DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from H. Beck, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Morris Kaufman	H. Beck, Inc. other	Mercap Advisors, Inc. no RAUM	Other	Dec 31, 2016	Feb 23, 2017 (54 d)
Wei Luo	H. Beck, Inc. other	Woodbury Financial Services, Inc. other	Other	Dec 31, 2016	Jan 5, 2017
William Harvey Bryant	H. Beck, Inc. other	Bryant & Brannock, LLC. state registered	Other	Dec 31, 2016	Oct 8, 2008
Darren M Candiotty	H. Beck, Inc. other	Crown Capital Securities, L.P. other	Other	Dec 31, 2016	Jan 10, 2017
Scott Richard Werdebaugh	H. Beck, Inc. other	Osaic Fs, Inc. other	Other	Dec 27, 2016	Jan 5, 2017
Juelmarie Trueworthy Morgan	H. Beck, Inc. other	Questar Asset Management, Inc. other	Other	Dec 23, 2016	Dec 23, 2016
Kelly Foss-Root	H. Beck, Inc. other	Measured Wealth Private Client Group, LLC independent RIA	Other	Dec 23, 2016	Dec 10, 2025 (3274 d)
Jay H Levy	H. Beck, Inc. other	Sb Advisory, LLC other	Other	Dec 23, 2016	Dec 6, 2016
Nicholas Andrew Morgan	H. Beck, Inc. other	Questar Asset Management, Inc. other	Other	Dec 23, 2016	Dec 23, 2016
Bryan Dean Myers	H. Beck, Inc. other	Sera Capital Management, LLC independent RIA	Other	Dec 15, 2016	Dec 15, 2016
Liebe Ostrow Miller	H. Beck, Inc. other	Signature Financial Advisors state registered	Other	Dec 9, 2016	Oct 11, 2016
Samuel Alfonso Dodson	H. Beck, Inc. other	Signature Financial Advisors state registered	Other	Dec 9, 2016	Oct 11, 2016
Kelly Kaczmarek	H. Beck, Inc. other	Morgan Stanley wirehouse	Other	Dec 8, 2016	Dec 20, 2016
John Alan Levine	H. Beck, Inc. other	Osaic Wealth, Inc. other	Other	Dec 6, 2016	Dec 5, 2016
Mary Carol Ceselsky-Grunder	H. Beck, Inc. other	Cambridge Investment Research Advisors, Inc. other	Other	Nov 4, 2016	Jan 5, 2017 (62 d)
Seth Jarrett Meyers	H. Beck, Inc. other	Park Avenue Securities LLC other	Other	Oct 12, 2016	Oct 27, 2016
Gary Clifford Smith	H. Beck, Inc. other	Heads-Up Advisory unclassified	Other	Sep 8, 2016	Apr 22, 2020 (1322 d)
Dale Eugene Danner	H. Beck, Inc. other	USA Financial Securities LLC other	Other	Sep 2, 2016	Sep 2, 2016
Daniel Joseph Fuller	H. Beck, Inc. other	USA Financial Securities LLC other	Other	Sep 2, 2016	Sep 2, 2016
David Wayne Young	H. Beck, Inc. other	Cambridge Investment Research Advisors, Inc. other	Other	Sep 1, 2016	Sep 1, 2016
David Lee Gawne	H. Beck, Inc. other	Osaic Fs, Inc. other	Other	Sep 1, 2016	Sep 1, 2016
Inna Diambekova	H. Beck, Inc. other	Morgan Stanley wirehouse	Other	Aug 26, 2016	Jun 16, 2021 (1755 d)
David Arthur Hicks	H. Beck, Inc. other	Triad Advisors, LLC other	Other	Aug 18, 2016	Jul 19, 2016
Amanda Carreen Daluga	H. Beck, Inc. other	Cetera Investment Advisers LLC other	Other	Jul 18, 2016	Nov 8, 2017 (478 d)
Michael Anthony Calabrese	H. Beck, Inc. other	Independent Financial Group, LLC other	Other	Jul 15, 2016	Jul 15, 2016
Sharad Salvaji	H. Beck, Inc. other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Jun 30, 2016	Feb 9, 2018 (589 d)
Michael Anthony Bukowski	H. Beck, Inc. other	Main Street Financial Solutions, LLC other	Other	Jun 16, 2016	Jun 17, 2016
Kyle Donald Powers	H. Beck, Inc. other	Measured Wealth Private Client Group, LLC other	Other	May 25, 2016	May 29, 2014
Lissette Carolina Dametta	H. Beck, Inc. other	U.S. Bancorp Investments, Inc. other	Other	Mar 9, 2016	Mar 11, 2016
Paul Nowak	H. Beck, Inc. other	Annex Wealth Management, LLC other	Other	Jan 13, 2016	Mar 30, 2012
Rosalind M Frazier	H. Beck, Inc. other	Summit Advisors, LLC state registered	Other	Oct 8, 2015	Nov 11, 2015 (34 d)
Robert Frederick Habig	H. Beck, Inc. other	Ellis Investment Partners, LLC other	Other	Oct 1, 2015	Sep 1, 2015
John Mark Wheeler	H. Beck, Inc. other	303 Advisors, LLC unclassified	Other	Sep 4, 2015	Sep 23, 2015
James Lyle Cannon	H. Beck, Inc. other	Fsc Securities Corporation other	Other	Aug 25, 2015	Aug 17, 2015
Stephanie Michelle Flatt	H. Beck, Inc. other	Compass Advisory Partners LLC other	Other	Aug 25, 2015	Jun 22, 2016 (302 d)
Edward Heath Benway	H. Beck, Inc. other	Measured Wealth Private Client Group, LLC other	Other	Jul 6, 2015	Apr 22, 2014
Randolf Lawrence Scritchfield	H. Beck, Inc. other	Securities America Advisors, Inc. other	Other	May 15, 2015	May 15, 2015
Erica Ross Nolan	H. Beck, Inc. other	Securities America Advisors, Inc. other	Other	May 15, 2015	May 15, 2015
Jonah B Caldwell	H. Beck, Inc. other	Empower Advisory Group, LLC institutional	Other	May 4, 2015	Mar 18, 2021 (2145 d)
Alastair Ipapo	H. Beck, Inc. other	J.P. Morgan Private Wealth Advisors LLC other	Other	May 1, 2015	Sep 19, 2016 (507 d)
David Dereck Kassir	H. Beck, Inc. other	Wells Fargo Advisors wirehouse	Other	Apr 21, 2015	May 8, 2015
David Alexander Batchelder	H. Beck, Inc. other	Sentinel Pension Advisors, LLC. other	Other	Mar 30, 2015	Jun 8, 2015 (70 d)
Duane Kevin Shumaker	H. Beck, Inc. other	First Financial Equity Corporation other	Other	Feb 3, 2015	Feb 12, 2015
Robert Scott Gerber	H. Beck, Inc. other	Next Financial Group, Inc. other	Other	Dec 9, 2014	Dec 1, 2014
Mark Robert Diaddezio	H. Beck, Inc. other	Independent Financial Group, LLC other	Other	Oct 31, 2014	Oct 31, 2014
Peter Neil Blok	H. Beck, Inc. other	Independent Financial Group, LLC other	Other	Oct 31, 2014	Oct 31, 2014
Scott Karl Wetherbee	H. Beck, Inc. other	Independent Financial Group, LLC other	Other	Oct 31, 2014	Oct 31, 2014
Timothy H Sutherland	H. Beck, Inc. other	Cambridge Investment Research Advisors, Inc. other	Other	Oct 31, 2014	Oct 31, 2014
James Marion Garrison	H. Beck, Inc. other	Thurston Springer Financial other	Other	Sep 29, 2014	Sep 26, 2014
Reginald Bradley Stiles	H. Beck, Inc. other	Next Financial Group, Inc. other	Other	Sep 17, 2014	Sep 9, 2014
Robert Edward Edgecombe	H. Beck, Inc. other	Next Financial Group, Inc. other	Other	Sep 12, 2014	Sep 9, 2014
Ali Farhoumand	H. Beck, Inc. other	Next Financial Group, Inc. other	Other	Sep 12, 2014	Sep 9, 2014
Farid Farhoumand	H. Beck, Inc. other	Next Financial Group, Inc. other	Other	Sep 12, 2014	Sep 17, 2014
Jonathon Rogers	H. Beck, Inc. other	Northwestern Mutual Investment Services,LLC other	Other	Jul 30, 2014	Sep 2, 2014 (34 d)
Jennifer Lynne Arps	H. Beck, Inc. other	Salem Advisory Group LLC state registered	Other	Jul 25, 2014	Jan 3, 2013
Steven Lee Barnes	H. Beck, Inc. other	Cuso Financial Services, L.P. other	Other	Jun 27, 2014	Jun 30, 2014
Elizabeth Windsor Thompson	H. Beck, Inc. other	Old Dominion Asset Management Inc. unclassified	Other	Mar 31, 2014	May 15, 2014 (45 d)
Steven Andrew Aul	H. Beck, Inc. other	Brookstone Wealth Advisors, LLC other	Other	Mar 18, 2014	Mar 20, 2014
Jennifer Rebecca Failla	H. Beck, Inc. other	Bryant & Brannock, LLC. state registered	Other	Mar 17, 2014	Sep 28, 2011
Joseph Gagliardi Jr	H. Beck, Inc. other	Pnc Wealth Management other	Other	Feb 28, 2014	Mar 11, 2014

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318 moves match.