DFX Intelligence
Advisor moves
Departures from Thrivent Investment Management Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Heidy Pagan | Thrivent Investment Management Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 14, 2020 | Jan 25, 2021 (225 d) |
| Christopher Thomas Bonnington | Thrivent Investment Management Inc. BD affiliated | Mutual Of Omaha Investor Services, Inc. no RAUM | Other | Jun 14, 2020 | Jul 2, 2020 |
| James Douglas Ramsey | Thrivent Investment Management Inc. BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 4, 2020 | Jun 1, 2020 |
| James Andrew Dunlop | Thrivent Investment Management Inc. BD affiliated | Thrivent Advisor Network, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 3, 2020 | Jun 2, 2020 |
| Catherine Lynn Vanhevel | Thrivent Investment Management Inc. BD affiliated | Thrivent Advisor Network, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 3, 2020 | May 22, 2020 |
| Nathan Charles Schmidt | Thrivent Investment Management Inc. BD affiliated | Thrivent Advisor Network, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 3, 2020 | May 22, 2020 |
| Dean Azad Solomon | Thrivent Investment Management Inc. BD affiliated | Thrivent Advisor Network, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 3, 2020 | May 13, 2020 |
| Peter Michael Lee | Thrivent Investment Management Inc. BD affiliated | Thrivent Advisor Network, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 3, 2020 | May 15, 2020 |
| Darren Thomas Vanhevel | Thrivent Investment Management Inc. BD affiliated | Thrivent Advisor Network, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 3, 2020 | May 22, 2020 |
| Brett William Wilson | Thrivent Investment Management Inc. BD affiliated | Thrivent Advisor Network, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 3, 2020 | May 22, 2020 |
| David Patrick Harrington | Thrivent Investment Management Inc. BD affiliated | Thrivent Advisor Network, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 3, 2020 | May 13, 2020 |
| Joseph Brandenburg | Thrivent Investment Management Inc. BD affiliated | Thrivent Advisor Network, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 3, 2020 | May 21, 2020 |
| Carl Joshua Teply | Thrivent Investment Management Inc. BD affiliated | Thrivent Advisor Network, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 3, 2020 | May 22, 2020 |
| Andrew Taylor Price | Thrivent Investment Management Inc. BD affiliated | Thrivent Advisor Network, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 3, 2020 | May 13, 2020 |
| Tina Marie Preyer | Thrivent Investment Management Inc. BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 3, 2020 | Jun 10, 2020 |
| Thomas Kopelman | Thrivent Investment Management Inc. BD affiliated | Santiago.Life state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jun 3, 2020 | Jun 2, 2020 |
| Tanner Jonathan Wachal | Thrivent Investment Management Inc. BD affiliated | Thrivent Advisor Network, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 3, 2020 | May 20, 2020 |
| Luke Vanzo | Thrivent Investment Management Inc. BD affiliated | Jenkins Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | May 15, 2020 | May 20, 2020 |
| Ashley Christine Mcneely | Thrivent Investment Management Inc. BD affiliated | Cetera Advisors LLC BD affiliated | Affiliated broker-dealer or bank to another | May 15, 2020 | Mar 8, 2021 (297 d) |
| Kevin Charles Burns | Thrivent Investment Management Inc. BD affiliated | Cuso Financial Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | May 15, 2020 | May 22, 2020 |
| Alexander Thomas Johnson | Thrivent Investment Management Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 11, 2020 | Nov 2, 2023 (1270 d) |
| Nathan A Schoenherr | Thrivent Investment Management Inc. BD affiliated | Integrity Alliance, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 11, 2020 | Jul 13, 2020 (63 d) |
| Matthew David Niederbaumer | Thrivent Investment Management Inc. BD affiliated | Thrivent Advisor Network, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 4, 2020 | May 5, 2020 |
| Michelle Klisanich | Thrivent Investment Management Inc. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | May 4, 2020 | May 1, 2020 |
| Lori Zupin Fox | Thrivent Investment Management Inc. BD affiliated | Thrivent Advisor Network, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 4, 2020 | May 7, 2020 |
| Sean Mark Hilliard | Thrivent Investment Management Inc. BD affiliated | Personal Capital Advisors Corporation independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 17, 2020 | Nov 10, 2020 (207 d) |
| Kent Lee Owings | Thrivent Investment Management Inc. BD affiliated | Tree City Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 14, 2020 | Apr 16, 2020 |
| Laurey Leiko Shibuya | Thrivent Investment Management Inc. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Apr 3, 2020 | Nov 19, 2020 (230 d) |
| Arthur Gellang | Thrivent Investment Management Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 3, 2020 | May 27, 2020 (54 d) |
| Echo Wreatha Pelster | Thrivent Investment Management Inc. BD affiliated | Principal Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 2, 2020 | Apr 3, 2020 |
| Steven Mark Soriano | Thrivent Investment Management Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 18, 2020 | Nov 29, 2021 (621 d) |
| Lora Nickel | Thrivent Investment Management Inc. BD affiliated | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 13, 2020 | Mar 17, 2020 |
| Russell Stanton Bold | Thrivent Investment Management Inc. BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 10, 2020 | Mar 9, 2020 |
| Kevin M Deangelis | Thrivent Investment Management Inc. BD affiliated | Stifel, Nicolaus & Company, Incorporated national BD | Affiliated broker-dealer or bank to another | Feb 28, 2020 | Mar 4, 2020 |
| Tyler Pahl | Thrivent Investment Management Inc. BD affiliated | Great Valley Advisor Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 28, 2020 | Mar 20, 2020 |
| Philip Johnson | Thrivent Investment Management Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 28, 2020 | Mar 18, 2021 (384 d) |
| Travis William Hansberger | Thrivent Investment Management Inc. BD affiliated | Great Valley Advisor Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 27, 2020 | Mar 20, 2020 |
| Michelle Anne Clary | Thrivent Investment Management Inc. BD affiliated | Thrivent Advisor Network, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 26, 2020 | Feb 24, 2020 |
| Zachary Scott O'Brien | Thrivent Investment Management Inc. BD affiliated | Crown Wealth Group LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 26, 2020 | Feb 27, 2020 |
| Emily Rebekah Maldonado | Thrivent Investment Management Inc. BD affiliated | Thrivent Advisor Network, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 26, 2020 | Feb 24, 2020 |
| Nicholas Andrew Mercer | Thrivent Investment Management Inc. BD affiliated | Thrivent Advisor Network, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 26, 2020 | Feb 24, 2020 |
| Eloisa Vela | Thrivent Investment Management Inc. BD affiliated | Waddell & Reed BD affiliated | Affiliated broker-dealer or bank to another | Feb 7, 2020 | Mar 6, 2020 |
| Travis Andrew Fisher | Thrivent Investment Management Inc. BD affiliated | Spc BD affiliated | Affiliated broker-dealer or bank to another | Feb 7, 2020 | Feb 3, 2020 |
| Bryce James Williby | Thrivent Investment Management Inc. BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 7, 2020 | Feb 12, 2020 |
| Vladislav Michael Glouchkov | Thrivent Investment Management Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 24, 2020 | Feb 21, 2020 |
| David James Lardinois | Thrivent Investment Management Inc. BD affiliated | Oarsman Capital, Inc independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 24, 2020 | Feb 3, 2020 |
| Michael Pollock | Thrivent Investment Management Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jan 17, 2020 | Feb 3, 2020 |
| John Benjamin Morasch | Thrivent Investment Management Inc. BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 17, 2020 | Jan 8, 2020 |
| Christopher Michael Nelson | Thrivent Investment Management Inc. BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 24, 2019 | Jan 6, 2020 |
| James Peter Healy | Thrivent Investment Management Inc. BD affiliated | Eagle Strategies LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 19, 2019 | Feb 13, 2020 (56 d) |
| David Walter Mccary | Thrivent Investment Management Inc. BD affiliated | Mccary Anheuser Wealth Management, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Dec 12, 2019 | Mar 17, 2020 (96 d) |
| William Caleb Fore | Thrivent Investment Management Inc. BD affiliated | Keel Point, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 5, 2019 | Jun 13, 2023 (1286 d) |
| Theresa Marie Ferrise | Thrivent Investment Management Inc. BD affiliated | Waddell & Reed BD affiliated | Affiliated broker-dealer or bank to another | Dec 3, 2019 | Dec 2, 2019 |
| Timothy D Meyers | Thrivent Investment Management Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Dec 3, 2019 | Nov 15, 2019 |
| Ericka Marina De La Paz | Thrivent Investment Management Inc. BD affiliated | Gwn Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 3, 2019 | Nov 26, 2019 |
| Elliot Carl Edward Risbrudt | Thrivent Investment Management Inc. BD affiliated | Northrock Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 27, 2019 | Apr 6, 2021 (496 d) |
| Russell Kent Auyeung | Thrivent Investment Management Inc. BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 15, 2019 | Feb 4, 2020 (81 d) |
| Cory Sprott Cox | Thrivent Investment Management Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 15, 2019 | Jan 14, 2020 (60 d) |
| Aleasha Shanna Jean Browen | Thrivent Investment Management Inc. BD affiliated | Efs Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 5, 2019 | Nov 21, 2019 |
| Angela Etscheidt | Thrivent Investment Management Inc. BD affiliated | Principal Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 29, 2019 | Nov 19, 2019 |
1,856 moves match.