DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Northwestern Mutual Investment Services,LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Allen Paul Gardner BrownNorthwestern Mutual Investment Services,LLC no RAUMNorthwestern Mutual Wealth Management Company unclassifiedOtherSep 14, 2026Nov 16, 2006
Schanice Lanae' StaplesNorthwestern Mutual Investment Services,LLC no RAUMCetera Investment Advisers LLC BD affiliatedOtherSep 14, 2026Sep 11, 2026
Diedric BergNorthwestern Mutual Investment Services,LLC no RAUMFisher Investments independent RIAOtherSep 10, 2026Sep 15, 2026
Rebecca L BastNorthwestern Mutual Investment Services,LLC no RAUMOnepoint Bfg Wealth Partners independent RIAOtherSep 8, 2026Sep 14, 2026
Jean Belcher GaddNorthwestern Mutual Investment Services,LLC no RAUMOnepoint Bfg Wealth Partners independent RIAOtherSep 2, 2026Sep 9, 2026
Matthew Jeffrey StehleNorthwestern Mutual Investment Services,LLC no RAUMCitizens Securities, Inc. BD affiliatedOtherAug 31, 2026Sep 9, 2026
Ryan LandmarkNorthwestern Mutual Investment Services,LLC no RAUMOsaic Wealth, Inc. BD affiliatedOtherAug 31, 2026Aug 31, 2026
Lauri Ann SmithNorthwestern Mutual Investment Services,LLC no RAUMTrajan Wealth, L.L.C. independent RIAOtherAug 28, 2026Aug 31, 2026
Theodore J. KuczarskiNorthwestern Mutual Investment Services,LLC no RAUMOnepoint Bfg Wealth Partners independent RIAOtherAug 25, 2026Sep 4, 2026
Olivia Denise PayneNorthwestern Mutual Investment Services,LLC no RAUMCwm, LLC BD affiliatedOtherAug 20, 2026Aug 17, 2026
Kurt William MattsonNorthwestern Mutual Investment Services,LLC no RAUMCwm, LLC BD affiliatedOtherAug 17, 2026Aug 17, 2026
Steven CookNorthwestern Mutual Investment Services,LLC no RAUMGlobal Retirement Partners LLC institutionalOtherAug 6, 2026Aug 18, 2026
Karina Lynn Maher VilesNorthwestern Mutual Investment Services,LLC no RAUMRetirement Evolutions Wealth Management LLC state registeredOtherAug 3, 2026Aug 21, 2026
Samuel G MoscatelliNorthwestern Mutual Investment Services,LLC no RAUMU.S. Bancorp Advisors, LLC BD affiliatedOtherJul 30, 2026Sep 8, 2026 (40 d)
Jacob Dean SonneNorthwestern Mutual Investment Services,LLC no RAUMMML Investors Services, LLC BD affiliatedOtherJul 28, 2026Jul 28, 2026
Christopher Glenn ThomasonNorthwestern Mutual Investment Services,LLC no RAUMMai Capital Management, LLC independent RIAOtherJul 28, 2026Aug 17, 2026
Tyler FranksNorthwestern Mutual Investment Services,LLC no RAUMLPL Enterprise, LLC BD affiliatedOtherJul 24, 2026Aug 12, 2026
Zachary J SoperNorthwestern Mutual Investment Services,LLC no RAUMThrivent Investment Management Inc. BD affiliatedOtherJul 24, 2026Sep 10, 2026 (48 d)
Jonathan VillalonaNorthwestern Mutual Investment Services,LLC no RAUMMorgan Stanley wirehouseOtherJul 13, 2026Jul 21, 2026
Pierluigi NeriNorthwestern Mutual Investment Services,LLC no RAUMMorgan Stanley wirehouseOtherJul 10, 2026Jul 21, 2026
Daniel L AndersonNorthwestern Mutual Investment Services,LLC no RAUMFoguth Wealth Management, LLC. independent RIAOtherJul 9, 2026Jul 24, 2026
Brian Reith PattersonNorthwestern Mutual Investment Services,LLC no RAUMAdvisors Capital Management, LLC independent RIAOtherJul 1, 2026Jul 24, 2026
Karl DettmannNorthwestern Mutual Investment Services,LLC no RAUMMML Investors Services, LLC BD affiliatedOtherJun 26, 2026Jul 3, 2026
Alexandra EisenbergerNorthwestern Mutual Investment Services,LLC no RAUMEdward Jones national BDOtherJun 26, 2026Jun 2, 2026
Jeffrey Rauworth WhiteNorthwestern Mutual Investment Services,LLC no RAUMThrivent Investment Management Inc. BD affiliatedOtherJun 26, 2026Jul 13, 2026
Daniel Stephen RellerNorthwestern Mutual Investment Services,LLC no RAUMPax Financial Group independent RIAOtherJun 24, 2026Jun 26, 2026
Pehrson SzulukNorthwestern Mutual Investment Services,LLC no RAUMJ.P. Morgan Securities LLC wirehouseOtherJun 22, 2026Aug 11, 2026 (50 d)
Trevor A ContiNorthwestern Mutual Investment Services,LLC no RAUMHarbour Investments, Inc. independent RIAOtherJun 19, 2026Jun 23, 2026
Kevin HofmannNorthwestern Mutual Investment Services,LLC no RAUMJ.P. Morgan Securities LLC wirehouseOtherJun 18, 2026Sep 9, 2026 (83 d)
Spencer CroftNorthwestern Mutual Investment Services,LLC no RAUMRange Advisory, LLC independent RIAOtherJun 12, 2026Jul 2, 2026
Natani DratiNorthwestern Mutual Investment Services,LLC no RAUMSchwab Wealth Advisory, Inc. no RAUMOtherJun 12, 2026Jun 24, 2026
Kelly Quinton KylerNorthwestern Mutual Investment Services,LLC no RAUMPerla Wealth LLC state registeredOtherJun 11, 2026Jul 19, 2026 (38 d)
Brendan Michael FoorNorthwestern Mutual Investment Services,LLC no RAUMLPL Financial LLC BD affiliatedOtherJun 10, 2026May 18, 2026
Brian Salvatore SerioNorthwestern Mutual Investment Services,LLC no RAUMMML Investors Services, LLC BD affiliatedOtherJun 9, 2026Jun 25, 2026
Andrew WentworthNorthwestern Mutual Investment Services,LLC no RAUMWentworth Wealth Group state registeredOtherJun 4, 2026May 20, 2026
Blake Kenneth NaylorNorthwestern Mutual Investment Services,LLC no RAUMPure Financial Advisors, LLC independent RIAOtherJun 3, 2026May 27, 2026
Cassandra Joan McphersonNorthwestern Mutual Investment Services,LLC no RAUMOsaic Wealth, Inc. BD affiliatedOtherMay 29, 2026Jun 17, 2026
Shaina KeckNorthwestern Mutual Investment Services,LLC no RAUMLPL Enterprise, LLC BD affiliatedOtherMay 29, 2026Aug 24, 2026 (87 d)
Ronald Christopher RidingsNorthwestern Mutual Investment Services,LLC no RAUMMcf Advisors, LLC independent RIAOtherMay 27, 2026Jun 4, 2026
Luke Francis BrignolaNorthwestern Mutual Investment Services,LLC no RAUMOsaic Wealth, Inc. BD affiliatedOtherMay 21, 2026Jun 8, 2026
Darren Rolf TrautmannNorthwestern Mutual Investment Services,LLC no RAUMLPL Financial LLC BD affiliatedOtherMay 18, 2026May 18, 2026
Benjamin Timothy PawlakNorthwestern Mutual Investment Services,LLC no RAUMLPL Financial LLC BD affiliatedOtherMay 18, 2026May 18, 2026
Blake EdwardsNorthwestern Mutual Investment Services,LLC no RAUMLPL Financial LLC BD affiliatedOtherMay 18, 2026May 19, 2026
Christopher Harold BakerNorthwestern Mutual Investment Services,LLC no RAUMCetera Investment Advisers LLC BD affiliatedOtherMay 12, 2026Jun 5, 2026
Anand K K NairNorthwestern Mutual Investment Services,LLC no RAUMPark Avenue Securities LLC BD affiliatedOtherMay 12, 2026Apr 2, 2026
Jared A WeberNorthwestern Mutual Investment Services,LLC no RAUMEdward Jones national BDOtherMay 12, 2026Jul 23, 2026 (72 d)
Jennifer K ImelNorthwestern Mutual Investment Services,LLC no RAUMOsaic Wealth, Inc. BD affiliatedOtherMay 11, 2026Sep 16, 2026 (128 d)
Cody Scott PolzinNorthwestern Mutual Investment Services,LLC no RAUMUnited Planners' Financial Services Of America A Limited Partner independent RIAOtherMay 1, 2026May 1, 2026
Michael Paul ArmstrongNorthwestern Mutual Investment Services,LLC no RAUMOnepoint Bfg Wealth Partners independent RIAOtherApr 23, 2026Apr 22, 2026
Sharon Ann GasparNorthwestern Mutual Investment Services,LLC no RAUMGeneos Wealth Management, Inc. BD affiliatedOtherApr 20, 2026Apr 27, 2026
Cynthia M TrappNorthwestern Mutual Investment Services,LLC no RAUMRobert W. Baird & Co. Incorporated mixed wealthOtherApr 17, 2026Apr 21, 2026
Alexander G ThomasNorthwestern Mutual Investment Services,LLC no RAUMLPL Financial LLC BD affiliatedOtherApr 10, 2026Apr 17, 2026
Brendan Patrick LoughNorthwestern Mutual Investment Services,LLC no RAUMStifel, Nicolaus & Company, Incorporated national BDOtherApr 10, 2026Apr 20, 2026
Teresa A PaymentNorthwestern Mutual Investment Services,LLC no RAUMOnepoint Bfg Wealth Partners independent RIAOtherApr 7, 2026Apr 15, 2026
Philip David StroudNorthwestern Mutual Investment Services,LLC no RAUMOnepoint Bfg Wealth Partners independent RIAOtherApr 7, 2026Apr 13, 2026
Jordan Stephen SmithNorthwestern Mutual Investment Services,LLC no RAUMRaymond James Financial Services Advisors, Inc BD affiliatedOtherApr 5, 2026Apr 6, 2026
Svetlana VasilenkoNorthwestern Mutual Investment Services,LLC no RAUMAmeriprise Financial Services, LLC national BDOtherApr 3, 2026Jul 9, 2026 (97 d)
Robin L ChristmanNorthwestern Mutual Investment Services,LLC no RAUMJanney Montgomery Scott LLC BD affiliatedOtherMar 31, 2026May 11, 2026 (41 d)
Raquel WheelerNorthwestern Mutual Investment Services,LLC no RAUMKeen Wealth Advisors independent RIAOtherMar 31, 2026Mar 25, 2026
Corey J EdwardsNorthwestern Mutual Investment Services,LLC no RAUMMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherMar 30, 2026Jul 13, 2026 (105 d)
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2,164 moves match.