DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Wells Fargo Advisors

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Nichole SarayWells Fargo Advisors wirehouseJ.P. Morgan Securities LLC wirehouseWirehouse to wirehouseMar 23, 2026Apr 3, 2026
Natasha EsplinWells Fargo Advisors wirehouseVoya Financial Advisors, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankMar 23, 2026Apr 17, 2026
James Joseph TapiaWells Fargo Advisors wirehouseLPL Financial LLC BD affiliatedWirehouse to affiliated broker-dealer or bankMar 20, 2026Mar 16, 2026
J. Gardiner EvansWells Fargo Advisors wirehouseMorgan Stanley wirehouseWirehouse to wirehouseMar 20, 2026Feb 20, 2026
Daniel Grey GregoryWells Fargo Advisors wirehouseJ.P. Morgan Securities LLC wirehouseWirehouse to wirehouseMar 20, 2026Apr 24, 2026 (35 d)
Jacob HackneyWells Fargo Advisors wirehouseEmpower Advisory Group, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankMar 20, 2026Apr 16, 2026
John DamrichWells Fargo Advisors wirehouseMorgan Stanley wirehouseWirehouse to wirehouseMar 20, 2026Apr 9, 2026
Margaret MarcoWells Fargo Advisors wirehouseMoney Concepts Advisory Service BD affiliatedWirehouse to affiliated broker-dealer or bankMar 17, 2026Jul 10, 2026 (115 d)
Tabitha Mugabi JacksonWells Fargo Advisors wirehouseLPL Enterprise, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankMar 17, 2026Mar 16, 2026
Danny TanWells Fargo Advisors wirehouseHsbc Securities (USA) Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankMar 17, 2026Mar 23, 2026
Frankie IrizarryWells Fargo Advisors wirehouseCetera Investment Advisers LLC BD affiliatedWirehouse to affiliated broker-dealer or bankMar 17, 2026Mar 27, 2026
Jianjun ZhuWells Fargo Advisors wirehouseCetera Investment Advisers LLC BD affiliatedWirehouse to affiliated broker-dealer or bankMar 17, 2026Mar 19, 2026
Christopher Wynne ScottWells Fargo Advisors wirehouseEmpower Advisory Group, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankMar 17, 2026Apr 14, 2026
Ian LucasWells Fargo Advisors wirehouseCitizens Securities, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankMar 17, 2026Mar 23, 2026
Michael RodriguezWells Fargo Advisors wirehouseRaymond James & Associates, Inc. national BDWirehouse to affiliated broker-dealer or bankMar 16, 2026Mar 30, 2026
Darien Alan SwensonWells Fargo Advisors wirehouseFirst Citizens Investor Services, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankMar 16, 2026Apr 3, 2026
Samantha Diane MortonWells Fargo Advisors wirehouseMosley Wealth Management, Inc. independent RIAWirehouse to independent RIAMar 16, 2026Apr 21, 2026 (36 d)
Jenny Rebecca HaskinWells Fargo Advisors wirehouseLPL Financial LLC BD affiliatedWirehouse to affiliated broker-dealer or bankMar 11, 2026May 13, 2026 (63 d)
Robert Stephen CastelliniWells Fargo Advisors wirehouseSummit Financial, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankMar 10, 2026Mar 9, 2026
John Riley SmithWells Fargo Advisors wirehouse&Partners independent RIAWirehouse to independent RIAMar 10, 2026Mar 6, 2026
Jonathan Nathaniel ChasenWells Fargo Advisors wirehouse&Partners independent RIAWirehouse to independent RIAMar 10, 2026Mar 6, 2026
Crystal Gormus MartinWells Fargo Advisors wirehouse&Partners independent RIAWirehouse to independent RIAMar 10, 2026Mar 6, 2026
Noah Adam KoterbaWells Fargo Advisors wirehouseSummit Financial, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankMar 10, 2026Mar 9, 2026
Katherine Nancy OwensWells Fargo Advisors wirehouseSummit Financial, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankMar 10, 2026Mar 9, 2026
Carl Andrew AdkinsWells Fargo Advisors wirehouseSummit Financial, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankMar 10, 2026Mar 9, 2026
Charles F FellowsWells Fargo Advisors wirehouseSummit Financial, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankMar 10, 2026Mar 9, 2026
Patrick Nicolaus CarrollWells Fargo Advisors wirehouse&Partners independent RIAWirehouse to independent RIAMar 10, 2026Mar 6, 2026
Michelle Kelsay BishopWells Fargo Advisors wirehouse&Partners independent RIAWirehouse to independent RIAMar 10, 2026Mar 6, 2026
Jay C WeislogelWells Fargo Advisors wirehouseSummit Financial, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankMar 10, 2026Mar 9, 2026
Noah Chapman EliasWells Fargo Advisors wirehouse&Partners independent RIAWirehouse to independent RIAMar 10, 2026Mar 6, 2026
Masar JashanicaWells Fargo Advisors wirehouseSantander Securities BD affiliatedWirehouse to affiliated broker-dealer or bankMar 10, 2026Mar 18, 2026
Carrie A ProvenzanoWells Fargo Advisors wirehouseMorgan Stanley wirehouseWirehouse to wirehouseMar 10, 2026May 5, 2026 (56 d)
Heather NadeauWells Fargo Advisors wirehouse&Partners independent RIAWirehouse to independent RIAMar 10, 2026Mar 10, 2026
Jason John ArnettWells Fargo Advisors wirehouseRBC Capital Markets, LLC national BDWirehouse to affiliated broker-dealer or bankMar 9, 2026Mar 10, 2026
Michael Henry FerraraWells Fargo Advisors wirehouseRaymond James & Associates, Inc. national BDWirehouse to affiliated broker-dealer or bankMar 9, 2026Mar 4, 2026
Andrew Evan KarasykWells Fargo Advisors wirehouseFarther independent RIAWirehouse to independent RIAMar 9, 2026Mar 24, 2026
Kevin Mitchell ValdezWells Fargo Advisors wirehouseMorgan Stanley wirehouseWirehouse to wirehouseMar 9, 2026Apr 1, 2026
Ken Thanh Hung NgoWells Fargo Advisors wirehouseEdelman Financial Engines independent RIAWirehouse to independent RIAMar 9, 2026Mar 13, 2026
Jacob Kyle RamirezWells Fargo Advisors wirehouseEchelon Group mixed wealthWirehouse to independent RIAMar 9, 2026Mar 4, 2026
Charles B JamesWells Fargo Advisors wirehouse&Partners independent RIAWirehouse to independent RIAMar 3, 2026Mar 3, 2026
Jason BenderWells Fargo Advisors wirehouseJ.P. Morgan Securities LLC wirehouseWirehouse to wirehouseMar 3, 2026Mar 19, 2026
Johanna ImhofWells Fargo Advisors wirehouseCitizens Securities, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankMar 3, 2026Mar 6, 2026
Nicholas Mark BakerWells Fargo Advisors wirehouseMML Investors Services, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankMar 3, 2026Mar 6, 2026
Owen Harrison TaborWells Fargo Advisors wirehouseUBS Financial Services Inc. wirehouseWirehouse to wirehouseMar 3, 2026Mar 6, 2026
Gregory RuossWells Fargo Advisors wirehouseEmpower Advisory Group, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankMar 3, 2026Sep 1, 2026 (182 d)
Brandon Charles Aguilar GundersonWells Fargo Advisors wirehouseFacet independent RIAWirehouse to independent RIAMar 3, 2026Mar 3, 2026
Daniel Alberto PonceWells Fargo Advisors wirehouseLPL Financial LLC BD affiliatedWirehouse to affiliated broker-dealer or bankMar 3, 2026Jul 29, 2026 (148 d)
David H CortezWells Fargo Advisors wirehouseFirst Command Advisory Services BD affiliatedWirehouse to affiliated broker-dealer or bankMar 2, 2026Jul 23, 2026 (143 d)
Julio CastilloWells Fargo Advisors wirehouseRBC Capital Markets, LLC national BDWirehouse to affiliated broker-dealer or bankMar 2, 2026Mar 19, 2026
Andranik Samvelovich KhachatryanWells Fargo Advisors wirehousePnc Wealth Management BD affiliatedWirehouse to affiliated broker-dealer or bankMar 2, 2026Sep 16, 2026 (198 d)
Njeri HendersonWells Fargo Advisors wirehouseMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWirehouse to wirehouseMar 2, 2026Aug 5, 2026 (156 d)
Joshua Wayne WyattWells Fargo Advisors wirehouseLPL Financial LLC BD affiliatedWirehouse to affiliated broker-dealer or bankMar 2, 2026Mar 23, 2026
John Michael NormanWells Fargo Advisors wirehouseLaurel Oak Wealth Management, LLC independent RIAWirehouse to independent RIAMar 2, 2026Apr 13, 2026 (42 d)
Matthew Jason LoomisWells Fargo Advisors wirehouseCetera Investment Advisers LLC BD affiliatedWirehouse to affiliated broker-dealer or bankMar 2, 2026Mar 2, 2026
Matthew C MeadWells Fargo Advisors wirehouseStifel, Nicolaus & Company, Incorporated national BDWirehouse to affiliated broker-dealer or bankFeb 24, 2026Feb 26, 2026
Ravi ShahWells Fargo Advisors wirehouseMorgan Stanley wirehouseWirehouse to wirehouseFeb 24, 2026Feb 20, 2026
Max ScherWells Fargo Advisors wirehouseBbr Partners, LLC independent RIAWirehouse to independent RIAFeb 24, 2026Mar 3, 2026
John Paul SchmidtWells Fargo Advisors wirehouseFaith Investor Services mixed wealthWirehouse to independent RIAFeb 24, 2026Mar 16, 2026
Steven Robert LudwigWells Fargo Advisors wirehouseNavy Federal Investment Services, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankFeb 24, 2026Apr 1, 2026 (36 d)
Michael TartagliaWells Fargo Advisors wirehouseOppenheimer & Co. Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankFeb 23, 2026Mar 13, 2026
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18,560 moves match.