DFX Intelligence
Advisor moves
Departures from Osaic Wealth, Inc.What a move isA move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm.This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
2,282 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Richard George Gerepka | Osaic Wealth, Inc. BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 11, 2024 | Oct 15, 2024 |
| Robert William Toth | Osaic Wealth, Inc. BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 11, 2024 | Oct 23, 2024 |
| Kirk Francis Henderson | Osaic Wealth, Inc. BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 11, 2024 | Dec 6, 2024 (56 d) |
| James C. Leo | Osaic Wealth, Inc. BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 11, 2024 | Oct 15, 2024 |
| Theodore Robert Taddei | Osaic Wealth, Inc. BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 11, 2024 | Oct 23, 2024 |
| Lynn Marie Bianco | Osaic Wealth, Inc. BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 11, 2024 | Oct 12, 2024 |
| Mark David Lea | Osaic Wealth, Inc. BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 11, 2024 | Oct 14, 2024 |
| Juan Carlos Benedeti | Osaic Wealth, Inc. BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 11, 2024 | Oct 14, 2024 |
| Alan M Kirschenbaum | Osaic Wealth, Inc. BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 11, 2024 | Oct 12, 2024 |
| Matthew P Kondrath | Osaic Wealth, Inc. BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 11, 2024 | Oct 12, 2024 |
| Armando Fernandez | Osaic Wealth, Inc. BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 11, 2024 | Oct 14, 2024 |
| Richard Anthony Russo | Osaic Wealth, Inc. BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 11, 2024 | Oct 12, 2024 |
| Rabin Kaydanian | Osaic Wealth, Inc. BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 11, 2024 | Oct 12, 2024 |
| Daniel James Claric | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 11, 2024 | Oct 9, 2024 |
| Craig A. Ciszewski | Osaic Wealth, Inc. BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 11, 2024 | Oct 15, 2024 |
| Erica Michelle Smith | Osaic Wealth, Inc. BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 11, 2024 | Oct 15, 2024 |
| Blake G Cullen | Osaic Wealth, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 11, 2024 | Dec 10, 2024 (60 d) |
| Michael Amoroso | Osaic Wealth, Inc. BD affiliated | Vanderbilt Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Oct 11, 2024 | Jan 2, 2025 (83 d) |
| Eric Walker Wenzel | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 10, 2024 | Oct 8, 2024 |
| Jason Arthur Shannon | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 10, 2024 | Oct 8, 2024 |
| Taylor Mccormick Gresham | Osaic Wealth, Inc. BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Oct 9, 2024 | Jul 17, 2026 (646 d) |
| Mark Daniel Renshaw | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 8, 2024 | Oct 4, 2024 |
| Scott Matthew Friel | Osaic Wealth, Inc. BD affiliated | Assetmark, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 7, 2024 | Nov 1, 2024 |
| Richard Allan Moen | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 7, 2024 | Oct 2, 2024 |
| Rick Allen Healy | Osaic Wealth, Inc. BD affiliated | Southland Equity Partners, LLC. independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 5, 2024 | Oct 2, 2024 |
| James Robert Brandt | Osaic Wealth, Inc. BD affiliated | Independent Financial Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 5, 2024 | Oct 3, 2024 |
| Bryan Smith | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 3, 2024 | Oct 1, 2024 |
| Stephen Paul Hutton | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 3, 2024 | Oct 1, 2024 |
| John Thomas Lothery | Osaic Wealth, Inc. BD affiliated | Focus Partners Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 3, 2024 | Sep 23, 2026 (720 d) |
| Eric William Vowles | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 3, 2024 | Oct 1, 2024 |
| Fred Joseph Tantillo | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 2, 2024 | Sep 27, 2024 |
| Christopher Bor | Osaic Wealth, Inc. BD affiliated | Ameritas Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 2, 2024 | Feb 26, 2025 (147 d) |
| Marcus Nathan Seiter | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 2, 2024 | Oct 1, 2024 |
| Henry Don Conley | Osaic Wealth, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 2, 2024 | Sep 30, 2024 |
| Christopher John Merchant | Osaic Wealth, Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Oct 2, 2024 | Sep 30, 2024 |
| Corey Adam Blumenthal | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 2, 2024 | Sep 27, 2024 |
| Wesley Michael Hodges | Osaic Wealth, Inc. BD affiliated | Oneascent Financial Services LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 2, 2024 | Sep 30, 2024 |
| Nicole Karen Kennedy | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 2, 2024 | Nov 8, 2024 (37 d) |
| Tsun Tat Wong | Osaic Wealth, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 2, 2024 | Oct 25, 2024 |
| William Louis Peterson | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 1, 2024 | Feb 6, 2025 (128 d) |
| Patrick Charles Gorkow | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 1, 2024 | Sep 24, 2024 |
| Deaderick K Jones | Osaic Wealth, Inc. BD affiliated | The Strategic Financial Alliance BD affiliated | Affiliated broker-dealer or bank to another | Sep 30, 2024 | Apr 22, 2025 (204 d) |
| Trent Marcel Nelson | Osaic Wealth, Inc. BD affiliated | First Command Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Sep 30, 2024 | Apr 2, 2025 (184 d) |
| Eric Nicholas Sanger | Osaic Wealth, Inc. BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Sep 30, 2024 | Jan 9, 2025 (101 d) |
| Justin D Bastian | Osaic Wealth, Inc. BD affiliated | LPL Enterprise, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 27, 2024 | Oct 3, 2024 |
| Ian Robert Yarberry | Osaic Wealth, Inc. BD affiliated | Lexaurum Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 25, 2024 | Sep 23, 2024 |
| Austin Grant Kemmerer | Osaic Wealth, Inc. BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Sep 25, 2024 | Sep 26, 2024 |
| James H Cosgriff | Osaic Wealth, Inc. BD affiliated | Independent Financial Partners BD affiliated | Affiliated broker-dealer or bank to another | Sep 25, 2024 | Sep 20, 2024 |
| George Peter Fields | Osaic Wealth, Inc. BD affiliated | Lexaurum Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 25, 2024 | Sep 23, 2024 |
| Monica L Luke | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 24, 2024 | Oct 1, 2024 |
| Debra Brennan Tagg | Osaic Wealth, Inc. BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Sep 23, 2024 | Sep 18, 2024 |
| Frances Waynette Mckay | Osaic Wealth, Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Sep 23, 2024 | Sep 20, 2024 |
| Hollis Ann Stuckert | Osaic Wealth, Inc. BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Sep 20, 2024 | Sep 18, 2024 |
| Erin Danielle Bluske | Osaic Wealth, Inc. BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Sep 20, 2024 | Sep 19, 2024 |
| Yolanda Michelle Gardner | Osaic Wealth, Inc. BD affiliated | Mma Securities LLC no RAUM | Other | Sep 20, 2024 | Nov 12, 2024 (53 d) |
| Douglas Evan Richards | Osaic Wealth, Inc. BD affiliated | Crest Financial, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Sep 19, 2024 | Sep 19, 2024 |
| Robert Leo Vonderharr | Osaic Wealth, Inc. BD affiliated | Quincy Wells Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 17, 2024 | Oct 16, 2024 |
| Jeffrey M Minucci | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 17, 2024 | Sep 13, 2024 |
| David Bruce Ryzman | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 17, 2024 | Sep 13, 2024 |
| Lydia Danielle Carnett | Osaic Wealth, Inc. BD affiliated | The Legacy Financial Group, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 17, 2024 | Sep 24, 2024 |