DFX Intelligence
RIA Intelligence
Advisor moves
Departures from Ae Wealth Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Lindsay Marie Frabotta | Ae Wealth Management, LLC BD affiliated | Capital A Wealth Management no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Mar 27, 2024 | Nov 22, 2023 |
| Thomas Isaac Blake | Ae Wealth Management, LLC BD affiliated | Gradient Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 26, 2024 | May 14, 2024 (49 d) |
| Peter Thomas Toth | Ae Wealth Management, LLC BD affiliated | Finish Well Ria LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 26, 2024 | May 2, 2024 (37 d) |
| Patrick Chapman Smith | Ae Wealth Management, LLC BD affiliated | Impact Partnership Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 26, 2024 | May 9, 2024 (44 d) |
| Aaron Keith Ulrich | Ae Wealth Management, LLC BD affiliated | Gradient Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 29, 2024 | Apr 15, 2024 (46 d) |
| Sheri Janelle Messer | Ae Wealth Management, LLC BD affiliated | Fefa Financial no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Feb 19, 2024 | May 31, 2023 |
| Brett Thomas Lawless | Ae Wealth Management, LLC BD affiliated | Fefa Financial no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Feb 19, 2024 | May 31, 2023 |
| Zachary Brandon Smythe | Ae Wealth Management, LLC BD affiliated | Fefa Financial no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Feb 19, 2024 | May 31, 2023 |
| Patrick Christopher Stradtman | Ae Wealth Management, LLC BD affiliated | Fefa Financial no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Feb 19, 2024 | May 31, 2023 |
| Lucas Andrew Wapinsky | Ae Wealth Management, LLC BD affiliated | Fefa Financial no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Feb 19, 2024 | May 31, 2023 |
| William Rosen | Ae Wealth Management, LLC BD affiliated | Fefa Financial no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Feb 19, 2024 | May 31, 2023 |
| Richard Luckie Stradtman | Ae Wealth Management, LLC BD affiliated | Fefa Financial no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Feb 19, 2024 | May 31, 2023 |
| Kacy Lee Brannum | Ae Wealth Management, LLC BD affiliated | Fefa Financial no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Feb 19, 2024 | May 31, 2023 |
| Lindsay Morgan High | Ae Wealth Management, LLC BD affiliated | Fefa Financial no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Feb 19, 2024 | May 31, 2023 |
| John Marshall Girault III | Ae Wealth Management, LLC BD affiliated | Fefa Financial no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Feb 19, 2024 | May 31, 2023 |
| Benjamin David Schweppe | Ae Wealth Management, LLC BD affiliated | Fefa Financial no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Feb 19, 2024 | May 31, 2023 |
| Anthony Louis Fontana | Ae Wealth Management, LLC BD affiliated | Brookstone Wealth Advisors, LLC no RAUM | Other | Feb 5, 2024 | Feb 1, 2024 |
| Matthew Joseph Black | Ae Wealth Management, LLC BD affiliated | Arbor Point Advisors BD affiliated | Affiliated broker-dealer or bank to another | Feb 2, 2024 | Feb 16, 2024 |
| Russell D Mercier | Ae Wealth Management, LLC BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 2, 2024 | Apr 10, 2024 (68 d) |
| Virginia Mcneil O'Brien | Ae Wealth Management, LLC BD affiliated | Mobile Bay Wealth Management, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jan 25, 2024 | Jan 30, 2024 |
| Charles Patrick Faulhaber | Ae Wealth Management, LLC BD affiliated | Lord And Richards no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jan 24, 2024 | Jan 8, 2024 |
| Paul August Buckle | Ae Wealth Management, LLC BD affiliated | Signal Advisors Wealth, LLC asset manager | Other | Jan 22, 2024 | Jan 22, 2024 |
| Chay Reinman Stewart | Ae Wealth Management, LLC BD affiliated | Xcel Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 18, 2024 | Jan 18, 2024 |
| Richard Charles King | Ae Wealth Management, LLC BD affiliated | Wealth Management Group state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jan 10, 2024 | Jan 30, 2024 |
| Jaqueline Von Schadeck | Ae Wealth Management, LLC BD affiliated | Golden Wealth Strategies state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jan 10, 2024 | Feb 6, 2024 |
| Gage Clay Ross | Ae Wealth Management, LLC BD affiliated | Coppell Advisory Solutions LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 8, 2024 | Jul 25, 2025 (564 d) |
| Marcel John Kelley | Ae Wealth Management, LLC BD affiliated | Oak Harvest Investment Services independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 2, 2024 | Jan 19, 2024 |
| Sheila Snowdon | Ae Wealth Management, LLC BD affiliated | Aspire Capital Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2023 | Nov 26, 2024 (331 d) |
| Matthew Edward Corman | Ae Wealth Management, LLC BD affiliated | Creativeone Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 21, 2023 | Dec 26, 2023 |
| Jonathan Edward Marshall | Ae Wealth Management, LLC BD affiliated | Dg Wealth state registered | Affiliated broker-dealer or bank to a state-registered adviser | Dec 7, 2023 | Sep 29, 2023 |
| Jason Hollis Johnson | Ae Wealth Management, LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Nov 27, 2023 | Nov 27, 2023 |
| Matthew Forrest | Ae Wealth Management, LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Nov 27, 2023 | Nov 27, 2023 |
| Robert Eli Allamon | Ae Wealth Management, LLC BD affiliated | Brookstone Wealth Advisors, LLC no RAUM | Other | Nov 13, 2023 | Nov 13, 2023 |
| Robert Kenneth Leatherwood | Ae Wealth Management, LLC BD affiliated | Brookstone Wealth Advisors, LLC no RAUM | Other | Nov 13, 2023 | Nov 14, 2023 |
| Sean Joseph Conti | Ae Wealth Management, LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 10, 2023 | Dec 5, 2023 |
| Jason Mark Weckel | Ae Wealth Management, LLC BD affiliated | Brookstone Wealth Advisors, LLC no RAUM | Other | Nov 7, 2023 | Nov 1, 2023 |
| Joseph Edward Weintraub | Ae Wealth Management, LLC BD affiliated | Bok Financial Private Wealth, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 7, 2023 | Nov 7, 2023 |
| August Rene Goldkamp | Ae Wealth Management, LLC BD affiliated | Fefa Financial no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Nov 6, 2023 | May 31, 2023 |
| Katie Christine Buck | Ae Wealth Management, LLC BD affiliated | Buck Wealth Strategies, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 26, 2023 | Oct 23, 2023 |
| Cody Michael Emerson | Ae Wealth Management, LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Oct 13, 2023 | Oct 31, 2023 |
| Steven Andrew Shorley | Ae Wealth Management, LLC BD affiliated | Transce3nd LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 2, 2023 | May 22, 2023 |
| Keith Bernard Stinebaker | Ae Wealth Management, LLC BD affiliated | Transce3nd LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 2, 2023 | May 23, 2023 |
| Wesley Dean Burdette | Ae Wealth Management, LLC BD affiliated | Impact Partnership Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 28, 2023 | Oct 25, 2023 |
| Michael Anthony Lange | Ae Wealth Management, LLC BD affiliated | Redhawk Wealth Advisors, Inc. mixed wealth | Affiliated broker-dealer or bank to independent RIA | Sep 26, 2023 | Oct 2, 2023 |
| David Charles Treece | Ae Wealth Management, LLC BD affiliated | Creativeone Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 26, 2023 | Sep 26, 2023 |
| David Kai Jesiolowski | Ae Wealth Management, LLC BD affiliated | Signal Advisors Wealth, LLC asset manager | Other | Sep 14, 2023 | Sep 19, 2023 |
| Joshua Harrison Taffer | Ae Wealth Management, LLC BD affiliated | Signal Advisors Wealth, LLC asset manager | Other | Sep 14, 2023 | Sep 19, 2023 |
| Samuel Kristoffer Bass | Ae Wealth Management, LLC BD affiliated | Rsg Investments LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 5, 2023 | Jan 24, 2023 |
| Kristy Lynn Eller | Ae Wealth Management, LLC BD affiliated | Rsg Investments LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 5, 2023 | Feb 23, 2023 |
| Alan Eugene Becker | Ae Wealth Management, LLC BD affiliated | Rsg Investments LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 5, 2023 | Jan 24, 2023 |
| Scott Michael Sheldon | Ae Wealth Management, LLC BD affiliated | Rsg Investments LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 5, 2023 | Jan 11, 2023 |
| Mitchell Louis Spiehs | Ae Wealth Management, LLC BD affiliated | Spiehs Wealth Management, Inc. state registered | Affiliated broker-dealer or bank to a state-registered adviser | Aug 29, 2023 | Oct 5, 2023 (37 d) |
| Scott Michael Tusa | Ae Wealth Management, LLC BD affiliated | Buck Wealth Strategies, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 21, 2023 | Apr 11, 2023 |
| Laura Leigh Watson Schultz | Ae Wealth Management, LLC BD affiliated | Creativeone Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 21, 2023 | Aug 22, 2023 |
| Matthew Carlin | Ae Wealth Management, LLC BD affiliated | Foundations Investment Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 16, 2023 | Aug 17, 2023 |
| Jared Matthew Carlin | Ae Wealth Management, LLC BD affiliated | Foundations Investment Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 16, 2023 | Aug 16, 2023 |
| Theodore John Thatcher | Ae Wealth Management, LLC BD affiliated | Bright Lake Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 2, 2023 | Jan 4, 2023 |
| Amy Weigand | Ae Wealth Management, LLC BD affiliated | Fefa Financial no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 6, 2023 | May 31, 2023 |
| Kirby Ray Cundiff | Ae Wealth Management, LLC BD affiliated | Fefa Financial no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 6, 2023 | May 30, 2023 |
| Trisha Joy Adame | Ae Wealth Management, LLC BD affiliated | Fefa Financial no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 6, 2023 | May 31, 2023 |
546 moves match.