DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Madison Avenue Securities, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Phimar Dale PattersonMadison Avenue Securities, LLC independent RIAAmeritas Advisory Services otherOtherMar 15, 2018Mar 19, 2018
Marysol Flores SalazarMadison Avenue Securities, LLC independent RIAAmeriprise Financial Services, LLC national BDRIA to affiliated broker-dealer or bankMar 1, 2018Apr 30, 2018 (60 d)
Patrick Jay WardianMadison Avenue Securities, LLC independent RIAWardian Wealth Management, Inc. state registeredRIA to a state-registered adviserFeb 15, 2018Feb 8, 2018
James Ray SkillingsMadison Avenue Securities, LLC otherRedhawk Wealth Advisors, Inc. otherOtherJan 18, 2018Jan 8, 2018
Terrilyn Dawn BrownfieldMadison Avenue Securities, LLC otherRedhawk Wealth Advisors, Inc. otherOtherJan 8, 2018Jan 4, 2018
Vincent John KleinMadison Avenue Securities, LLC otherSaxony Capital Management, LLC independent RIAOtherDec 31, 2017Jan 3, 2018
Christopher Edward MillerMadison Avenue Securities, LLC otherSafeguard Investment Advisory Group, LLC independent RIAOtherOct 17, 2017Mar 5, 2025 (2696 d)
Kent Allen CornellMadison Avenue Securities, LLC otherCornell Capital Group, LLC state registeredOtherSep 27, 2017Jan 23, 2025 (2675 d)
Patrick James LetiziaMadison Avenue Securities, LLC otherBrookstone Capital Management LLC otherOtherJun 13, 2017Jun 7, 2017
Tod Leighton LenhoffMadison Avenue Securities, LLC otherWealth Compass Financial, Inc. independent RIAOtherApr 5, 2017Sep 27, 2021 (1636 d)
Robert Ralph MartiniMadison Avenue Securities, LLC otherIntegrity Alliance, LLC independent RIAOtherDec 31, 2016Oct 5, 2022 (2104 d)
Stephen Cauley ScanlonMadison Avenue Securities, LLC otherCreativeone Wealth, LLC otherOtherDec 27, 2016Jan 3, 2017
Geniffer Lorraine TakacsMadison Avenue Securities, LLC otherEp Wealth Advisors independent RIAOtherSep 6, 2016Nov 11, 2025 (3353 d)
Mark Lee ElafrosMadison Avenue Securities, LLC otherAusdal Financial Partners, Inc. otherOtherMar 16, 2016Mar 17, 2016
Robert Laurence KundeMadison Avenue Securities, LLC otherCentaurus Financial, Inc. otherOtherJan 8, 2016Mar 18, 2016 (70 d)
Guy Larry SchoenbornMadison Avenue Securities, LLC otherCetera Advisors LLC otherOtherDec 31, 2014Dec 10, 2014
Kai SalocksMadison Avenue Securities, LLC otherCommonwealth Financial Network national BDOtherJul 29, 2014Aug 1, 2014
Jamie Christopher CinottoMadison Avenue Securities, LLC otherMwa Financial Services, Inc. otherOtherFeb 28, 2014Jul 24, 2014 (146 d)
Ryan David LarsonMadison Avenue Securities, LLC otherKalos Management otherOtherFeb 5, 2014Feb 25, 2014
Steven Lamar NielsenMadison Avenue Securities, LLC otherDiversify Wealth Management, Inc. unclassifiedOtherJan 14, 2014Mar 19, 2014 (64 d)
Robin Seaton GruberMadison Avenue Securities, LLC otherFsfinancial Stategies,LLC unclassifiedOtherOct 31, 2013Jun 11, 2012
Jonathan Shawn MaxsonMadison Avenue Securities, LLC otherBeacon Capital Management, LLC otherOtherSep 30, 2013Sep 30, 2015 (730 d)
Cameron Wayne BensonMadison Avenue Securities, LLC otherBeacon Capital Management, LLC otherOtherSep 27, 2013Sep 30, 2015 (733 d)
Daniel P J BensonMadison Avenue Securities, LLC otherBeacon Capital Management, LLC independent RIAOtherSep 27, 2013Jan 1, 2025 (4114 d)
Jonathan Hagan HicksMadison Avenue Securities, LLC otherJ. Hagan Capital, Inc. independent RIAOtherSep 6, 2013Jun 29, 2020 (2488 d)
Marcus George WarrenMadison Avenue Securities, LLC otherJ. Hagan Capital, Inc. independent RIAOtherSep 6, 2013Sep 17, 2013
Kenneth Lee HarveyMadison Avenue Securities, LLC otherOsaic Institutions, Inc. otherOtherSep 3, 2013Sep 3, 2013
Andrew Glen HahnMadison Avenue Securities, LLC otherHahn Financial Services, LLC state registeredOtherAug 29, 2013Sep 10, 2014 (377 d)
Benjamin Paul BarbourMadison Avenue Securities, LLC otherKalos Management otherOtherAug 12, 2013Aug 12, 2013
Janice Josephine HammondMadison Avenue Securities, LLC otherFirst Heartland Consultants, Inc. otherOtherJul 31, 2013Aug 2, 2013
Gregory Anthony MatthewsMadison Avenue Securities, LLC otherTriumph Wealth Advisors, Inc. otherOtherJun 13, 2013Jan 17, 2014 (218 d)
David Ralph WeberMadison Avenue Securities, LLC otherUniplan Financial Investments Inc. state registeredOtherDec 31, 2012Jan 25, 2013
Kevin Charles MccarthyMadison Avenue Securities, LLC otherBrookstone Capital Management LLC otherOtherDec 31, 2012Mar 6, 2013 (65 d)
Jeremy Seth JosephMadison Avenue Securities, LLC otherTd Ameritrade Investment Management, LLC otherOtherNov 9, 2012Nov 20, 2012
Gary Allen WedgeMadison Avenue Securities, LLC otherKalos Management otherOtherOct 1, 2012Oct 3, 2012
Patricia Michelleheaton ParkerMadison Avenue Securities, LLC otherPatricia Heaton Parker, CFP unclassifiedOtherSep 5, 2012Sep 22, 2015 (1112 d)
Vicki Lynn JoernMadison Avenue Securities, LLC otherWestpark Wealth Advisors, Inc. otherOtherSep 4, 2012Oct 10, 2012 (36 d)
Theodore Jack EckerMadison Avenue Securities, LLC otherQa Investment Services, LLC no RAUMOtherDec 31, 2011Jan 29, 2014 (760 d)
James A AtwoodMadison Avenue Securities, LLC otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherNov 16, 2011Jan 3, 2012 (48 d)
Eric James ViavatteneMadison Avenue Securities, LLC otherAvantax Advisory Services otherOtherSep 6, 2011Oct 27, 2011 (51 d)
Shannon PoynterMadison Avenue Securities, LLC otherKalos Management otherOtherDec 31, 2010Nov 2, 2012 (672 d)
Mark Andrew TrewittMadison Avenue Securities, LLC otherVfg Advisors, Inc. otherOtherNov 10, 2010Nov 10, 2010
John Martin BradyMadison Avenue Securities, LLC otherVfg Advisors, Inc. otherOtherNov 10, 2010Jan 14, 2011 (65 d)
Danny Earl ThomasMadison Avenue Securities, LLC otherLPL Financial LLC otherOtherNov 3, 2010Jul 14, 2011 (253 d)
Adam Nicholas ToddMadison Avenue Securities, LLC otherWoodbury Financial Services, Inc. otherOtherJul 1, 2010Jan 18, 2012 (566 d)
Timothy A SzymanskiMadison Avenue Securities, LLC otherDynasty Capital Management, Inc unclassifiedOtherFeb 16, 2010Aug 17, 2010 (182 d)
Jason Bryce VanclefMadison Avenue Securities, LLC otherVfg Advisors, Inc. otherOtherOct 7, 2009Jul 21, 2009
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107 moves match.