DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Foresters Equity Services, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Steven Edward Drahozal	Foresters Equity Services, Inc. BD affiliated	Spc BD affiliated	Affiliated broker-dealer or bank to another	Jun 8, 2018	Jun 7, 2018
William Derrick Donner	Foresters Equity Services, Inc. BD affiliated	Donner'S Financial Services Inc. state registered	Affiliated broker-dealer or bank to a state-registered adviser	May 18, 2018	Jan 3, 2025 (2422 d)
Nicholas James Carini	Foresters Equity Services, Inc. BD affiliated	Iams Wealth Management, LLC independent RIA	Affiliated broker-dealer or bank to independent RIA	Apr 26, 2018	May 2, 2018
Peter William Dotson	Foresters Equity Services, Inc. BD affiliated	Hbw Advisory Services LLC independent RIA	Affiliated broker-dealer or bank to independent RIA	Apr 25, 2018	Apr 12, 2018
Paul Vincent Sipala	Foresters Equity Services, Inc. other	Iams Wealth Management, LLC independent RIA	Other	Feb 26, 2018	Feb 28, 2018
Rafat Jadon Jadon	Foresters Equity Services, Inc. other	Questar Asset Management, Inc. BD affiliated	Other	Feb 16, 2018	Feb 21, 2018
Patrick Allen Thompson	Foresters Equity Services, Inc. other	Sentient Financial, LLC state registered	Other	Feb 12, 2018	Oct 15, 2025 (2802 d)
David Anthony Walters	Foresters Equity Services, Inc. other	Oneamerica Securities, Inc. other	Other	Jan 25, 2018	Jan 25, 2018
David William Mcdonald	Foresters Equity Services, Inc. other	Mfg Capital, Inc. state registered	Other	Jan 22, 2018	Jan 1, 2026 (2901 d)
Donald Thomas Mcneill	Foresters Equity Services, Inc. other	On Investment Management Co other	Other	Jan 9, 2018	Jan 5, 2018
Carlton John Ebneth	Foresters Equity Services, Inc. other	Quest Capital Strategies, Inc. independent RIA	Other	Dec 31, 2017	Jun 12, 2019 (528 d)
Virendra Singh Tavathia	Foresters Equity Services, Inc. other	Questar Asset Management, Inc. BD affiliated	Other	Dec 12, 2017	Mar 12, 2018 (90 d)
Joshua Metayer	Foresters Equity Services, Inc. other	Td Ameritrade, Inc. no RAUM	Other	Nov 30, 2017	Oct 26, 2018 (330 d)
William Payne Adams Orr	Foresters Equity Services, Inc. other	World Investment Advisors, LLC other	Other	Oct 31, 2017	Jan 10, 2018 (71 d)
John F. Furjanic	Foresters Equity Services, Inc. other	J.P. Morgan Securities LLC wirehouse	Other	Oct 31, 2017	Oct 26, 2017
Kenneth Dean Quiat	Foresters Equity Services, Inc. other	Belpointe Asset Management LLC other	Other	Aug 29, 2017	Sep 6, 2017
Jack Christopher Carini	Foresters Equity Services, Inc. other	Iams Wealth Management, LLC no RAUM	Other	Jun 9, 2017	Jun 16, 2017
Bradley Alan Morris	Foresters Equity Services, Inc. other	Pruco Securities, LLC other	Other	Jun 2, 2017	Jun 28, 2017
Timothy Kutsch	Foresters Equity Services, Inc. other	Randall Wealth Advisors, LLC state registered	Other	May 15, 2017	Jun 8, 2017
James Daniel Heavey	Foresters Equity Services, Inc. other	James Heavey Wealth Advisors, LLC state registered	Other	May 8, 2017	May 3, 2017
Miguel Angel Hernandez	Foresters Equity Services, Inc. other	Coppell Advisory Solutions LLC independent RIA	Other	Nov 22, 2016	Sep 8, 2022 (2116 d)
Christine Mitchell Mccafferty	Foresters Equity Services, Inc. other	Forethought Investments unclassified	Other	Nov 14, 2016	Nov 3, 2017 (354 d)
James Gilbreath Chandler	Foresters Equity Services, Inc. other	Primerica Advisors national BD	Other	Sep 29, 2016	Sep 27, 2018 (728 d)
Adam Broadrick Clements	Foresters Equity Services, Inc. other	Iams Wealth Management, LLC no RAUM	Other	Jul 15, 2016	Feb 3, 2017 (203 d)
Robert Perry Harling	Foresters Equity Services, Inc. other	Prevailing Investment Advisors, LLC unclassified	Other	May 6, 2016	Jul 2, 2018 (787 d)
Kevin Earl Skaltsis	Foresters Equity Services, Inc. other	Gwn Securities Inc. other	Other	Mar 23, 2016	Mar 24, 2016
Jeffrey Curtis Brindley	Foresters Equity Services, Inc. other	B Riley Wealth Management other	Other	Sep 25, 2015	Sep 25, 2015
Michael Ryan Modica	Foresters Equity Services, Inc. other	Pine Valley Investments other	Other	Jul 10, 2015	Aug 5, 2015
Vainius Bronius Gleveckas	Foresters Equity Services, Inc. other	Arrow Investment Advisors, LLC other	Other	Jul 9, 2015	Jun 30, 2015
Julie Lynn Lesicki	Foresters Equity Services, Inc. other	Horter Investment Management, LLC other	Other	Jun 9, 2015	Jun 19, 2015
Atul C Dubal	Foresters Equity Services, Inc. other	Prudent Prospera Planning, Inc. state registered	Other	Mar 4, 2015	Jun 25, 2021 (2305 d)
Nicole Eileen Brewer	Foresters Equity Services, Inc. other	Investment Network, Inc. state registered	Other	Dec 31, 2014	Apr 17, 2015 (107 d)
Valerie Brenatte Love-Parker	Foresters Equity Services, Inc. other	Legend Advisory, LLC other	Other	Dec 2, 2014	Mar 5, 2015 (93 d)
Gary Randall Preslar	Foresters Equity Services, Inc. other	Cambridge Investment Research Advisors, Inc. other	Other	Jul 23, 2014	Jul 21, 2014
Joshua Arthur Ryan Rennert	Foresters Equity Services, Inc. other	Huntington Financial Advisors other	Other	Nov 26, 2013	Dec 3, 2013
Frank Paul Andrescavage	Foresters Equity Services, Inc. other	Royal Fund Management, LLC other	Other	Oct 1, 2013	Apr 2, 2014 (183 d)
Robert Salvatore Mule	Foresters Equity Services, Inc. other	Nigido Mullin Investment Strategies, LLC state registered	Other	Sep 30, 2013	Dec 2, 2021 (2985 d)
Heather Jean Elizabeth Broderick	Foresters Equity Services, Inc. other	LPL Financial LLC BD affiliated	Other	May 24, 2013	Jan 1, 2025 (4240 d)
John M Demasi	Foresters Equity Services, Inc. other	Santander Securities other	Other	Dec 31, 2012	Apr 11, 2013 (101 d)
Donald Cedric Bruce	Foresters Equity Services, Inc. other	Cambridge Investment Research Advisors, Inc. other	Other	Dec 31, 2012	Jan 16, 2013
Bryan Edward Quackenbush	Foresters Equity Services, Inc. other	Morgan Stanley wirehouse	Other	Dec 12, 2012	Jan 18, 2013 (37 d)
Paul Lawrence Collins	Foresters Equity Services, Inc. other	Impact Partnership Wealth, LLC independent RIA	Other	Oct 2, 2012	Nov 14, 2022 (3695 d)
Lily Meixia Ho	Foresters Equity Services, Inc. other	Jpl Wealth Management state registered	Other	Sep 14, 2012	Mar 31, 2023 (3850 d)
Mark Allen Wojno	Foresters Equity Services, Inc. other	Berthel Fisher & Company Financial Services, Inc. other	Other	Aug 30, 2012	Aug 30, 2012
James Howard Meaders	Foresters Equity Services, Inc. other	Hornor, Townsend & Kent, LLC other	Other	Aug 27, 2012	Mar 31, 2014 (581 d)
Jonathan David Berman	Foresters Equity Services, Inc. other	Avantax Advisory Services other	Other	Aug 8, 2012	Jun 11, 2013 (307 d)
Ronnie Orville Caruthers	Foresters Equity Services, Inc. other	Lifepro Asset Management independent RIA	Other	Dec 13, 2011	Apr 18, 2017 (1953 d)
Adam Jon Moeller	Foresters Equity Services, Inc. other	Regal Investment Advisors LLC other	Other	Dec 13, 2011	Sep 12, 2013 (639 d)
Joseph Ray Faulk	Foresters Equity Services, Inc. other	Bright Owl Investment Advisors no RAUM	Other	Oct 3, 2011	Oct 7, 2013 (735 d)
Christopher Lee Mediate	Foresters Equity Services, Inc. other	Mediate Financial Investment Advisory Services, LLC independent RIA	Other	Jul 22, 2011	Aug 22, 2011 (31 d)
Thomas Kevin Vetter	Foresters Equity Services, Inc. other	Quadrant Capital Management, LLC other	Other	Jul 13, 2011	Aug 12, 2011
Marc Lawrence Delphine	Foresters Equity Services, Inc. other	Transamerica Financial Advisors, LLC other	Other	May 23, 2011	Jun 3, 2011

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112 moves match.