DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Independent Advisor Alliance, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Jeffrey Scott CollinsIndependent Advisor Alliance, LLC independent RIAPark Avenue Securities LLC BD affiliatedRIA to affiliated broker-dealer or bankSep 26, 2022Sep 21, 2022
Michael Lester EdmondsonIndependent Advisor Alliance, LLC independent RIACapital And Planning, LLC no RAUMRIA to a newly registered adviserAug 30, 2022Jun 6, 2022
Gabrielle Elizabeth KongIndependent Advisor Alliance, LLC independent RIAGratus Capital, LLC independent RIARIA to RIAAug 29, 2022Mar 10, 2023 (193 d)
John Richard CurrierIndependent Advisor Alliance, LLC independent RIAUnited Brokerage Services Inc BD affiliatedRIA to affiliated broker-dealer or bankAug 18, 2022Apr 4, 2023 (229 d)
Polly Marie StoeckleinIndependent Advisor Alliance, LLC independent RIAConsolidated Portfolio Review Corp independent RIARIA to RIAAug 16, 2022Aug 15, 2022
Nicole Marie HelcherIndependent Advisor Alliance, LLC independent RIAFidelity Personal And Workplace Advisors BD affiliatedRIA to affiliated broker-dealer or bankJul 28, 2022Aug 2, 2022
Michael L AllisonIndependent Advisor Alliance, LLC independent RIAPark Avenue Securities LLC BD affiliatedRIA to affiliated broker-dealer or bankMay 26, 2022Jul 7, 2022 (42 d)
Wade S SchmidtIndependent Advisor Alliance, LLC independent RIAOneamerica Securities, Inc. BD affiliatedRIA to affiliated broker-dealer or bankMay 26, 2022Jun 9, 2022
Brandon M LancasterIndependent Advisor Alliance, LLC independent RIAIndependent Financial Partners BD affiliatedRIA to affiliated broker-dealer or bankApr 11, 2022Mar 24, 2022
Thomas Edward DundorfIndependent Advisor Alliance, LLC independent RIAFamily Wealth Partners, LLC independent RIARIA to RIAJan 26, 2022Jan 1, 2026 (1436 d)
Nathan Aaron FulksIndependent Advisor Alliance, LLC independent RIAFamily Wealth Partners, LLC no RAUMRIA to a newly registered adviserJan 26, 2022Jan 24, 2022
Robert Samuel DyeIndependent Advisor Alliance, LLC independent RIAFamily Wealth Partners, LLC no RAUMRIA to a newly registered adviserJan 26, 2022Jan 24, 2022
Blake Lee HedrickIndependent Advisor Alliance, LLC independent RIAFamily Wealth Partners, LLC no RAUMRIA to a newly registered adviserJan 26, 2022Jan 24, 2022
Jennifer Bailey DavisIndependent Advisor Alliance, LLC independent RIATruist Advisory Services, Inc. BD affiliatedRIA to affiliated broker-dealer or bankJan 20, 2022Jan 26, 2022
Michael David MohlmanIndependent Advisor Alliance, LLC independent RIASpire Wealth Management, LLC BD affiliatedRIA to affiliated broker-dealer or bankJan 5, 2022Jan 5, 2022
Matthew Gregory JelnickyIndependent Advisor Alliance, LLC independent RIAWealth Enhancement Advisory Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankDec 6, 2021Dec 1, 2021
Matthew Daniel MccoyIndependent Advisor Alliance, LLC independent RIAFacet independent RIARIA to RIASep 13, 2021Oct 8, 2021
James Anthony MccollomIndependent Advisor Alliance, LLC independent RIACore Advisory Group independent RIARIA to RIAJul 6, 2021Jul 28, 2021
David Allen KroeningerIndependent Advisor Alliance, LLC independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankApr 22, 2021Apr 20, 2021
Kevin James CollardIndependent Advisor Alliance, LLC independent RIARedhawk Wealth Advisors, Inc. mixed wealthRIA to RIAFeb 25, 2021Dec 18, 2020
Vincent DagneseIndependent Advisor Alliance, LLC independent RIAPruco Securities, LLC BD affiliatedRIA to affiliated broker-dealer or bankDec 14, 2020Dec 9, 2020
Edward Anthony ParentIndependent Advisor Alliance, LLC independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankDec 9, 2020Jan 13, 2021 (35 d)
Brenton Mathew BersinIndependent Advisor Alliance, LLC independent RIALinkside Financial LLC state registeredRIA to a state-registered adviserDec 9, 2020Jun 20, 2025 (1654 d)
Blaine D RatliffIndependent Advisor Alliance, LLC independent RIAIntegrity Alliance, LLC independent RIARIA to RIANov 20, 2020Feb 18, 2021 (90 d)
Patrick Andrew GuntherIndependent Advisor Alliance, LLC independent RIAGenerouswealth, LLC independent RIARIA to RIASep 22, 2020Aug 26, 2020
Edward Clade CarltonIndependent Advisor Alliance, LLC independent RIAGenerouswealth, LLC independent RIARIA to RIASep 22, 2020Aug 26, 2020
Christopher Bryan MiseIndependent Advisor Alliance, LLC independent RIAGenerouswealth, LLC independent RIARIA to RIASep 22, 2020Aug 25, 2020
Stephen Elijah MaggardIndependent Advisor Alliance, LLC independent RIAAbacus Planning Group, Inc. independent RIARIA to RIASep 2, 2020Oct 6, 2021 (399 d)
Lisa Sheedy OviattIndependent Advisor Alliance, LLC independent RIAWells Fargo Advisors wirehouseRIA to wirehouseJul 29, 2020Oct 14, 2020 (77 d)
William Merritt KingIndependent Advisor Alliance, LLC independent RIACore Advisory Group independent RIARIA to RIAJun 29, 2020Jan 1, 2025 (1647 d)
Kevin Michael KeefeIndependent Advisor Alliance, LLC independent RIARealta Investment Advisors, Inc BD affiliatedRIA to affiliated broker-dealer or bankMay 4, 2020Apr 6, 2023 (1067 d)
Richard Timothy CurranIndependent Advisor Alliance, LLC independent RIAOsaic Wealth, Inc. BD affiliatedRIA to affiliated broker-dealer or bankApr 16, 2020Mar 18, 2026 (2162 d)
Wynne Barefoot CurranIndependent Advisor Alliance, LLC independent RIAOsaic Wealth, Inc. BD affiliatedRIA to affiliated broker-dealer or bankApr 16, 2020Mar 17, 2026 (2161 d)
Kamila Ann ElliottIndependent Advisor Alliance, LLC independent RIACollective Wealth Partners, LLC no RAUMRIA to a newly registered adviserFeb 14, 2020Mar 1, 2022 (746 d)
Michael John HakimiIndependent Advisor Alliance, LLC independent RIABlack Dog Financial Planning LLC state registeredRIA to a state-registered adviserJan 6, 2020Dec 12, 2025 (2167 d)
John Warren HardyIndependent Advisor Alliance, LLC independent RIASummit Financial Group Inc BD affiliatedRIA to affiliated broker-dealer or bankNov 27, 2019Nov 27, 2019
Angus Gibbons MceachranIndependent Advisor Alliance, LLC independent RIASummit Financial Group Inc BD affiliatedRIA to affiliated broker-dealer or bankNov 27, 2019Dec 2, 2019
Michael Lee KrumholzIndependent Advisor Alliance, LLC independent RIAPrudeo Partners, LLC independent RIARIA to RIANov 27, 2019Dec 10, 2019
Sheila Elizabeth LittleIndependent Advisor Alliance, LLC independent RIAPrudeo Partners, LLC independent RIARIA to RIANov 27, 2019Jan 3, 2020 (37 d)
Jessica Marie Norris ChatmonIndependent Advisor Alliance, LLC independent RIASummit Financial Group Inc BD affiliatedRIA to affiliated broker-dealer or bankNov 27, 2019Nov 27, 2019
Misty Dawn GrantIndependent Advisor Alliance, LLC independent RIAFidelity Personal And Workplace Advisors BD affiliatedRIA to affiliated broker-dealer or bankOct 9, 2019Dec 12, 2019 (64 d)
Douglas Alan BrownIndependent Advisor Alliance, LLC independent RIALPL Financial LLC independent RIARIA to RIAMar 5, 2019Mar 14, 2019
David Lee MaynardIndependent Advisor Alliance, LLC independent RIASsn Advisory, Inc. BD affiliatedRIA to affiliated broker-dealer or bankFeb 19, 2019Feb 8, 2019
Mark James DickmanIndependent Advisor Alliance, LLC independent RIAIndependent Financial Partners BD affiliatedRIA to affiliated broker-dealer or bankDec 20, 2018Aug 28, 2020 (617 d)
Diane Parke ParmeleIndependent Advisor Alliance, LLC otherBb&T Securities, LLC otherOtherMar 16, 2018Oct 10, 2017
Justin Jeffrey SheikIndependent Advisor Alliance, LLC otherAmeriprise Financial Services, LLC national BDOtherApr 7, 2017Apr 24, 2017
Christian Lamar TylerIndependent Advisor Alliance, LLC otherPrudeo Partners, LLC independent RIAOtherAug 16, 2016Aug 15, 2018 (729 d)
Hiram Nmn HutchisonIndependent Advisor Alliance, LLC otherGreat Valley Advisor Group, LLC otherOtherAug 1, 2016Aug 4, 2016
Joseph Parker BennettIndependent Advisor Alliance, LLC otherGreat Valley Advisor Group, LLC otherOtherAug 1, 2016Aug 4, 2016
Taylor Daniel BryantIndependent Advisor Alliance, LLC otherCharlotte Wealth Management, LLC unclassifiedOtherMay 10, 2016Apr 16, 2021 (1802 d)
Jasmine SehgalIndependent Advisor Alliance, LLC otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherApr 14, 2016Jun 10, 2016 (57 d)
Jennifer Nye GriffinIndependent Advisor Alliance, LLC otherLPL Financial LLC independent RIAOtherMar 31, 2016Apr 2, 2019 (1097 d)
Erik Bendix IbsenIndependent Advisor Alliance, LLC otherAdvice And Planning Services otherOtherMay 4, 2015Jul 27, 2015 (84 d)
Steven Joseph DevlinIndependent Advisor Alliance, LLC otherLevel Four Advisory Services otherOtherApr 30, 2015Apr 30, 2015
Michael David SobiloIndependent Advisor Alliance, LLC otherLevel Four Advisory Services otherOtherApr 30, 2015Apr 30, 2015
Jeff Lee MacyIndependent Advisor Alliance, LLC otherLevel Four Advisory Services otherOtherApr 30, 2015Feb 4, 2015
Cory Adam ShufordIndependent Advisor Alliance, LLC otherKalos Management otherOtherApr 20, 2015Jun 2, 2016 (409 d)
Douglas Clayton MelroseIndependent Advisor Alliance, LLC otherLPL Financial LLC otherOtherDec 8, 2014Jan 8, 2015 (31 d)
Joshua Brandon WebbIndependent Advisor Alliance, LLC otherLPL Financial LLC otherOtherDec 8, 2014Jan 8, 2015 (31 d)
Justin Michael BosticIndependent Advisor Alliance, LLC otherLPL Financial LLC otherOtherDec 8, 2014Jan 7, 2015
Page 2 of 3PreviousNext
121 moves match.