DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Thrivent Investment Management Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Brian M Quinlin | Thrivent Investment Management Inc. BD affiliated | Nationwide Investment Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 6, 2024 | May 7, 2024 (31 d) |
| Nicole Larson | Thrivent Investment Management Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Apr 6, 2024 | May 1, 2024 |
| Jakob Andrew Boley | Thrivent Investment Management Inc. BD affiliated | Plan2thrive Financial independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 3, 2024 | Apr 2, 2024 |
| Doranelie Lopez Gutierrez | Thrivent Investment Management Inc. BD affiliated | Frost Investment Services BD affiliated | Affiliated broker-dealer or bank to another | Mar 31, 2024 | Apr 18, 2024 |
| Evan Matthew Valeri | Thrivent Investment Management Inc. BD affiliated | Cuso Financial Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Mar 26, 2024 | Mar 25, 2024 |
| Briana-Capri Thadison | Thrivent Investment Management Inc. BD affiliated | Zacks Investment Management, Inc. mixed wealth | Affiliated broker-dealer or bank to independent RIA | Mar 15, 2024 | Jun 4, 2025 (446 d) |
| Khalil Harris | Thrivent Investment Management Inc. BD affiliated | Punch & Associates Investment Management, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 11, 2024 | Mar 19, 2024 |
| Matthew Patrick Holmes | Thrivent Investment Management Inc. BD affiliated | Wealthpoint Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 1, 2024 | May 10, 2024 (70 d) |
| Shannon Dawn Olson | Thrivent Investment Management Inc. BD affiliated | Spc BD affiliated | Affiliated broker-dealer or bank to another | Mar 1, 2024 | Feb 29, 2024 |
| Nicole Kristine Szakos | Thrivent Investment Management Inc. BD affiliated | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 27, 2024 | Feb 26, 2024 |
| David Christopher Elliott | Thrivent Investment Management Inc. BD affiliated | Arkadios Wealth Advisors BD affiliated | Affiliated broker-dealer or bank to another | Feb 26, 2024 | Feb 28, 2024 |
| Ely Klida | Thrivent Investment Management Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Feb 26, 2024 | Apr 17, 2024 (51 d) |
| Michael Bauer | Thrivent Investment Management Inc. BD affiliated | Integrity Alliance, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 21, 2024 | May 17, 2024 (86 d) |
| Catherine Patrice Garcia | Thrivent Investment Management Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 21, 2024 | Oct 18, 2024 (240 d) |
| Randall Sloan | Thrivent Investment Management Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 21, 2024 | Feb 29, 2024 |
| Steven Vernon Larson | Thrivent Investment Management Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 13, 2024 | Feb 12, 2024 |
| Isak Larson | Thrivent Investment Management Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 13, 2024 | Feb 12, 2024 |
| Ralph W Lunt | Thrivent Investment Management Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 12, 2024 | Apr 5, 2024 (53 d) |
| Marcelo C Hernandez | Thrivent Investment Management Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Feb 12, 2024 | Feb 19, 2024 |
| Robert Rardin | Thrivent Investment Management Inc. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Feb 12, 2024 | Apr 24, 2024 (72 d) |
| William Joseph Gauger | Thrivent Investment Management Inc. BD affiliated | Savant Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 12, 2024 | Apr 26, 2024 (74 d) |
| Yvonne Mackenzie Madson | Thrivent Investment Management Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Feb 5, 2024 | Feb 2, 2024 |
| Deborah Ann Hurwicz | Thrivent Investment Management Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Feb 5, 2024 | Feb 2, 2024 |
| Maxwell Dakota Madson | Thrivent Investment Management Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Feb 5, 2024 | Feb 2, 2024 |
| Jonathan James Ehresmann | Thrivent Investment Management Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Feb 5, 2024 | Feb 2, 2024 |
| Brandon Storm Jones | Thrivent Investment Management Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 5, 2024 | Mar 1, 2024 |
| David William Rayburn | Thrivent Investment Management Inc. BD affiliated | Voya Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 2, 2024 | Mar 25, 2024 (52 d) |
| Dave James Devries | Thrivent Investment Management Inc. BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 2, 2024 | Feb 1, 2024 |
| Joshua Lontoc | Thrivent Investment Management Inc. BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Feb 2, 2024 | May 30, 2024 (118 d) |
| Kurt Wilfred Galenti | Thrivent Investment Management Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jan 29, 2024 | Jan 26, 2024 |
| Paul Robert Reichwald | Thrivent Investment Management Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jan 29, 2024 | Jan 26, 2024 |
| Josie Reichwald | Thrivent Investment Management Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jan 29, 2024 | Jan 26, 2024 |
| Christian M Paulus | Thrivent Investment Management Inc. BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 26, 2024 | Nov 18, 2024 (297 d) |
| Mark Patenaude | Thrivent Investment Management Inc. BD affiliated | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Jan 23, 2024 | Jan 22, 2024 |
| Dominic Daniel Demicco | Thrivent Investment Management Inc. BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 23, 2024 | Jan 24, 2024 |
| Gordon Scott Cooper | Thrivent Investment Management Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jan 22, 2024 | Mar 6, 2024 (44 d) |
| Robert Ellis Ryness | Thrivent Investment Management Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Jan 18, 2024 | Apr 8, 2024 (81 d) |
| Adrienne Elizabeth Rowles | Thrivent Investment Management Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 17, 2024 | Jan 18, 2024 |
| Austin Tanner | Thrivent Investment Management Inc. BD affiliated | Masterworks Advisers, LLC asset manager | Other | Jan 16, 2024 | Jan 12, 2024 |
| Michael Noah Mousheh | Thrivent Investment Management Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jan 12, 2024 | Feb 2, 2024 |
| Alex Khoshnam | Thrivent Investment Management Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 12, 2024 | Jan 11, 2024 |
| Nadia Berleth | Thrivent Investment Management Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jan 10, 2024 | Feb 2, 2024 |
| Chelsea Luttrell | Thrivent Investment Management Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jan 2, 2024 | Feb 13, 2024 (42 d) |
| Ani Abrahamson | Thrivent Investment Management Inc. BD affiliated | Eagle Strategies LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2023 | Mar 18, 2025 (443 d) |
| Michael Zatchey | Thrivent Investment Management Inc. BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2023 | Jan 3, 2024 |
| Grace Katherine Jones | Thrivent Investment Management Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 22, 2023 | Jan 3, 2024 |
| Anna Jessica Loeffler | Thrivent Investment Management Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Dec 21, 2023 | Jan 9, 2024 |
| Molly Ann Root | Thrivent Investment Management Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 20, 2023 | Dec 19, 2023 |
| Scott William Yeomans | Thrivent Investment Management Inc. BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Dec 19, 2023 | Dec 26, 2024 (373 d) |
| Taylor Jon Morehead | Thrivent Investment Management Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Dec 19, 2023 | Aug 5, 2024 (230 d) |
| Elizabeth Marie Fields | Thrivent Investment Management Inc. BD affiliated | Duell Financial Strategies state registered | Affiliated broker-dealer or bank to a state-registered adviser | Dec 18, 2023 | Mar 4, 2024 (77 d) |
| Nicklaus L Pringle | Thrivent Investment Management Inc. BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 18, 2023 | Jan 17, 2025 (396 d) |
| Kendrick Crockett | Thrivent Investment Management Inc. BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 14, 2023 | Feb 22, 2024 (70 d) |
| Jesse Jeremiah Goertzen | Thrivent Investment Management Inc. BD affiliated | First Command Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Dec 13, 2023 | Mar 13, 2024 (91 d) |
| Philip Browning | Thrivent Investment Management Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Dec 11, 2023 | Dec 8, 2023 |
| Heather Michelle Cox | Thrivent Investment Management Inc. BD affiliated | Nations Financial Group, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 11, 2023 | Dec 22, 2023 |
| Tiffany Rachel Smith | Thrivent Investment Management Inc. BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 7, 2023 | Dec 6, 2023 |
| Ryan Thomas Anderson | Thrivent Investment Management Inc. BD affiliated | Principal Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 6, 2023 | Dec 14, 2023 |
| Jeremiah J Massey | Thrivent Investment Management Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 6, 2023 | Jan 17, 2024 (42 d) |
| Christoph Stadler | Thrivent Investment Management Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Dec 6, 2023 | Jan 8, 2024 (33 d) |
1,855 moves match.