DFX Intelligence
Advisor moves
Departures from Osaic Wealth, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
2,264 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Glen Cohen | Osaic Wealth, Inc. BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Jul 14, 2025 | Aug 18, 2025 (35 d) |
| David T. Skelly | Osaic Wealth, Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Jul 14, 2025 | Jul 9, 2025 |
| Connie Lynn Ravella | Osaic Wealth, Inc. BD affiliated | Santori & Peters independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 14, 2025 | Aug 6, 2025 |
| Kenneth Lee Devore | Osaic Wealth, Inc. BD affiliated | The Ameriflex Group BD affiliated | Affiliated broker-dealer or bank to another | Jul 10, 2025 | Oct 5, 2023 |
| Charles Bradford Smoak | Osaic Wealth, Inc. BD affiliated | The Ameriflex Group BD affiliated | Affiliated broker-dealer or bank to another | Jul 10, 2025 | Jun 27, 2025 |
| Stuart Tamotsu Iritani | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 10, 2025 | Jul 3, 2025 |
| Diane Carol Brown | Osaic Wealth, Inc. BD affiliated | Wealth Enhancement Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 10, 2025 | Jul 10, 2025 |
| Frank Anthony Virgallito | Osaic Wealth, Inc. BD affiliated | The Ameriflex Group BD affiliated | Affiliated broker-dealer or bank to another | Jul 10, 2025 | Jun 29, 2025 |
| Daniel Patrick Johnson | Osaic Wealth, Inc. BD affiliated | Familyroot Wealth Advisors, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jul 10, 2025 | Aug 6, 2025 |
| Jennifer York Inn Chun | Osaic Wealth, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jul 9, 2025 | Sep 24, 2025 (77 d) |
| Jonathan Whitmore | Osaic Wealth, Inc. BD affiliated | The Ameriflex Group BD affiliated | Affiliated broker-dealer or bank to another | Jul 9, 2025 | Jul 18, 2025 |
| Mary Rose Limoges | Osaic Wealth, Inc. BD affiliated | Centurion Counsel Inc independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 8, 2025 | Jan 1, 2026 (177 d) |
| Craig Henry Jude Cantara | Osaic Wealth, Inc. BD affiliated | Ausdal Financial Partners, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 7, 2025 | Jun 16, 2025 |
| Lloyd Mason Baxter | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 2, 2025 | Jun 30, 2025 |
| George Paul Cumbest | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 2, 2025 | Jul 18, 2025 |
| Timothy E. Taranto | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 2, 2025 | Jun 30, 2025 |
| Darryl Jerry Meadows | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 2, 2025 | Jun 30, 2025 |
| Casey James Davison | Osaic Wealth, Inc. BD affiliated | Voya Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 1, 2025 | Aug 11, 2025 (41 d) |
| Jane Carla Desmond | Osaic Wealth, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jun 30, 2025 | Jun 20, 2025 |
| Timothy James Bodner | Osaic Wealth, Inc. BD affiliated | Ausdal Financial Partners, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 30, 2025 | Jun 30, 2025 |
| Anthony Craig Couch | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 27, 2025 | Jun 24, 2025 |
| Spencer Skolout | Osaic Wealth, Inc. BD affiliated | Transamerica Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 27, 2025 | Jun 20, 2025 |
| Michael A Smith | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 26, 2025 | Jun 23, 2025 |
| Robert Anthony Studniarz | Osaic Wealth, Inc. BD affiliated | Ausdal Financial Partners, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 25, 2025 | Jun 26, 2025 |
| Marie Elizabeth Studniarz Rudolph | Osaic Wealth, Inc. BD affiliated | Ausdal Financial Partners, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 25, 2025 | Jun 23, 2025 |
| Anthony Joseph Scola | Osaic Wealth, Inc. BD affiliated | Independent Financial Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 24, 2025 | Jul 3, 2025 |
| David Joseph Fischesser | Osaic Wealth, Inc. BD affiliated | Ausdal Financial Partners, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 24, 2025 | Jun 20, 2025 |
| Dennis M Meek | Osaic Wealth, Inc. BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Jun 23, 2025 | Jun 18, 2025 |
| Heather Jeann Brown | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 23, 2025 | Jun 16, 2025 |
| Stedman Alexander Strickland | Osaic Wealth, Inc. BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Jun 23, 2025 | Jun 18, 2025 |
| Daniel Steinberg | Osaic Wealth, Inc. BD affiliated | Steinberganna Wealth Management LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 20, 2025 | Jun 18, 2025 |
| Kenneth Charles Anna | Osaic Wealth, Inc. BD affiliated | Steinberganna Wealth Management LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 20, 2025 | Jun 18, 2025 |
| Cynthia Elizabeth Shelton | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 20, 2025 | Jun 16, 2025 |
| Cynthia Gayle Barnett | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 19, 2025 | Jun 16, 2025 |
| Cody Laura Siebert | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 18, 2025 | Jun 16, 2025 |
| John Andrew Nabergall | Osaic Wealth, Inc. BD affiliated | Independent Financial Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 18, 2025 | Jul 10, 2025 |
| James Richard Klodosky | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 18, 2025 | Jun 16, 2025 |
| Mark Albert Kinney | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 17, 2025 | Jun 10, 2025 |
| Mark Clive Healiss | Osaic Wealth, Inc. BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Jun 17, 2025 | Jun 9, 2025 |
| Cameron Thomas Obrien | Osaic Wealth, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 17, 2025 | Sep 26, 2025 (101 d) |
| Dennis Hanlon Dussik | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 13, 2025 | Jun 10, 2025 |
| Paul David Schmidt | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 12, 2025 | Jun 10, 2025 |
| Jonathan Wayne Enquist | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 12, 2025 | Jun 10, 2025 |
| Mark S Barnett | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 12, 2025 | Jun 9, 2025 |
| Ryan J Kaiser | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 12, 2025 | Jun 10, 2025 |
| Richard Lee Yontz | Osaic Wealth, Inc. BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 11, 2025 | Jun 9, 2025 |
| Benjamin Robert Murphy | Osaic Wealth, Inc. BD affiliated | LPL Enterprise, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 11, 2025 | Jun 9, 2025 |
| Michael Edward Hyde | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 11, 2025 | Jun 3, 2025 |
| Yair Y Klyman | Osaic Wealth, Inc. BD affiliated | Thepartners Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 11, 2025 | Jun 9, 2025 |
| Hezekiah L Ross | Osaic Wealth, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 11, 2025 | Jun 11, 2025 |
| Marcus Berger | Osaic Wealth, Inc. BD affiliated | A.G.P / Alliance Global Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 10, 2025 | Jun 30, 2025 |
| Paul Lewis Appel | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 10, 2025 | Jun 17, 2025 |
| Andrew Gold | Osaic Wealth, Inc. BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 6, 2025 | Nov 8, 2024 |
| Dean Michael Leonakis | Osaic Wealth, Inc. BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Jun 5, 2025 | Jun 3, 2025 |
| Leland David Wilcox | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 5, 2025 | Jun 6, 2025 |
| Stephanie Baines Bowens | Osaic Wealth, Inc. BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 5, 2025 | Jun 3, 2025 |
| Brian David Drolet | Osaic Wealth, Inc. BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 5, 2025 | Nov 8, 2024 |
| Michael Dean Leonakis | Osaic Wealth, Inc. BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Jun 5, 2025 | Jun 2, 2025 |
| Brian Morton | Osaic Wealth, Inc. BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Jun 5, 2025 | Jun 4, 2025 |
| Oliver Ivan Ibarra | Osaic Wealth, Inc. BD affiliated | Pfg Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 5, 2025 | Jul 30, 2025 (55 d) |