DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Chase Investment Services Corp.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Michael Zalkind	Chase Investment Services Corp. other	Wells Fargo Advisors wirehouse	Other	Oct 5, 2012	Nov 28, 2011
Rose Anne Galeano-Phillips	Chase Investment Services Corp. other	Wells Fargo Advisors wirehouse	Other	Oct 5, 2012	Sep 20, 2012
Anthony John Treboldi	Chase Investment Services Corp. other	Morgan Stanley wirehouse	Other	Oct 5, 2012	Oct 1, 2012
Suzanne Andrea Powell	Chase Investment Services Corp. other	Wells Fargo Advisors wirehouse	Other	Oct 2, 2012	Sep 28, 2012
Andrew Felix Rappolt	Chase Investment Services Corp. other	Protected Investors Of America other	Other	Oct 2, 2012	Aug 12, 2014 (679 d)
Pastor Fuster	Chase Investment Services Corp. other	Wells Fargo Advisors wirehouse	Other	Oct 2, 2012	Sep 24, 2012
Ricardo Guerrero	Chase Investment Services Corp. other	Banc One Securities Corporation unclassified	Other	Oct 1, 2012	Feb 27, 2006
Daniel Santos Santibanez	Chase Investment Services Corp. other	Waddell & Reed other	Other	Oct 1, 2012	Jul 10, 2009
Acie Wayne Hylton	Chase Investment Services Corp. other	Raymond James Financial Services Advisors, Inc other	Other	Oct 1, 2012	Dec 15, 2009
Daniel Raphael Diiorgi	Chase Investment Services Corp. other	Msi Financial Services, Inc. other	Other	Sep 21, 2012	Sep 5, 2013 (349 d)
Kelly Ann Erickson	Chase Investment Services Corp. other	LPL Financial LLC other	Other	Sep 21, 2012	Oct 22, 2012 (31 d)
Jason Patrick Liu	Chase Investment Services Corp. other	U.S. Bancorp Advisors, LLC other	Other	Sep 19, 2012	Oct 19, 2012
Brandon Ronald Fresard	Chase Investment Services Corp. other	Usaa Financial Planning Services no RAUM	Other	Sep 19, 2012	Jan 29, 2014 (497 d)
Kelly Jean Fennelly	Chase Investment Services Corp. other	Thrivent Investment Management Inc. other	Other	Sep 17, 2012	Sep 18, 2012
Jeff Scott Richman	Chase Investment Services Corp. other	Pnc Managed Account Solutions, Inc. other	Other	Sep 14, 2012	Oct 2, 2012
Courtney J Galinger	Chase Investment Services Corp. other	Strategic Advisers LLC national BD	Other	Sep 14, 2012	Nov 7, 2012 (54 d)
Joel David Goldberg	Chase Investment Services Corp. other	Wells Fargo Advisors wirehouse	Other	Sep 13, 2012	Sep 17, 2012
Michael Robert Cianciola	Chase Investment Services Corp. other	Citizens Securities, Inc. other	Other	Sep 13, 2012	Sep 21, 2012
John Louis Gomez	Chase Investment Services Corp. other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Sep 12, 2012	Aug 30, 2017 (1813 d)
Steven Richard Ostrander	Chase Investment Services Corp. other	Highpoint Advisor Group, LLC no RAUM	Other	Sep 10, 2012	Sep 18, 2012
William Mcconville	Chase Investment Services Corp. other	Pnc Wealth Management other	Other	Sep 10, 2012	Sep 25, 2012
Raheel Hussain	Chase Investment Services Corp. other	Wells Fargo Advisors wirehouse	Other	Sep 10, 2012	Oct 1, 2012
Melanie Christine Dohrman	Chase Investment Services Corp. other	Spc other	Other	Sep 10, 2012	Sep 7, 2012
Elizabeth Ann Williams	Chase Investment Services Corp. other	Invest Financial Corporation other	Other	Sep 7, 2012	Sep 5, 2012
Andrae Hampton	Chase Investment Services Corp. other	Pnc Wealth Management other	Other	Sep 7, 2012	Oct 4, 2012
Peter J Lesnik	Chase Investment Services Corp. other	Highpoint Advisor Group, LLC no RAUM	Other	Sep 6, 2012	Sep 18, 2012
Jimmy Ernesto Torres	Chase Investment Services Corp. other	RBC Securities, Inc. other	Other	Sep 6, 2012	Sep 7, 2012
Angela Meagan Smith	Chase Investment Services Corp. other	LPL Financial LLC other	Other	Sep 6, 2012	Oct 10, 2012 (34 d)
Daniel John Nowak	Chase Investment Services Corp. other	Strategic Advisers LLC national BD	Other	Sep 5, 2012	Oct 11, 2012 (36 d)
Sung Shin	Chase Investment Services Corp. other	Capital One Financial Advisors LLC unclassified	Other	Sep 5, 2012	Sep 14, 2012
Nicholas Creed Trappey	Chase Investment Services Corp. other	Fiduciary Investment Consultants, LLC other	Other	Sep 5, 2012	Sep 24, 2012
Tony Alan Tolene	Chase Investment Services Corp. other	Pnc Wealth Management other	Other	Sep 5, 2012	Sep 13, 2012
Malcolm Bradley Cain	Chase Investment Services Corp. other	Investment Professionals, Inc. other	Other	Sep 4, 2012	Sep 10, 2012
Brian Dougles Libich	Chase Investment Services Corp. other	Td Ameritrade, Inc. no RAUM	Other	Sep 4, 2012	Sep 12, 2012
Stephen John Hruby	Chase Investment Services Corp. other	Huntington Financial Advisors other	Other	Aug 31, 2012	Sep 11, 2012
Aaron Michael Lawry	Chase Investment Services Corp. other	LPL Financial LLC other	Other	Aug 31, 2012	Sep 13, 2012
Nancy Yen Chang	Chase Investment Services Corp. other	Ameriprise Financial Services, LLC national BD	Other	Aug 29, 2012	Sep 17, 2012
Jason Zardavets	Chase Investment Services Corp. other	Pnc Managed Account Solutions, Inc. other	Other	Aug 28, 2012	Sep 6, 2012
Ryann N Kilgore	Chase Investment Services Corp. other	Citizens Securities, Inc. other	Other	Aug 28, 2012	Aug 27, 2012
Vera Jalilla Feldbusch	Chase Investment Services Corp. other	LPL Financial LLC other	Other	Aug 28, 2012	Nov 29, 2012 (93 d)
Michael Brandon Pruitt	Chase Investment Services Corp. other	Bmo Harris Financial Advisors, Inc other	Other	Aug 24, 2012	Sep 4, 2012
Kevin R Crouch	Chase Investment Services Corp. other	Calamos Wealth Management LLC other	Other	Aug 24, 2012	Sep 20, 2012
Carlos Manuel Chapa	Chase Investment Services Corp. other	LPL Financial LLC other	Other	Aug 23, 2012	Aug 22, 2012
Nicholas Barulic	Chase Investment Services Corp. other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Aug 22, 2012	Sep 24, 2012 (33 d)
Vincent Wei Chu	Chase Investment Services Corp. other	Wells Fargo Advisors wirehouse	Other	Aug 21, 2012	Aug 17, 2012
Audra Renae Pritt	Chase Investment Services Corp. other	J.P. Morgan Securities LLC wirehouse	Other	Aug 21, 2012	Sep 9, 2014 (749 d)
Graham Miles Keeton	Chase Investment Services Corp. other	E*Trade Capital Management, LLC other	Other	Aug 16, 2012	Jun 25, 2013 (313 d)
Don Bradley Crane	Chase Investment Services Corp. other	J.P. Morgan Securities LLC wirehouse	Other	Aug 16, 2012	Dec 12, 2013 (483 d)
Daniel Cazac	Chase Investment Services Corp. other	Charles Schwab & Co., Inc. national BD	Other	Aug 16, 2012	Sep 5, 2012
Jose Mauricio Lopera-Guevara	Chase Investment Services Corp. other	LPL Financial LLC other	Other	Aug 14, 2012	Aug 27, 2012
Lance Mackall	Chase Investment Services Corp. other	Wells Fargo Advisors wirehouse	Other	Aug 13, 2012	Aug 13, 2012
Ricardo Yanez	Chase Investment Services Corp. other	Wells Fargo Advisors wirehouse	Other	Aug 13, 2012	Aug 13, 2012
James Mcgarry	Chase Investment Services Corp. other	Edelman Financial Services, LLC other	Other	Aug 10, 2012	Dec 10, 2012 (122 d)
Neal Governor	Chase Investment Services Corp. other	Key Investment Services LLC other	Other	Aug 9, 2012	Aug 7, 2012
Brenda Patricia Catugno	Chase Investment Services Corp. other	Investacorp Advisory Services Inc other	Other	Aug 7, 2012	Aug 3, 2012
Scott Vincent Valenti	Chase Investment Services Corp. other	Investors Capital Advisory other	Other	Aug 6, 2012	Aug 16, 2012
Christina Ann Lipari	Chase Investment Services Corp. other	Wells Fargo Advisors wirehouse	Other	Aug 6, 2012	Aug 17, 2012
Jordan Michael Alhadeff	Chase Investment Services Corp. other	Wells Fargo Advisors wirehouse	Other	Aug 6, 2012	Aug 3, 2012
Robert C. Blades	Chase Investment Services Corp. other	Strategic Advisers LLC national BD	Other	Aug 6, 2012	Aug 30, 2012
Katie M. Angelino	Chase Investment Services Corp. other	Td Ameritrade, Inc. no RAUM	Other	Aug 6, 2012	Sep 6, 2012 (31 d)

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2,116 moves match.