DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Thrivent Investment Management Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Sandra Esther Burgess | Thrivent Investment Management Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 13, 2022 | Dec 3, 2024 (721 d) |
| Frank Phillip Gioe | Thrivent Investment Management Inc. BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 13, 2022 | Aug 7, 2023 (237 d) |
| Michael Edgar Weiser | Thrivent Investment Management Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 9, 2022 | Jun 29, 2023 (202 d) |
| William James Andrews | Thrivent Investment Management Inc. BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Dec 9, 2022 | Feb 2, 2024 (420 d) |
| Ryan James Hoogenakker | Thrivent Investment Management Inc. BD affiliated | Stifel, Nicolaus & Company, Incorporated national BD | Affiliated broker-dealer or bank to another | Dec 9, 2022 | Jan 3, 2023 |
| Laura C. Olson | Thrivent Investment Management Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Nov 28, 2022 | Dec 10, 2022 |
| Lou Chien Huang | Thrivent Investment Management Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 23, 2022 | Jan 13, 2023 (51 d) |
| Osni Ferreira Filho | Thrivent Investment Management Inc. BD affiliated | Eversource Wealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 21, 2022 | Nov 18, 2022 |
| Julius Patrick Stender | Thrivent Investment Management Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Nov 14, 2022 | Nov 14, 2022 |
| Arun Rajaram | Thrivent Investment Management Inc. BD affiliated | Securian Financial Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 10, 2022 | Feb 1, 2023 (83 d) |
| Tyler David Kiepke | Thrivent Investment Management Inc. BD affiliated | Holden Family Office, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Nov 10, 2022 | Aug 21, 2024 (650 d) |
| Kevin Peters | Thrivent Investment Management Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Nov 9, 2022 | Nov 8, 2022 |
| Trevor Prakash Mathew | Thrivent Investment Management Inc. BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 9, 2022 | Dec 13, 2022 (34 d) |
| Debra R Cinquemani | Thrivent Investment Management Inc. BD affiliated | Principal Advised Services BD affiliated | Affiliated broker-dealer or bank to another | Nov 4, 2022 | Aug 12, 2024 (647 d) |
| Krystal Broussard | Thrivent Investment Management Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 4, 2022 | Nov 3, 2022 |
| John Halbruner | Thrivent Investment Management Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Nov 4, 2022 | Mar 10, 2023 (126 d) |
| Matt Donovan | Thrivent Investment Management Inc. BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 3, 2022 | Nov 3, 2022 |
| Jason Lawrence Bright | Thrivent Investment Management Inc. BD affiliated | Capital Markets Iq, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 2, 2022 | Nov 28, 2022 |
| Laela Susan Erickson | Thrivent Investment Management Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 2, 2022 | Oct 31, 2022 |
| Ralph Edward Lassa | Thrivent Investment Management Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 31, 2022 | May 5, 2025 (917 d) |
| Gregory F Welsh | Thrivent Investment Management Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 21, 2022 | Jan 4, 2023 (75 d) |
| Ashley Patricia Decker | Thrivent Investment Management Inc. BD affiliated | Edelman Financial Engines mixed wealth | Affiliated broker-dealer or bank to independent RIA | Oct 21, 2022 | Oct 24, 2022 |
| Brock Stannard Morgan | Thrivent Investment Management Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 21, 2022 | Jan 23, 2023 (94 d) |
| Dylan Wade Martin | Thrivent Investment Management Inc. BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Oct 14, 2022 | Oct 31, 2022 |
| Brandon Evens | Thrivent Investment Management Inc. BD affiliated | Securian Financial Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 14, 2022 | Apr 4, 2023 (172 d) |
| Jarin Worden | Thrivent Investment Management Inc. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Oct 14, 2022 | Oct 18, 2022 |
| Justin Reinhold Carlson | Thrivent Investment Management Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 7, 2022 | Oct 11, 2022 |
| Turner Lee Storm | Thrivent Investment Management Inc. BD affiliated | Carlson Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 7, 2022 | Jun 1, 2023 (237 d) |
| Connie Marie Biselx | Thrivent Investment Management Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 7, 2022 | Nov 1, 2022 |
| Andrew C Fox | Thrivent Investment Management Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 6, 2022 | Dec 22, 2022 (77 d) |
| Austin Sandoval | Thrivent Investment Management Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 6, 2022 | Nov 22, 2022 (47 d) |
| Randall Scott Hoagland | Thrivent Investment Management Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 5, 2022 | Nov 22, 2022 (48 d) |
| Richard Ross Vande Vegte | Thrivent Investment Management Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 5, 2022 | Oct 12, 2022 |
| Jared Wayne Darrington | Thrivent Investment Management Inc. BD affiliated | Principal Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 4, 2022 | Oct 3, 2022 |
| Rodney Brian Mott | Thrivent Investment Management Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 4, 2022 | Oct 3, 2022 |
| Landry Leach | Thrivent Investment Management Inc. BD affiliated | Thrivent Advisor Network, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 30, 2022 | Oct 12, 2022 |
| Eran A Jennings | Thrivent Investment Management Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Sep 28, 2022 | Sep 26, 2022 |
| Antonio Escobedo | Thrivent Investment Management Inc. BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 28, 2022 | Sep 26, 2022 |
| Daniel Hartmann | Thrivent Investment Management Inc. BD affiliated | Buckingham Strategic Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 27, 2022 | Oct 13, 2022 |
| Justin Tyler Wright | Thrivent Investment Management Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Sep 26, 2022 | Sep 23, 2022 |
| Elizabeth Sjoberg | Thrivent Investment Management Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Sep 22, 2022 | Nov 14, 2022 (53 d) |
| Taylor Zornow | Thrivent Investment Management Inc. BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 22, 2022 | Dec 7, 2023 (441 d) |
| Michael Zesati | Thrivent Investment Management Inc. BD affiliated | Lifepro Asset Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 22, 2022 | Oct 25, 2022 (33 d) |
| Lauren Nicole Snider | Thrivent Investment Management Inc. BD affiliated | Lincoln Investment independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 20, 2022 | Sep 19, 2022 |
| Alexander Stewart Dobbs | Thrivent Investment Management Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 19, 2022 | Sep 16, 2022 |
| David Lewis | Thrivent Investment Management Inc. BD affiliated | Allstate Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 14, 2022 | Sep 27, 2022 |
| Matthew C Stroder | Thrivent Investment Management Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 14, 2022 | Dec 2, 2022 (79 d) |
| Joshua Michael Ford | Thrivent Investment Management Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 12, 2022 | Sep 16, 2022 |
| Christina D Cecchino | Thrivent Investment Management Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 12, 2022 | Nov 15, 2022 (64 d) |
| Alex Hoffman | Thrivent Investment Management Inc. BD affiliated | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Aug 18, 2022 | Sep 12, 2022 |
| Garrett Tucker Shelton | Thrivent Investment Management Inc. BD affiliated | Mutual Of Omaha Investor Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 17, 2022 | Nov 21, 2022 (96 d) |
| Craig Michael Golden | Thrivent Investment Management Inc. BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Aug 5, 2022 | Sep 2, 2022 |
| Christina Anderson | Thrivent Investment Management Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 4, 2022 | Aug 23, 2022 |
| Joel Torres | Thrivent Investment Management Inc. BD affiliated | American Portfolios Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Aug 4, 2022 | Aug 16, 2022 |
| Regina Florence Iafelice | Thrivent Investment Management Inc. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Aug 2, 2022 | Aug 1, 2022 |
| Johnny Johnson Jr. | Thrivent Investment Management Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jul 27, 2022 | Jan 23, 2023 (180 d) |
| Scarlett S Chapman | Thrivent Investment Management Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 27, 2022 | Aug 24, 2022 |
| David Ryan Pagels | Thrivent Investment Management Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Jul 25, 2022 | Jul 22, 2022 |
| Sabrina Ann Fay | Thrivent Investment Management Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jul 25, 2022 | Jul 22, 2022 |
| Benjamin Mcevoy | Thrivent Investment Management Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 19, 2022 | Jul 18, 2022 |
1,855 moves match.