutshall | Capital Analysts BD affiliated | Gwn Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 1, 2025 | May 4, 2025 |
| Matthew Brian Safranek | Capital Analysts BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | May 1, 2025 | May 1, 2025 |
| Christopher Charles Karschnik | Capital Analysts BD affiliated | Lincoln Investment BD affiliated | Affiliated broker-dealer or bank to another | May 1, 2025 | Sep 17, 2020 |
| David Geschke | Capital Analysts BD affiliated | The Mather Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 11, 2025 | Jan 7, 2026 (271 d) |
| Robert James Schup | Capital Analysts BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 7, 2025 | Aug 7, 2025 (122 d) |
| Benjamin B Welch | Capital Analysts BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 1, 2025 | Mar 31, 2025 |
| Maurice Jerome Nollette | Capital Analysts BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 25, 2025 | Mar 24, 2025 |
| Timothy N Betts | Capital Analysts BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 25, 2025 | Oct 3, 2025 (192 d) |
| Paul Arthur Tierney | Capital Analysts BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Mar 14, 2025 | Mar 13, 2025 |
| Kimberly Frances Myers | Capital Analysts BD affiliated | Lincoln Investment BD affiliated | Affiliated broker-dealer or bank to another | Jan 3, 2025 | Nov 5, 2021 |
| Ronald Douglas Sala | Capital Analysts BD affiliated | Wealthcare Advisory Partners LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 3, 2024 | Jul 2, 2025 (211 d) |
| Deidre Mae Fernald | Capital Analysts BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 24, 2024 | Oct 28, 2024 |
| Zachary Tombs | Capital Analysts BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 22, 2024 | Nov 21, 2024 |
| Eric Franklin Caplinger | Capital Analysts BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 16, 2024 | Oct 17, 2024 |
| Jon Ryan Morgan | Capital Analysts BD affiliated | Shore Morgan Young Wealth Strategies no RAUM | Other | Oct 4, 2024 | Oct 15, 2018 |
| Marya Changizi Young | Capital Analysts BD affiliated | Shore Morgan Young Wealth Strategies no RAUM | Other | Oct 4, 2024 | Oct 16, 2018 |
| Lewis Dorian Shore | Capital Analysts BD affiliated | Shore Morgan Young Wealth Strategies no RAUM | Other | Oct 4, 2024 | Oct 16, 2018 |
| Barry Stanton Jeffery | Capital Analysts BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 25, 2024 | Sep 24, 2024 |
| Kevin Logan | Capital Analysts BD affiliated | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Sep 3, 2024 | Sep 19, 2024 |
| Christopher Clay Mcanany | Capital Analysts BD affiliated | Oxford Wealth Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 29, 2024 | Jan 31, 2025 (155 d) |
| George Peter Harris | Capital Analysts BD affiliated | Bentham Wealth Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 27, 2024 | Oct 11, 2024 (45 d) |
| Steven Donald Witter | Capital Analysts BD affiliated | Bentham Wealth Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 27, 2024 | Oct 11, 2024 (45 d) |
| Travis Munro | Capital Analysts BD affiliated | Momentum Independent Network Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 23, 2024 | Aug 23, 2024 |
| Evan Michael Pinney | Capital Analysts BD affiliated | Sequoia Financial Group, L.L.C. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 30, 2024 | Aug 28, 2024 |
| Thomas Henry Brazier | Capital Analysts BD affiliated | Lincoln Investment BD affiliated | Affiliated broker-dealer or bank to another | Jul 1, 2024 | Apr 12, 2021 |
| Kenneth Alan Simon | Capital Analysts BD affiliated | Skadvisors, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jun 27, 2024 | Jul 1, 2024 |
| Ryan M Pennington | Capital Analysts BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | May 2, 2024 | May 13, 2024 |
| Leo Edwin Renner | Capital Analysts BD affiliated | Lincoln Investment independent RIA | Affiliated broker-dealer or bank to independent RIA | May 1, 2024 | May 17, 2023 |
| Joshua Gavit | Capital Analysts BD affiliated | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Apr 29, 2024 | May 1, 2024 |
| Nicholas Darwin Rodkin | Capital Analysts BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 25, 2024 | Apr 25, 2024 |
| Robert Christopher Beaulieu | Capital Analysts BD affiliated | Lincoln Investment BD affiliated | Affiliated broker-dealer or bank to another | Apr 8, 2024 | Mar 18, 2019 |
| Ryan Mount | Capital Analysts BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Mar 25, 2024 | Mar 28, 2024 |
| Gregory Joseph Wisniew | Capital Analysts BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 8, 2024 | Feb 8, 2024 |
| Louis Rodolfo Manon | Capital Analysts BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Feb 8, 2024 | Apr 24, 2025 (441 d) |
| Jason Hutchinson | Capital Analysts BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 8, 2024 | Feb 22, 2024 |
| Matthew Hellbusch | Capital Analysts BD affiliated | Lincoln Investment independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 31, 2024 | Jul 19, 2023 |
| Lynn Jean Craig | Capital Analysts BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Jan 30, 2024 | Jan 26, 2024 |
| Scott Christopher Bernstiel | Capital Analysts BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jan 23, 2024 | Feb 26, 2024 (34 d) |
| Amanda Lyn Williams | Capital Analysts BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jan 16, 2024 | Jan 16, 2024 |
| Craig Hartnett | Capital Analysts BD affiliated | Boston Investment Advisors LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jan 8, 2024 | Mar 11, 2025 (428 d) |
| Jonathan Simon Harel | Capital Analysts BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 8, 2024 | Jan 8, 2024 |
| Angela L Gelzine | Capital Analysts BD affiliated | Lincoln Investment BD affiliated | Affiliated broker-dealer or bank to another | Dec 26, 2023 | Jun 22, 2018 |
| Garret Benson | Capital Analysts BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 19, 2023 | Mar 26, 2024 (98 d) |
| Daniel L Bonder | Capital Analysts BD affiliated | Beacon Financial Advisory LLC other | Other | Nov 13, 2023 | Jun 26, 2015 |
| John Walter Gallagher | Capital Analysts BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Nov 1, 2023 | Nov 1, 2023 |
| Leslie J. Benzak | Capital Analysts BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Nov 1, 2023 | Nov 1, 2023 |
| Joseph Lee Wilder | Capital Analysts BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 31, 2023 | Oct 31, 2023 |
| Patrick Thomas Logue | Capital Analysts BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 30, 2023 | Oct 30, 2023 |
371 moves match.