| Todd Lee Dimmer | Voya Financial Advisors, Inc. other | Bfc Planning, Inc. other | Other | Dec 21, 2015 | Dec 21, 2015 |
| Gregg Lawrence Turkin | Voya Financial Advisors, Inc. other | First Allied Advisory Services, Inc. other | Other | Dec 17, 2015 | Dec 16, 2015 |
| Xiu Qin Hou | Voya Financial Advisors, Inc. other | Independent Financial Group, LLC other | Other | Dec 10, 2015 | Dec 10, 2015 |
| Darren Devries | Voya Financial Advisors, Inc. other | Tweet Management Services, Inc. independent RIA | Other | Dec 2, 2015 | Aug 1, 2017 (608 d) |
| Lawrence Carl Schalles | Voya Financial Advisors, Inc. other | Principal Securities, Inc. other | Other | Dec 1, 2015 | Jan 5, 2016 (35 d) |
| Joshua D Bradley | Voya Financial Advisors, Inc. other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Dec 1, 2015 | Nov 30, 2015 |
| Daniel Seth Steele | Voya Financial Advisors, Inc. other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Dec 1, 2015 | Nov 30, 2015 |
| Jeffrey Alan Haub | Voya Financial Advisors, Inc. other | Bfc Planning, Inc. other | Other | Nov 24, 2015 | May 13, 2016 (171 d) |
| Brett Richard Clarke | Voya Financial Advisors, Inc. other | Independent Financial Group, LLC other | Other | Nov 23, 2015 | Nov 19, 2015 |
| Charles Sandor Toth | Voya Financial Advisors, Inc. other | Morgan Stanley wirehouse | Other | Nov 16, 2015 | Aug 29, 2017 (652 d) |
| Joe Stephen Selby | Voya Financial Advisors, Inc. other | First Heartland Consultants, Inc. other | Other | Nov 13, 2015 | Nov 13, 2015 |
| Edward A Ostrowski III | Voya Financial Advisors, Inc. other | Kovack Advisors, Inc. other | Other | Nov 5, 2015 | Nov 5, 2015 |
| Richard John Walsh | Voya Financial Advisors, Inc. other | Npa Asset Management, LLC other | Other | Nov 2, 2015 | Nov 5, 2015 |
| Joyce An Thomas | Voya Financial Advisors, Inc. other | Independent Financial Group, LLC other | Other | Oct 19, 2015 | Oct 9, 2015 |
| Tsanshiau Shawn Lin | Voya Financial Advisors, Inc. other | Independent Financial Group, LLC other | Other | Oct 19, 2015 | Oct 12, 2015 |
| Syauching Hung | Voya Financial Advisors, Inc. other | Independent Financial Group, LLC BD affiliated | Other | Oct 19, 2015 | Jan 4, 2025 (3365 d) |
| Julie Shen | Voya Financial Advisors, Inc. other | Independent Financial Group, LLC other | Other | Oct 19, 2015 | Oct 8, 2015 |
| Nicole Elizabeth Paradise | Voya Financial Advisors, Inc. other | Voya Investment Management Co. LLC other | Other | Oct 13, 2015 | Apr 10, 2017 (545 d) |
| Mark David Rosen | Voya Financial Advisors, Inc. other | Tlg Advisors, Inc. other | Other | Oct 12, 2015 | Nov 30, 2015 (49 d) |
| Blake Jared Nelson | Voya Financial Advisors, Inc. other | LPL Financial LLC other | Other | Oct 9, 2015 | Oct 13, 2015 |
| Susan Crane | Voya Financial Advisors, Inc. other | Equitable Advisors, LLC national BD | Other | Oct 2, 2015 | Jul 7, 2017 (644 d) |
| Daniel Tuan Kien Loy | Voya Financial Advisors, Inc. other | Independent Financial Group, LLC other | Other | Oct 2, 2015 | Jan 14, 2016 (104 d) |
| Michael Gregory Olszewski | Voya Financial Advisors, Inc. other | Transamerica Retirement Advisors, LLC other | Other | Oct 2, 2015 | Oct 6, 2015 |
| John Joe Almaguer | Voya Financial Advisors, Inc. other | Independent Financial Group, LLC other | Other | Sep 29, 2015 | Sep 28, 2015 |
| Robert Stuart Taylor | Voya Financial Advisors, Inc. other | Cambridge Investment Research Advisors, Inc. other | Other | Sep 29, 2015 | Sep 22, 2015 |
| Shao-Tsung Tseng | Voya Financial Advisors, Inc. other | Independent Financial Group, LLC other | Other | Sep 28, 2015 | Oct 6, 2015 |
| Michael Theodore Kuczinski | Voya Financial Advisors, Inc. other | H. Beck, Inc. other | Other | Sep 22, 2015 | Sep 21, 2015 |
| Andrew C Harris | Voya Financial Advisors, Inc. other | Commonwealth Financial Network national BD | Other | Sep 17, 2015 | Sep 18, 2015 |
| Michael Paul Kolb | Voya Financial Advisors, Inc. other | Commonwealth Financial Network national BD | Other | Sep 17, 2015 | Sep 18, 2015 |
| Wesley Lee Handley | Voya Financial Advisors, Inc. other | Voya Retirement Advisors, LLC other | Other | Sep 14, 2015 | Sep 14, 2015 |
| Mark Leigh Bain | Voya Financial Advisors, Inc. other | Bain Wealth Management Group, LLC independent RIA | Other | Sep 14, 2015 | Sep 11, 2015 |
| Sam Dean Macaluso | Voya Financial Advisors, Inc. other | Ripple Ridge Enterprises LLC state registered | Other | Sep 9, 2015 | Aug 2, 2016 (328 d) |
| Maeve Wilson Beard | Voya Financial Advisors, Inc. other | Bankplus Wealth Advisors independent RIA | Other | Sep 2, 2015 | Jun 25, 2021 (2123 d) |
| Judy Lynn Copenbarger | Voya Financial Advisors, Inc. other | Questar Asset Management, Inc. other | Other | Aug 20, 2015 | Aug 26, 2015 |
| Peter T Po | Voya Financial Advisors, Inc. other | Ni Advisors state registered | Other | Aug 12, 2015 | Aug 21, 2015 |
| Hannon E Fayard | Voya Financial Advisors, Inc. other | Park Avenue Securities LLC other | Other | Jul 8, 2015 | Sep 16, 2015 (70 d) |
| John Irving Pratt | Voya Financial Advisors, Inc. other | Vsr Advisory Services other | Other | Jul 7, 2015 | Jun 23, 2015 |
| Kathy Ann Mohn | Voya Financial Advisors, Inc. other | Great Valley Advisor Group, LLC other | Other | Jul 1, 2015 | Jul 6, 2015 |
| David Frederick Guensch | Voya Financial Advisors, Inc. other | Great Valley Advisor Group, LLC other | Other | Jul 1, 2015 | Jul 2, 2015 |
| Kevin Arthur Rhodes | Voya Financial Advisors, Inc. other | Great Valley Advisor Group, LLC other | Other | Jul 1, 2015 | Jul 6, 2015 |
| Barry Carson Eller | Voya Financial Advisors, Inc. other | Pnc Managed Account Solutions, Inc. other | Other | Jun 29, 2015 | Aug 10, 2015 (42 d) |
| Glenn Marshall Rossman | Voya Financial Advisors, Inc. other | LPL Financial LLC other | Other | Jun 12, 2015 | Jun 17, 2015 |
| Patrick Bruce Severson | Voya Financial Advisors, Inc. other | LPL Financial LLC other | Other | Jun 12, 2015 | Jun 17, 2015 |
| Tyler Mikel Atkinson | Voya Financial Advisors, Inc. other | LPL Financial LLC other | Other | Jun 12, 2015 | Jun 17, 2015 |
| Melissa Star Williams | Voya Financial Advisors, Inc. other | Centaurus Financial, Inc. other | Other | May 11, 2015 | Sep 8, 2015 (120 d) |
| Adam Denton Prewett | Voya Financial Advisors, Inc. other | Level Four Advisory Services other | Other | Apr 24, 2015 | Apr 23, 2015 |
| Jeanne Tompkins Weaver | Voya Financial Advisors, Inc. other | Npa Asset Management, LLC other | Other | Apr 17, 2015 | Apr 16, 2015 |
| Brett Tompkins Weaver | Voya Financial Advisors, Inc. other | Npa Asset Management, LLC other | Other | Apr 17, 2015 | Apr 17, 2015 |
| Amadeus John Frega | Voya Financial Advisors, Inc. other | Pnc Wealth Management other | Other | Apr 17, 2015 | Apr 24, 2015 |
| Thomas Carter Laxton | Voya Financial Advisors, Inc. other | Voya Retirement Advisors, LLC other | Other | Apr 16, 2015 | Jul 14, 2023 (3011 d) |
| Travis Lyn Harris | Voya Financial Advisors, Inc. other | Osaic Fs, Inc. other | Other | Apr 16, 2015 | Apr 13, 2015 |
| Paul Maloy Kelly | Voya Financial Advisors, Inc. other | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Other | Apr 16, 2015 | Apr 17, 2015 |
| Erin Jernigan Krueger | Voya Financial Advisors, Inc. other | Suntrust Investment Services, Inc. other | Other | Mar 25, 2015 | Apr 1, 2015 |
| Michael Jeremy Hobbs | Voya Financial Advisors, Inc. other | Suntrust Investment Services, Inc. other | Other | Mar 25, 2015 | Apr 1, 2015 |
| Jonathan Allen House | Voya Financial Advisors, Inc. other | Suntrust Investment Services, Inc. other | Other | Mar 25, 2015 | Apr 1, 2015 |
| Joseph Howard Spano | Voya Financial Advisors, Inc. other | Investors Capital Advisory other | Other | Mar 19, 2015 | Mar 16, 2015 |
| William Francis Plum | Voya Financial Advisors, Inc. other | Gwn Securities Inc. BD affiliated | Other | Feb 27, 2015 | May 27, 2021 (2281 d) |
| Jeannette Lorraine Thomas | Voya Financial Advisors, Inc. other | Hulsey Capital Management, Inc. other | Other | Feb 26, 2015 | Dec 14, 2015 (291 d) |
| Shane Michael O'Brien | Voya Financial Advisors, Inc. other | Morgan Stanley wirehouse | Other | Feb 12, 2015 | Mar 10, 2015 |
| Edgar Giovanni Lara | Voya Financial Advisors, Inc. other | Sacks & Associates, LLC independent RIA | Other | Feb 2, 2015 | Oct 26, 2021 (2458 d) |