DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Edward Jones
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Victor Michael Rodriguez | Edward Jones national BD | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 5, 2026 | Jun 26, 2026 |
| Christine L Wilson | Edward Jones national BD | Rose Pine Financial state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jun 4, 2026 | May 29, 2026 |
| Laiken Davis | Edward Jones national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 4, 2026 | May 29, 2026 |
| Thomas Thaxton Bryant Jr | Edward Jones national BD | Kingsview Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 3, 2026 | Jun 2, 2026 |
| Kara Lee Hill | Edward Jones national BD | Huntleigh Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 29, 2026 | Jun 1, 2026 |
| Joy Christiana Rollins | Edward Jones national BD | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | May 29, 2026 | Jun 2, 2026 |
| Shadi Mubaidin | Edward Jones national BD | Sound Income Strategies, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 29, 2026 | Jun 12, 2026 |
| Kimberly Cooley | Edward Jones national BD | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | May 29, 2026 | May 29, 2026 |
| Andres Saul Alvarez | Edward Jones national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | May 29, 2026 | Jun 3, 2026 |
| Bilan Ariel Stribling | Edward Jones national BD | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | May 29, 2026 | Aug 21, 2026 (84 d) |
| Kelly Shota | Edward Jones national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | May 28, 2026 | May 27, 2026 |
| Alice Kang | Edward Jones national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | May 28, 2026 | May 27, 2026 |
| Katrina Masada | Edward Jones national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | May 28, 2026 | May 27, 2026 |
| Ashley Palma Locke | Edward Jones national BD | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | May 27, 2026 | May 27, 2026 |
| Jason Soli | Edward Jones national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | May 27, 2026 | Jun 23, 2026 |
| Trey Norris | Edward Jones national BD | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 27, 2026 | Jul 29, 2026 (63 d) |
| Richard Arlan Scarbrough | Edward Jones national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | May 26, 2026 | Jun 12, 2026 |
| Sergio Oporto | Edward Jones national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | May 25, 2026 | May 22, 2026 |
| Ruben Tarkhanyan | Edward Jones national BD | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 25, 2026 | May 22, 2026 |
| Daniel Joseph Chaput | Edward Jones national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 25, 2026 | May 22, 2026 |
| Aevry Napoleon | Edward Jones national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | May 20, 2026 | May 20, 2026 |
| Connor Visser | Edward Jones national BD | Uptick Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 19, 2026 | May 18, 2026 |
| Craig Thomas Moore | Edward Jones national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 18, 2026 | May 15, 2026 |
| Jennifer Marie Bergin | Edward Jones national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | May 18, 2026 | Jun 9, 2026 |
| Amanda Leija | Edward Jones national BD | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | May 18, 2026 | May 14, 2026 |
| Tuong Quoc Ta | Edward Jones national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | May 18, 2026 | Jun 17, 2026 |
| David Adam Nachtweih | Edward Jones national BD | Cultivate Wealth Partners no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 14, 2026 | May 11, 2026 |
| Frank Anthony Lopez | Edward Jones national BD | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | May 14, 2026 | May 29, 2026 |
| Patrick Garnet Schaffer | Edward Jones national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | May 14, 2026 | May 13, 2026 |
| Jasreen K Sidhu | Edward Jones national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | May 14, 2026 | Aug 28, 2026 (106 d) |
| Judy Ann Baker | Edward Jones national BD | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 14, 2026 | Jul 1, 2026 (48 d) |
| Karen Dalmau | Edward Jones national BD | Oppenheimer & Co. Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 13, 2026 | May 5, 2026 |
| Joshua Roy Belcher | Edward Jones national BD | Convergence Financial independent RIA | Affiliated broker-dealer or bank to independent RIA | May 13, 2026 | Jun 28, 2026 (46 d) |
| Elizabeth S Isaacs | Edward Jones national BD | Mbm Wealth Consultants, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 12, 2026 | Jun 25, 2026 (44 d) |
| Blake Cason | Edward Jones national BD | Steward Partners Investment Advisory, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 12, 2026 | May 11, 2026 |
| Steven Brazell | Edward Jones national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 12, 2026 | May 11, 2026 |
| Ebony Young De Pooter | Edward Jones national BD | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 11, 2026 | Jun 11, 2026 (31 d) |
| James Matthew Yancey | Edward Jones national BD | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | May 11, 2026 | May 8, 2026 |
| Blake Illg | Edward Jones national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | May 11, 2026 | May 20, 2026 |
| Tabitha C Satchwell | Edward Jones national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | May 11, 2026 | Jun 10, 2026 |
| Jessica Rachel Deibert Lopez | Edward Jones national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | May 11, 2026 | Apr 30, 2026 |
| Draven Henderson | Edward Jones national BD | Principal Advised Services BD affiliated | Affiliated broker-dealer or bank to another | May 11, 2026 | May 29, 2026 |
| David B Castle | Edward Jones national BD | Benjamin F. Edwards & Company, Incorporated BD affiliated | Affiliated broker-dealer or bank to another | May 10, 2026 | Aug 31, 2026 (113 d) |
| Deyka E Charneco | Edward Jones national BD | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | May 10, 2026 | May 28, 2026 |
| Riley R Lamb | Edward Jones national BD | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 10, 2026 | Sep 11, 2026 (124 d) |
| Howard Moises Merkwan | Edward Jones national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | May 8, 2026 | May 7, 2026 |
| Cheryl Ann Bracamonte | Edward Jones national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | May 8, 2026 | May 7, 2026 |
| Francis J Aiello | Edward Jones national BD | Huntington Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | May 7, 2026 | May 7, 2026 |
| Randy Kruse | Edward Jones national BD | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 7, 2026 | Jul 14, 2026 (68 d) |
| Dorian K Piekarz | Edward Jones national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 7, 2026 | Jun 26, 2026 (50 d) |
| Frank Devito | Edward Jones national BD | Principal Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 7, 2026 | Aug 10, 2026 (95 d) |
| Daniel Wayne Sandefur | Edward Jones national BD | Retirepath Wealth, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | May 7, 2026 | May 8, 2026 |
| Bronson Booth | Edward Jones national BD | Principal Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 7, 2026 | Jun 8, 2026 (32 d) |
| Jenna Jones | Edward Jones national BD | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 7, 2026 | Jul 14, 2026 (68 d) |
| Jeffrey Gober | Edward Jones national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | May 5, 2026 | May 20, 2026 |
| Lydia Krautkraemer | Edward Jones national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | May 5, 2026 | May 6, 2026 |
| Timothy George Higgins | Edward Jones national BD | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | May 5, 2026 | May 14, 2026 |
| Douglas Fishman | Edward Jones national BD | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | May 4, 2026 | May 12, 2026 |
| Michael Joseph Debiase | Edward Jones national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | May 4, 2026 | May 1, 2026 |
| Craig W Dennis | Edward Jones national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | May 4, 2026 | May 1, 2026 |
10,459 moves match.