DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Svb Wealth

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Clayton John CochranSvb Wealth BD affiliatedCynosure Group, LLC asset managerOtherApr 27, 2023Apr 26, 2023
Daniel Oscar LopezSvb Wealth BD affiliatedConnectus Wealth independent RIAAffiliated broker-dealer or bank to independent RIAApr 25, 2023Sep 28, 2023 (156 d)
Richard A PerezSvb Wealth BD affiliatedCynosure Group, LLC asset managerOtherApr 25, 2023Apr 10, 2023
Jason Morgan CainSvb Wealth BD affiliatedCynosure Group, LLC asset managerOtherApr 25, 2023Apr 12, 2023
Frank MentoneSvb Wealth BD affiliatedConnectus Wealth independent RIAAffiliated broker-dealer or bank to independent RIAApr 25, 2023May 17, 2023
William E MontagueSvb Wealth BD affiliatedCynosure Group, LLC asset managerOtherApr 25, 2023Apr 12, 2023
Robert Brandt HeitzmanSvb Wealth BD affiliatedF L Putnam Investment Management Co. independent RIAAffiliated broker-dealer or bank to independent RIAApr 10, 2023Apr 11, 2023
William Irvin WoodsonSvb Wealth BD affiliatedCynosure Group, LLC asset managerOtherApr 5, 2023Apr 4, 2023
Shirley Jane LeungSvb Wealth BD affiliatedJ.P. Morgan Securities LLC wirehouseAffiliated broker-dealer or bank to wirehouseApr 5, 2023Sep 5, 2024 (519 d)
Maritza Chow YoungSvb Wealth independent RIASimon Quick Advisors, LLC independent RIARIA to RIAMar 17, 2023Mar 20, 2023
Susan Kim MatlowSvb Wealth independent RIACerity Partners LLC independent RIARIA to RIAMar 17, 2023Mar 27, 2023
Robert James SollazzoSvb Wealth independent RIACerity Partners LLC independent RIARIA to RIAMar 17, 2023Mar 30, 2023
Caroline Elizabeth HirtSvb Wealth independent RIACerity Partners LLC independent RIARIA to RIAMar 17, 2023Mar 27, 2023
Tara Damarida VagnoneSvb Wealth independent RIACerity Partners LLC independent RIARIA to RIAMar 15, 2023Mar 28, 2023
Tara Elizabeth CarleySvb Wealth independent RIACerity Partners LLC independent RIARIA to RIAMar 15, 2023Mar 28, 2023
Michael MccarvilleSvb Wealth independent RIACerity Partners LLC independent RIARIA to RIAMar 15, 2023Mar 28, 2023
Andrew Ringwood HoercherSvb Wealth independent RIACerity Partners LLC independent RIARIA to RIAMar 15, 2023Mar 28, 2023
Amanda DekkiSvb Wealth independent RIACerity Partners LLC independent RIARIA to RIAMar 15, 2023Mar 27, 2023
Alexandera Minna RudishSvb Wealth independent RIACerity Partners LLC independent RIARIA to RIAMar 15, 2023Mar 28, 2023
Derek Robert TamSvb Wealth independent RIALido independent RIARIA to RIAFeb 27, 2023Mar 14, 2023
Matthew Howard RemisSvb Wealth independent RIANew Edge Wealth BD affiliatedRIA to affiliated broker-dealer or bankFeb 17, 2023Mar 7, 2023
Robert B RobinsonSvb Wealth independent RIAChecchi Capital Advisers, LLC independent RIARIA to RIAJan 20, 2023Jan 12, 2023
Evan M CarsonSvb Wealth independent RIAJ.P. Morgan Securities LLC wirehouseRIA to wirehouseOct 7, 2022Oct 6, 2022
Kathleen T KenealySvb Wealth independent RIAKatapult Financial Planning LLC state registeredRIA to a state-registered adviserMay 26, 2022Sep 30, 2022 (127 d)
Arthur Neal LanghausSvb Wealth independent RIASimon Quick Advisors, LLC independent RIARIA to RIAApr 28, 2022May 2, 2022
Joshua Thomas CrossmanSvb Wealth independent RIASharp Financial independent RIARIA to RIAFeb 25, 2022Mar 11, 2022
Patrick James DwyerSvb Wealth independent RIANew Edge Wealth independent RIARIA to RIANov 1, 2021Oct 7, 2021
Gary Peter SicaSvb Wealth independent RIACynosure Group, LLC asset managerOtherOct 6, 2021Apr 3, 2023 (544 d)
Travis AldridgeSvb Wealth independent RIANew Edge Wealth BD affiliatedRIA to affiliated broker-dealer or bankOct 5, 2021Jan 2, 2024 (819 d)
Ryan Bernard McquilkinSvb Wealth independent RIAF L Putnam Investment Management Co. independent RIARIA to RIAMay 7, 2021Jun 8, 2021 (32 d)
Alyssa Cassidy DoSvb Wealth independent RIACrestone Asset Management LLC mixed wealthRIA to RIAApr 21, 2021May 3, 2021
Jeffrey Paul KaufmannSvb Wealth independent RIALido independent RIARIA to RIAFeb 8, 2021Feb 9, 2021
John Salvatore TassoneSvb Wealth independent RIALido independent RIARIA to RIAFeb 8, 2021Feb 9, 2021
Dominik ElmasianSvb Wealth independent RIALido independent RIARIA to RIAJan 26, 2021Feb 9, 2021
Matthew Michael ReganSvb Wealth independent RIATowerpoint Wealth, LLC independent RIARIA to RIAAug 10, 2020Aug 10, 2020
Justin T WolstenholmeSvb Wealth independent RIAWelch & Forbes LLC independent RIARIA to RIAJul 29, 2020Jun 9, 2026 (2141 d)
Patrick David WrenSvb Wealth independent RIAWealthspire Advisors independent RIARIA to RIADec 24, 2019Aug 30, 2021 (615 d)
Todd Christopher MillsSvb Wealth independent RIAF L Putnam Investment Management Co. independent RIARIA to RIANov 22, 2019Dec 11, 2019
Jennifer K LovelessSvb Wealth independent RIARopes Wealth Advisors independent RIARIA to RIANov 22, 2019Feb 25, 2020 (95 d)
Andrew James DonahueSvb Wealth independent RIAMeasured Wealth Private Client Group, LLC independent RIARIA to RIAOct 3, 2019Mar 23, 2022 (902 d)
Gerald Jay GravesSvb Wealth independent RIACongress Wealth Management LLC independent RIARIA to RIAJul 16, 2019Jul 18, 2019
Chris G. DudleySvb Wealth independent RIACongress Wealth Management LLC independent RIARIA to RIAJul 16, 2019Aug 15, 2019
Christopher Barry RoySvb Wealth independent RIAPurefi Wealth, LLC independent RIARIA to RIAJun 25, 2019Feb 19, 2026 (2431 d)
Deirdre Dennehy HallSvb Wealth independent RIAMorgan Stanley wirehouseRIA to wirehouseMar 12, 2019Jun 11, 2019 (91 d)
Timothy David LonerganSvb Wealth independent RIAMorgan Stanley wirehouseRIA to wirehouseMar 12, 2019May 7, 2019 (56 d)
Tate HaireSvb Wealth independent RIAMorgan Stanley wirehouseRIA to wirehouseJan 22, 2019Jan 29, 2019
David Lawrence MurphySvb Wealth independent RIAPeople'S United Advisors, Inc. mixed wealthRIA to RIAJan 2, 2019Aug 18, 2020 (594 d)
Cameron Reza RahbarSvb Wealth independent RIATwin Focus Capital Partners, LLC independent RIARIA to RIADec 18, 2018Feb 22, 2019 (66 d)
Susan BlackSvb Wealth independent RIAWellesley Investment Partners, LLC independent RIARIA to RIANov 2, 2018Mar 8, 2019 (126 d)
Adam BakhashSvb Wealth independent RIAWells Fargo Advisors wirehouseRIA to wirehouseSep 11, 2018Jun 16, 2025 (2470 d)
Taylor Joseph MorrisonSvb Wealth independent RIABoston Financial Management LLC independent RIARIA to RIASep 7, 2018Sep 12, 2018
Andrew Paul MadlingerSvb Wealth independent RIARaymond James & Associates, Inc. national BDRIA to affiliated broker-dealer or bankJun 25, 2018Nov 1, 2018 (129 d)
Jill Debra RanceSvb Wealth independent RIADakota Wealth, LLC independent RIARIA to RIAMay 23, 2018Jun 14, 2018
Nicholas D RavdenSvb Wealth independent RIAEvoke Advisors mixed wealthRIA to RIAMay 14, 2018Oct 16, 2024 (2347 d)
John Michael CarrollSvb Wealth otherMorgan Stanley wirehouseOtherMar 7, 2018Aug 1, 2019 (512 d)
William John MikusSvb Wealth otherDakota Wealth, LLC independent RIAOtherFeb 21, 2018Jun 8, 2018 (107 d)
Tobi Anne MasonSvb Wealth otherRosenblum Silverman Sutton Sf Inc independent RIAOtherJan 11, 2018May 2, 2018 (111 d)
Robert Glenn PavlikSvb Wealth otherSlatestone Wealth LLC otherOtherDec 18, 2017Jan 17, 2018
Bryan Paul KellerSvb Wealth otherDakota Wealth, LLC independent RIAOtherOct 11, 2017Jun 21, 2018 (253 d)
David John CostiganSvb Wealth otherPenobscot Investment Management Company, Inc. otherOtherJun 2, 2017Sep 11, 2017 (101 d)
Page 2 of 3PreviousNext
138 moves match.