DFX Intelligence
Advisor moves
Departures from Osaic Wealth, Inc.What a move isA move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm.This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
2,282 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Nicklaus L Pringle | Osaic Wealth, Inc. BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 25, 2022 | Jun 1, 2023 (311 d) |
| Eddie Ray Snow | Osaic Wealth, Inc. BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Jul 5, 2022 | Jul 5, 2022 |
| William James Marinelli | Osaic Wealth, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 30, 2022 | Jul 11, 2022 |
| Michael F Praznovsky | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 28, 2022 | Jun 24, 2022 |
| Stephen Mario Anzalone | Osaic Wealth, Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 28, 2022 | May 18, 2022 |
| Teddy K Hallows | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 24, 2022 | Jun 23, 2022 |
| Frank Joseph Rispoli | Osaic Wealth, Inc. BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 8, 2022 | Jun 17, 2022 |
| Timothy M Edwards | Osaic Wealth, Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Jun 8, 2022 | Jun 3, 2022 |
| Brian Matthew Rys | Osaic Wealth, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 3, 2022 | May 31, 2022 |
| Carolina Alicia Martinez | Osaic Wealth, Inc. BD affiliated | The Pacific Financial Group, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 3, 2022 | May 27, 2022 |
| Timothy Robert Selvey | Osaic Wealth, Inc. BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 2, 2022 | May 11, 2022 |
| Anthony Krncevic | Osaic Wealth, Inc. BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | May 19, 2022 | Jul 27, 2022 (69 d) |
| Ronald Stanley Latin | Osaic Wealth, Inc. BD affiliated | Liberty Wealth Management, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | May 18, 2022 | Jan 26, 2022 |
| Robert Alan Karn | Osaic Wealth, Inc. BD affiliated | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 11, 2022 | May 9, 2022 |
| Stephen Michael Volpe | Osaic Wealth, Inc. BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 3, 2022 | May 2, 2022 |
| Jedd Daniel Nicolas | Osaic Wealth, Inc. BD affiliated | Mercer Global Advisors Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | May 3, 2022 | Apr 20, 2022 |
| Jonathan David Launder | Osaic Wealth, Inc. BD affiliated | Osaic Fa, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 3, 2022 | Apr 29, 2022 |
| Robert Michael Olsen | Osaic Wealth, Inc. BD affiliated | Advisors Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 6, 2022 | Apr 4, 2022 |
| Brayden James Little | Osaic Wealth, Inc. BD affiliated | Advisors Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 6, 2022 | Apr 4, 2022 |
| Kevin Lyle Shelton | Osaic Wealth, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 30, 2022 | May 12, 2022 (43 d) |
| Craig Michael Bruning | Osaic Wealth, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 28, 2022 | Jun 29, 2023 (458 d) |
| David Schroll | Osaic Wealth, Inc. BD affiliated | The Strategic Financial Alliance BD affiliated | Affiliated broker-dealer or bank to another | Mar 25, 2022 | Apr 14, 2022 |
| Kelly A Hamlet | Osaic Wealth, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 24, 2022 | Apr 12, 2023 (384 d) |
| Gregory Clark Collins | Osaic Wealth, Inc. BD affiliated | United Planners' Financial Services Of America A Limited Partner independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 22, 2022 | Apr 1, 2022 |
| Randall Lloyd Diehl | Osaic Wealth, Inc. BD affiliated | On Investment Management Co BD affiliated | Affiliated broker-dealer or bank to another | Mar 3, 2022 | Mar 1, 2022 |
| Hannah Walsh | Osaic Wealth, Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Mar 3, 2022 | Sep 6, 2023 (552 d) |
| James A Dewese | Osaic Wealth, Inc. BD affiliated | Howard Bailey Securities, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 3, 2022 | Apr 4, 2022 (32 d) |
| Chadwic Joseph Sarsfield | Osaic Wealth, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Mar 1, 2022 | Feb 25, 2022 |
| Marc Willett Banks | Osaic Wealth, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Mar 1, 2022 | Feb 25, 2022 |
| Austin John Banks | Osaic Wealth, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Mar 1, 2022 | Feb 25, 2022 |
| Katrina Roxanne Jackson | Osaic Wealth, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 22, 2022 | Feb 22, 2022 |
| William Todd Henehan | Osaic Wealth, Inc. BD affiliated | Gwn Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 17, 2022 | Feb 14, 2022 |
| Keith Andrew O'Brien | Osaic Wealth, Inc. BD affiliated | Truist Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 1, 2022 | Oct 26, 2022 (267 d) |
| Michael J Rawlings | Osaic Wealth, Inc. BD affiliated | Onedigital institutional | Other | Jan 31, 2022 | Apr 6, 2022 (65 d) |
| Edward Joseph Sullivan | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 25, 2022 | Aug 30, 2023 (582 d) |
| Ashley Candace Costello | Osaic Wealth, Inc. BD affiliated | Nca Financial Planners independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 18, 2022 | Aug 22, 2018 |
| Blake Winters | Osaic Wealth, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jan 18, 2022 | Mar 8, 2022 (49 d) |
| Edward Frederick Wettig | Osaic Wealth, Inc. BD affiliated | Planmember Securities Corporation independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 4, 2022 | Jan 3, 2022 |
| Jacqueline Tregortha | Osaic Wealth, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 31, 2021 | Dec 7, 2023 (706 d) |
| Arron Steven Cramer | Osaic Wealth, Inc. BD affiliated | Uncommon Wealth Partners, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Dec 21, 2021 | Jan 3, 2022 |
| Timothy Woodlock | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 20, 2021 | Aug 30, 2022 (253 d) |
| Joseph Edward Faherty | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 17, 2021 | Dec 21, 2021 |
| Michael P Hosford | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 17, 2021 | Dec 17, 2021 |
| Robert Edward Schobel | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 17, 2021 | Dec 17, 2021 |
| Mason Marozas | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 17, 2021 | Dec 17, 2021 |
| William J Senzer | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 15, 2021 | Dec 20, 2021 |
| Robert Joseph Cappadona | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 15, 2021 | Dec 21, 2021 |
| Roy Joseph Mastrangelo | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 15, 2021 | Dec 14, 2021 |
| Michael Nigris | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 15, 2021 | Dec 21, 2021 |
| Charles Theodore Rothermel | Osaic Wealth, Inc. BD affiliated | Kovack Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 13, 2021 | Dec 17, 2021 |
| Michael Raymond Bacci | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 10, 2021 | Dec 9, 2021 |
| Vincent Neal | Osaic Wealth, Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Dec 6, 2021 | Apr 13, 2022 (128 d) |
| Christy Rachelle Robinson | Osaic Wealth, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 3, 2021 | Dec 1, 2021 |
| Donald Irving Kuhs | Osaic Wealth, Inc. BD affiliated | Integrated Financial Planning Center, LLC unclassified | Other | Dec 3, 2021 | May 20, 2021 |
| Gregory Michael Shepardson | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 2, 2021 | Nov 29, 2021 |
| Jack Russell Wilkinson | Osaic Wealth, Inc. BD affiliated | Mma Securities LLC no RAUM | Other | Dec 2, 2021 | Nov 15, 2022 (348 d) |
| Robert Clark | Osaic Wealth, Inc. BD affiliated | Financial Legacy Associates other | Other | Dec 2, 2021 | Jun 21, 2018 |
| Chad Fratto | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 5, 2021 | Nov 15, 2021 |
| Keith Donald Swanson | Osaic Wealth, Inc. BD affiliated | Scs independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 4, 2021 | Oct 31, 2022 (361 d) |
| Melissa Rae Coppage | Osaic Wealth, Inc. BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Oct 29, 2021 | Oct 18, 2021 |