DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Stonex Advisors Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Zachary SeaboltStonex Advisors Inc. BD affiliatedAmeriprise Financial Services, LLC national BDAffiliated broker-dealer or bank to anotherSep 16, 2022Sep 21, 2022
Richard Lynn JennessStonex Advisors Inc. BD affiliatedAmeriprise Financial Services, LLC national BDAffiliated broker-dealer or bank to anotherAug 23, 2022Aug 22, 2022
Andrew John GreeneStonex Advisors Inc. BD affiliatedWoodbury Financial Services, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJun 27, 2022Jun 27, 2022
Pranay PatelStonex Advisors Inc. BD affiliatedPrimerica Advisors national BDAffiliated broker-dealer or bank to anotherJun 23, 2022Oct 12, 2022 (111 d)
Tabitha Marshall WatsonStonex Advisors Inc. BD affiliatedTruist Advisory Services, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherApr 22, 2022Apr 25, 2022
Mark Thomas KollarStonex Advisors Inc. BD affiliatedHda Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAFeb 15, 2022Jan 2, 2022
Andrew Endel AdamsStonex Advisors Inc. BD affiliatedMML Investors Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherFeb 1, 2022Feb 14, 2022
Mitchell NelsonStonex Advisors Inc. BD affiliatedRockdale Financial Services, Inc. state registeredAffiliated broker-dealer or bank to a state-registered adviserOct 21, 2021Nov 23, 2021 (33 d)
Patrick Joseph ReardonStonex Advisors Inc. BD affiliatedPruco Securities, LLC BD affiliatedAffiliated broker-dealer or bank to anotherSep 24, 2021Oct 4, 2021
Stephen Hinant HeckerStonex Advisors Inc. BD affiliatedBcd Advisors state registeredAffiliated broker-dealer or bank to a state-registered adviserJun 21, 2021Oct 28, 2021 (129 d)
Nalin BhattStonex Advisors Inc. BD affiliatedFireplace Financial Inc state registeredAffiliated broker-dealer or bank to a state-registered adviserMar 3, 2021Mar 2, 2021
Timothy Brian WallsStonex Advisors Inc. BD affiliatedConcourse Financial Group Advisors BD affiliatedAffiliated broker-dealer or bank to anotherFeb 26, 2021Mar 1, 2021
Brian Arthur RosoffStonex Advisors Inc. BD affiliatedCetera Investment Advisers LLC BD affiliatedAffiliated broker-dealer or bank to anotherJan 28, 2021Feb 3, 2021
Andrew Joseph MullaneStonex Advisors Inc. BD affiliatedCetera Investment Advisers LLC BD affiliatedAffiliated broker-dealer or bank to anotherJan 28, 2021Feb 3, 2021
Roubik SarianStonex Advisors Inc. BD affiliatedHayk Capital state registeredAffiliated broker-dealer or bank to a state-registered adviserJan 25, 2021Jan 1, 2026 (1802 d)
Joe Morris ZimmermanStonex Advisors Inc. BD affiliatedInvestment Research Corp mixed wealthAffiliated broker-dealer or bank to independent RIADec 31, 2020Jan 4, 2021
William W. PengStonex Advisors Inc. BD affiliatedCapital Markets Iq, LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 11, 2020Oct 6, 2020 (56 d)
Robert Charles LordStonex Advisors Inc. BD affiliatedThrivent Investment Management Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJul 27, 2020Jul 31, 2020
Christy Lynn VerenskiStonex Advisors Inc. BD affiliatedSecurities America Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJul 22, 2020Jul 21, 2020
Joseph A. ThomasStonex Advisors Inc. BD affiliatedSecurities America Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJul 22, 2020Jul 21, 2020
Carlton John EbnethStonex Advisors Inc. BD affiliatedFoundations Investment Advisors LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 15, 2020Apr 7, 2021 (266 d)
Donald James TravoStonex Advisors Inc. BD affiliatedBcr Wealth Strategies independent RIAAffiliated broker-dealer or bank to independent RIAJul 14, 2020Nov 17, 2020 (126 d)
Bart Francis DichiaroStonex Advisors Inc. BD affiliatedPrimerica Advisors national BDAffiliated broker-dealer or bank to anotherJul 10, 2020Sep 9, 2021 (426 d)
Rikin Kaushik PatelStonex Advisors Inc. BD affiliatedBenchmark Advisory Services, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMay 22, 2020May 22, 2020
John Webster BitemanStonex Advisors Inc. BD affiliatedSecurities America Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherMay 6, 2020May 5, 2020
Kenneth Cleo JohnsonStonex Advisors Inc. BD affiliatedIgnite Planners LLC independent RIAAffiliated broker-dealer or bank to independent RIAApr 22, 2020Apr 29, 2020
Jaci L IannelloStonex Advisors Inc. BD affiliatedEdelman Financial Engines independent RIAAffiliated broker-dealer or bank to independent RIAFeb 18, 2020Mar 2, 2020
David Chester McalisterStonex Advisors Inc. BD affiliatedSecurities America Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJan 2, 2020Jan 2, 2020
Patrick Lee WilliamsStonex Advisors Inc. BD affiliatedSecurities America Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJan 2, 2020Jan 2, 2020
Joseph Edmund ClementStonex Advisors Inc. BD affiliatedSecurities America Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherDec 24, 2019Dec 24, 2019
Simonae Reanna LylesStonex Advisors Inc. BD affiliatedStorehouse Investments LLC state registeredAffiliated broker-dealer or bank to a state-registered adviserSep 25, 2019Jul 31, 2019
Candice Adkinson Burton ParkerStonex Advisors Inc. BD affiliatedRaymond James Financial Services Advisors, Inc BD affiliatedAffiliated broker-dealer or bank to anotherAug 30, 2019Sep 12, 2019
Robert Edward LylesStonex Advisors Inc. BD affiliatedStorehouse Investments LLC state registeredAffiliated broker-dealer or bank to a state-registered adviserAug 2, 2019Jul 31, 2019
Brett Alan KuykendallStonex Advisors Inc. BD affiliatedState Farm Investment Management Corp. asset managerOtherJul 10, 2019Jul 30, 2019
David Michael PintaricStonex Advisors Inc. BD affiliatedSecurities America Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJul 1, 2019Sep 18, 2019 (79 d)
Ty Ray KeenumStonex Advisors Inc. BD affiliatedWells Fargo Advisors wirehouseAffiliated broker-dealer or bank to wirehouseJun 14, 2019Jun 26, 2019
Janet Colleen GallowayStonex Advisors Inc. BD affiliatedIntegrated Advisors Network LLC independent RIAAffiliated broker-dealer or bank to independent RIAMay 31, 2019May 29, 2019
James GravesStonex Advisors Inc. BD affiliatedPrimerica Advisors national BDAffiliated broker-dealer or bank to anotherMar 28, 2019Dec 6, 2019 (253 d)
David Rutherford GriffithStonex Advisors Inc. BD affiliatedPrincipal Securities, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherFeb 19, 2019Feb 20, 2019
Todd Johnston FennickStonex Advisors Inc. BD affiliatedLasalle St. Investment Advisors, L.L.C. BD affiliatedAffiliated broker-dealer or bank to anotherSep 4, 2018Sep 4, 2018
Terrel Alan EisertStonex Advisors Inc. BD affiliatedBlackridge Asset Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMay 24, 2018May 24, 2018
Kenneth Lin DammelStonex Advisors Inc. otherQuestar Asset Management, Inc. otherOtherNov 30, 2017Nov 3, 2017
Roger Alan HartlineStonex Advisors Inc. otherRaymond James Financial Services Advisors, Inc otherOtherNov 20, 2017Nov 22, 2017
David Albert DomenickStonex Advisors Inc. otherAe Wealth Management, LLC independent RIAOtherNov 20, 2017Nov 21, 2017
Bonnie Elizabeth BrewerStonex Advisors Inc. otherAmeriprise Financial Services, LLC national BDOtherOct 30, 2017Nov 2, 2017
Derek Allen WarrenStonex Advisors Inc. otherAmeriprise Financial Services, LLC national BDOtherOct 20, 2017Oct 25, 2017
Bradley K BosenbergStonex Advisors Inc. otherAmeriprise Financial Services, LLC national BDOtherOct 20, 2017Oct 19, 2017
Danny D HornStonex Advisors Inc. otherIntegrity Alliance, LLC otherOtherAug 1, 2017Aug 1, 2017
Gary Paul HaindelStonex Advisors Inc. otherGlobal Planning Stewards LLC state registeredOtherJul 31, 2017Aug 1, 2017
Richard Lee RalstonStonex Advisors Inc. otherConcourse Financial Group Advisors otherOtherJul 11, 2017Jul 10, 2017
Thomas Eugene RoweStonex Advisors Inc. otherGeneva Partners, LLC otherOtherJun 23, 2017Jun 20, 2017
Jesse Gordon ParksStonex Advisors Inc. otherJanney Montgomery Scott LLC otherOtherJun 15, 2017Jun 13, 2017
Craig Michael ConnollyStonex Advisors Inc. otherThurston Springer Financial otherOtherJun 7, 2017Jun 5, 2017
Robert C BoveStonex Advisors Inc. otherThurston Springer Financial otherOtherJun 7, 2017May 31, 2017
Stephen Dennis TaylorStonex Advisors Inc. otherThurston Springer Financial otherOtherJun 7, 2017May 31, 2017
Matthew George ObrienStonex Advisors Inc. otherExodus Wealth, LLC otherOtherMay 26, 2017Jun 6, 2017
Glen M HackneyStonex Advisors Inc. otherConcourse Financial Group Advisors otherOtherApr 13, 2017Apr 13, 2017
Norris William DavisStonex Advisors Inc. otherVerus Capital Partners, LLC otherOtherJan 19, 2017Jan 13, 2017
William Peter ParrishStonex Advisors Inc. otherVerus Capital Partners, LLC otherOtherJan 19, 2017Jan 18, 2017
Paul David MillerStonex Advisors Inc. otherOsaic Wealth, Inc. otherOtherJan 18, 2017Jan 19, 2017
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167 moves match.