DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Osaic Advisory Services, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Ralph Leslie Thrush | Osaic Advisory Services, LLC BD affiliated | Arkadios Wealth Advisors BD affiliated | Affiliated broker-dealer or bank to another | Sep 15, 2026 | Sep 14, 2026 |
| Keegan Grant Carl | Osaic Advisory Services, LLC BD affiliated | Arkadios Wealth Advisors BD affiliated | Affiliated broker-dealer or bank to another | Sep 15, 2026 | Sep 14, 2026 |
| Monica Salaiz Narvaez | Osaic Advisory Services, LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 3, 2026 | Sep 20, 2024 |
| Henry Gallardo | Osaic Advisory Services, LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 3, 2026 | Sep 19, 2024 |
| Richard Anthony Russo | Osaic Advisory Services, LLC BD affiliated | Advisory Services Network independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 3, 2026 | Sep 1, 2026 |
| Joann Fontanez | Osaic Advisory Services, LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 3, 2026 | Sep 3, 2026 |
| Claudia Elizabeth De La Rosa | Osaic Advisory Services, LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 3, 2026 | Sep 17, 2024 |
| Thomas Henry Gallardo | Osaic Advisory Services, LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 3, 2026 | Sep 17, 2024 |
| Christopher Broyles | Osaic Advisory Services, LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 10, 2026 | Jul 10, 2026 |
| Christopher Clement Sherer | Osaic Advisory Services, LLC BD affiliated | Bfc Planning, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 12, 2026 | Feb 17, 2026 |
| Nathan Wade Rydalch | Osaic Advisory Services, LLC BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 6, 2026 | Nov 14, 2025 |
| Roger Stephen Augustyn | Osaic Advisory Services, LLC BD affiliated | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 26, 2026 | Jan 26, 2026 |
| Dimitry Prophete | Osaic Advisory Services, LLC BD affiliated | Hightower Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 6, 2026 | Feb 3, 2026 |
| Paul Roger Gugger | Osaic Advisory Services, LLC BD affiliated | United Planners' Financial Services Of America A Limited Partner independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 23, 2025 | Jan 20, 2026 |
| Timothy Lane Johnston | Osaic Advisory Services, LLC BD affiliated | Wealth Enhancement Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 12, 2025 | Dec 2, 2025 |
| James C. Leo | Osaic Advisory Services, LLC BD affiliated | Leo Wealth Management, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 2, 2025 | Nov 7, 2025 |
| Benjamin Micah Wenzel | Osaic Advisory Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 14, 2025 | Oct 1, 2025 |
| Ryan Thomas Lew | Osaic Advisory Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 3, 2025 | Oct 1, 2025 |
| Brian David Drolet | Osaic Advisory Services, LLC BD affiliated | Prestige Wealth Management no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 4, 2025 | Jun 7, 2025 |
| Andrew Gold | Osaic Advisory Services, LLC BD affiliated | Prestige Wealth Management no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 4, 2025 | Jun 2, 2025 |
| Rabin Kaydanian | Osaic Advisory Services, LLC BD affiliated | Thepartners Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 3, 2025 | Aug 29, 2025 |
| Carole Leah Rominger | Osaic Advisory Services, LLC BD affiliated | Prasad Wealth Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 28, 2025 | Aug 27, 2025 |
| Douglas William Bycoff | Osaic Advisory Services, LLC BD affiliated | The Bycoff Group LLC other | Other | Aug 7, 2025 | Aug 6, 2025 |
| Lorne Victor Bycoff | Osaic Advisory Services, LLC BD affiliated | The Bycoff Group LLC other | Other | Aug 7, 2025 | Aug 6, 2025 |
| Rachael Jenifer Holcomb | Osaic Advisory Services, LLC BD affiliated | Wmg Financial Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 6, 2025 | Jul 30, 2025 |
| April D Wallace | Osaic Advisory Services, LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 24, 2025 | Jul 22, 2025 |
| Lynn Marie Bianco | Osaic Advisory Services, LLC BD affiliated | Thepartners Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 30, 2025 | Jun 26, 2025 |
| David Brodie | Osaic Advisory Services, LLC BD affiliated | Brodie Wealth Management state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jun 18, 2025 | Aug 13, 2025 (56 d) |
| Robert Kyle Gabhart | Osaic Advisory Services, LLC BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | May 28, 2025 | May 22, 2025 |
| Tyler Justin Wright | Osaic Advisory Services, LLC BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | May 28, 2025 | May 22, 2025 |
| Nicholas Larson | Osaic Advisory Services, LLC BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | May 20, 2025 | Jun 30, 2025 (41 d) |
| Mark David Lea | Osaic Advisory Services, LLC BD affiliated | Ausdal Financial Partners, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | May 7, 2025 | May 2, 2025 |
| Ryan Patrick Gray | Osaic Advisory Services, LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 7, 2025 | May 5, 2025 |
| Edward Latta Campbell | Osaic Advisory Services, LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 7, 2025 | May 5, 2025 |
| Michael P Cernek | Osaic Advisory Services, LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 7, 2025 | May 6, 2025 |
| Christine Mary Scott | Osaic Advisory Services, LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 7, 2025 | May 5, 2025 |
| Devin Michael Voorhees | Osaic Advisory Services, LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 7, 2025 | May 5, 2025 |
| Torsten Saile | Osaic Advisory Services, LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | May 6, 2025 | May 1, 2025 |
| Tyler Wilhelm Saile | Osaic Advisory Services, LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | May 2, 2025 | May 1, 2025 |
| Brian Rano Lueker | Osaic Advisory Services, LLC BD affiliated | Independent Financial Partners BD affiliated | Affiliated broker-dealer or bank to another | Apr 30, 2025 | Apr 23, 2025 |
| Andrew George Palomo | Osaic Advisory Services, LLC BD affiliated | Lasalle St. Investment Advisors, L.L.C. BD affiliated | Affiliated broker-dealer or bank to another | Apr 15, 2025 | Apr 11, 2025 |
| Jacqueline Lee Bulava | Osaic Advisory Services, LLC BD affiliated | Lasalle St. Investment Advisors, L.L.C. BD affiliated | Affiliated broker-dealer or bank to another | Apr 15, 2025 | Apr 15, 2025 |
| Levi John Palomo | Osaic Advisory Services, LLC BD affiliated | Lasalle St. Investment Advisors, L.L.C. BD affiliated | Affiliated broker-dealer or bank to another | Apr 15, 2025 | Apr 11, 2025 |
| William Kermit Hall | Osaic Advisory Services, LLC BD affiliated | J. W. Cole Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 3, 2025 | Apr 1, 2025 |
| Jeffery M Sorensen | Osaic Advisory Services, LLC BD affiliated | Overridge Wealth Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 2, 2025 | Apr 8, 2025 |
| Andrew Pierce Large | Osaic Advisory Services, LLC BD affiliated | Wealthplan Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 2, 2025 | Aug 26, 2025 (146 d) |
| Craig A. Ciszewski | Osaic Advisory Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 26, 2025 | Mar 25, 2025 |
| Vincent Esparza | Osaic Advisory Services, LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 5, 2025 | Mar 4, 2025 |
| Josh Schechter | Osaic Advisory Services, LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 3, 2025 | Aug 23, 2024 |
| Matthew J Stephens | Osaic Advisory Services, LLC BD affiliated | Strategic Blueprint, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 18, 2025 | Feb 12, 2025 |
| Karl Joseph Korade | Osaic Advisory Services, LLC BD affiliated | Advisory Services Network independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 12, 2025 | Jan 29, 2025 |
| Karen Ann Walsh | Osaic Advisory Services, LLC BD affiliated | Strategic Blueprint, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 12, 2025 | Feb 12, 2025 |
| Robert John Wheeler | Osaic Advisory Services, LLC BD affiliated | Strategic Blueprint, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 12, 2025 | Feb 17, 2025 |
| Kathryn Joan Oswald | Osaic Advisory Services, LLC BD affiliated | Strategic Blueprint, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 12, 2025 | Feb 12, 2025 |
| Brandon Wyatt Haines | Osaic Advisory Services, LLC BD affiliated | Strategic Blueprint, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 12, 2025 | Feb 12, 2025 |
| Gregory Keith Richards | Osaic Advisory Services, LLC BD affiliated | Triad Advisors, LLC other | Other | Feb 11, 2025 | Feb 1, 2017 |
| Scott Allen Lumbatis | Osaic Advisory Services, LLC BD affiliated | Merit Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 11, 2025 | Feb 7, 2025 |
| Mark Daniel Skolka | Osaic Advisory Services, LLC BD affiliated | Merit Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 11, 2025 | Feb 7, 2025 |
| Armando Fernandez | Osaic Advisory Services, LLC BD affiliated | Ausdal Financial Partners, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 7, 2025 | Jan 6, 2025 |
| Lori Renae Bogatz | Osaic Advisory Services, LLC BD affiliated | Hornor, Townsend & Kent, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 6, 2025 | Jan 15, 2025 |
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140 moves match.