DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Facet

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Adrienne L StarkFacet independent RIABoldin Advisors no RAUMOtherJul 23, 2026Sep 3, 2026 (42 d)
Kent Alexander DelphFacet independent RIADeerfield independent RIARIA to RIAJul 6, 2026Jul 17, 2026
Edward Gregory WilliamsFacet independent RIABoldin Advisors no RAUMRIA to a newly registered adviserJun 3, 2026Jun 12, 2026
Brian Andrew TurnerFacet independent RIADomain Money Advisors, LLC no RAUMOtherApr 21, 2026Apr 24, 2026
Alex Garner McdonaldFacet independent RIADomain Money Advisors, LLC no RAUMOtherApr 13, 2026Apr 28, 2026
Kathleen M GriffinFacet independent RIAMorgan Stanley wirehouseRIA to wirehouseMar 23, 2026Jun 18, 2026 (87 d)
Robert Connor DillonFacet independent RIANorthwestern Mutual Investment Services,LLC no RAUMOtherFeb 5, 2026May 21, 2026 (105 d)
Garrett Edward LeetFacet independent RIAQ3 Advisors, LLC no RAUMOtherFeb 2, 2026Feb 12, 2026
Jacob SchmidtFacet independent RIASchwab Wealth Advisory, Inc. no RAUMOtherJan 8, 2026Apr 25, 2026 (107 d)
Michael Jon ForneyFacet independent RIAIndependent Advisor Alliance, LLC independent RIARIA to RIADec 8, 2025Apr 10, 2026 (123 d)
Danielle Marie ReitzFacet independent RIAAprio Wealth Management, LLC independent RIARIA to RIANov 17, 2025Jun 11, 2026 (206 d)
Jacob John StormsFacet independent RIAVanguard Advisers, Inc. BD affiliatedRIA to affiliated broker-dealer or bankNov 14, 2025Feb 5, 2026 (83 d)
Gerald James NassifFacet independent RIAEmpower Advisory Group, LLC BD affiliatedRIA to affiliated broker-dealer or bankOct 10, 2025Feb 10, 2026 (123 d)
Jeffrey Peirce GaringerFacet independent RIAWealthcare Advisory Partners LLC BD affiliatedRIA to affiliated broker-dealer or bankOct 10, 2025May 28, 2026 (230 d)
Michael Allen Kirkendale-HaakFacet independent RIACore Planning independent RIARIA to RIASep 19, 2025Oct 8, 2025
Jeanette Lynn BeattyFacet independent RIAEarned Wealth Advisors, LLC independent RIARIA to RIAAug 15, 2025Aug 28, 2025
Emmett Nathaniel StewartFacet independent RIAWedmont Private Capital independent RIARIA to RIAMay 21, 2025Oct 9, 2025 (141 d)
Zachary Scott NovakFacet independent RIACore Planning independent RIARIA to RIAApr 10, 2025May 9, 2025
Abigail Elizabeth NathuFacet independent RIAVanguard Advisers, Inc. BD affiliatedRIA to affiliated broker-dealer or bankMar 18, 2025Jun 17, 2025 (91 d)
Harrison William MaizelsFacet independent RIACore Planning independent RIARIA to RIAMar 4, 2025Mar 17, 2025
Chase Cole GrundyFacet independent RIABalanced Wealth Partners LLC state registeredRIA to a state-registered adviserJan 13, 2025Mar 4, 2025 (50 d)
Andrew Houston BartonFacet independent RIAPeak Retirement Planning, Inc. independent RIARIA to RIAJan 6, 2025Jan 9, 2025
Carlos Daniel RuizFacet independent RIAPivot Wealth Advisors unclassifiedOtherJan 6, 2025Feb 28, 2025 (53 d)
Gianna Marie VieleFacet independent RIAAllworth Financial, L.P. BD affiliatedRIA to affiliated broker-dealer or bankDec 10, 2024Dec 11, 2024
Matthew Daniel MccoyFacet independent RIASouthbound Wealth LLC state registeredRIA to a state-registered adviserDec 10, 2024Dec 11, 2024
Alixandria Ann TucciFacet independent RIAQ3 Advisors, LLC no RAUMOtherNov 12, 2024Nov 13, 2024
Joel Stephen MillerFacet independent RIACore Planning independent RIARIA to RIANov 5, 2024Nov 26, 2024
Keenan Dean CaseyFacet independent RIACore Planning independent RIARIA to RIAOct 31, 2024Nov 27, 2024
Filip TelibasaFacet independent RIABenzina Wealth, LLC state registeredRIA to a state-registered adviserOct 22, 2024Nov 7, 2024
Laura Rose HauptFacet independent RIANepsis, Inc. independent RIARIA to RIAOct 17, 2024Oct 31, 2024
David Russell MonteithFacet independent RIAVanguard Advisers, Inc. BD affiliatedRIA to affiliated broker-dealer or bankOct 11, 2024Feb 6, 2025 (118 d)
Jordan Robert GilbertiFacet independent RIACore Planning independent RIARIA to RIAOct 11, 2024Oct 24, 2024
Robert Charles FreyFacet independent RIAVanguard Advisers, Inc. BD affiliatedRIA to affiliated broker-dealer or bankSep 25, 2024Oct 10, 2024
Ashley Elizabeth MorrisFacet independent RIAEdelman Financial Engines independent RIARIA to RIASep 23, 2024Oct 23, 2024
Brandon Allen DeckertFacet independent RIASequoia Financial Group, L.L.C. independent RIARIA to RIASep 20, 2024Nov 4, 2024 (45 d)
Jesse James WidemanFacet independent RIAZenith Wealth Partners independent RIARIA to RIASep 12, 2024Jun 17, 2025 (278 d)
Christopher Albert WietheFacet independent RIAGuardian Wealth Partners, LLC independent RIARIA to RIASep 7, 2024Sep 13, 2024
Madeline McivorFacet independent RIACore Planning independent RIARIA to RIAAug 30, 2024Jan 8, 2025 (131 d)
Michelle Rae WagnerFacet independent RIAEllevest independent RIARIA to RIAAug 15, 2024Nov 6, 2024 (83 d)
Edward Francis JurgielewiczFacet independent RIAUpbeat Wealth state registeredRIA to a state-registered adviserAug 6, 2024Aug 8, 2024
Jeffrey A. SeitzFacet independent RIAFidelity Personal And Workplace Advisors BD affiliatedRIA to affiliated broker-dealer or bankAug 1, 2024Sep 19, 2024 (49 d)
Tarif Jamal CarsonFacet independent RIA2nd Story Wealth Planners state registeredRIA to a state-registered adviserJul 31, 2024Aug 23, 2024
Patrick Joseph FinneranFacet independent RIAThe Joseph Group Capital Management independent RIARIA to RIAJul 29, 2024Jul 31, 2024
Timothy A Ryan HansonFacet independent RIAMcdonald Partners LLC independent RIARIA to RIAJul 15, 2024Sep 20, 2024 (67 d)
Christopher JacksonFacet independent RIACore Planning independent RIARIA to RIAJul 15, 2024Jan 28, 2025 (197 d)
Robert Anthony CurtisFacet independent RIAVanguard Advisers, Inc. BD affiliatedRIA to affiliated broker-dealer or bankJul 9, 2024Jan 22, 2025 (197 d)
Kris GobeliFacet independent RIAThrivent Investment Management Inc. BD affiliatedRIA to affiliated broker-dealer or bankJul 9, 2024Oct 9, 2024 (92 d)
John LeeFacet independent RIAEdward Jones national BDRIA to affiliated broker-dealer or bankJun 14, 2024Aug 16, 2024 (63 d)
Raymond Joseph SicardFacet independent RIAFalcon Wealth Planning, Inc. independent RIARIA to RIAJun 4, 2024Jun 5, 2025 (366 d)
Astute EvansFacet independent RIAIndependent Advisor Alliance, LLC independent RIARIA to RIAJun 4, 2024Jun 27, 2024
Michael Lavere AllredFacet independent RIASecfi Advisory Limited otherOtherMay 13, 2024Jun 4, 2024
Kenneth E O'ConnorFacet independent RIAPruco Securities, LLC BD affiliatedRIA to affiliated broker-dealer or bankApr 25, 2024Aug 27, 2024 (124 d)
Jamie Alan DunnFacet independent RIAPruco Securities, LLC BD affiliatedRIA to affiliated broker-dealer or bankApr 25, 2024May 15, 2024
Jonathon Edward ArmstrongFacet independent RIABrookstone Wealth Advisors, LLC no RAUMOtherApr 15, 2024Apr 25, 2024
Tyler McconvilleFacet independent RIAAvantax Advisory Services BD affiliatedRIA to affiliated broker-dealer or bankApr 10, 2024Jul 17, 2024 (98 d)
Samuel Eaton TerminelloFacet independent RIAPeninsula Wealth, LLC independent RIARIA to RIAMar 20, 2024May 10, 2024 (51 d)
Maria Dianne Aprill ErgasFacet independent RIAProcyon mixed wealthRIA to RIAMar 4, 2024Feb 3, 2026 (701 d)
Chelsea BarrowsFacet independent RIAOpal Wealth Advisors, LLC independent RIARIA to RIAJan 31, 2024Feb 7, 2024
Richard Robert EicheldingerFacet independent RIAStrategic Wealth Partners, Ltd. independent RIARIA to RIAJan 3, 2024Mar 10, 2024 (67 d)
Roger George TranFacet independent RIACore Planning independent RIARIA to RIADec 20, 2023Dec 2, 2024 (348 d)
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147 moves match.