DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Voya Financial Advisors, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Gary Clark Cook | Voya Financial Advisors, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 12, 2023 | Jul 12, 2023 |
| John Benefield Desselle | Voya Financial Advisors, Inc. BD affiliated | Allstate Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 28, 2023 | May 25, 2023 |
| Roosevelt Terry | Voya Financial Advisors, Inc. BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 12, 2023 | Jul 31, 2023 (80 d) |
| David Scott Culver | Voya Financial Advisors, Inc. BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Mar 9, 2023 | Apr 6, 2023 |
| John W. Worley | Voya Financial Advisors, Inc. BD affiliated | A Better Way Financial, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 8, 2023 | Mar 29, 2023 |
| Marshall Andrew Egermier | Voya Financial Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 8, 2023 | Mar 27, 2023 |
| Marie A. Cox | Voya Financial Advisors, Inc. BD affiliated | Voya Retirement Advisors, LLC other | Other | Feb 28, 2023 | Jul 11, 2023 (133 d) |
| Sherry Lanette Turner | Voya Financial Advisors, Inc. BD affiliated | Voya Financial Partners, LLC no RAUM | Other | Feb 23, 2023 | Feb 21, 2023 |
| Braden Steven Ellis Lieungh | Voya Financial Advisors, Inc. BD affiliated | Truepoint, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 22, 2023 | Mar 17, 2026 (1119 d) |
| Dean Thomas Koller | Voya Financial Advisors, Inc. BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 8, 2023 | Feb 14, 2023 |
| David Franklin Spivey | Voya Financial Advisors, Inc. BD affiliated | Gwn Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2022 | Jan 18, 2023 |
| Sam Apoian Spaulding | Voya Financial Advisors, Inc. BD affiliated | Gwn Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2022 | Jan 4, 2023 |
| Tyler Reed Boling | Voya Financial Advisors, Inc. BD affiliated | Gateway Wealth Partners, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Nov 17, 2022 | Nov 21, 2022 |
| Joel Suarez | Voya Financial Advisors, Inc. BD affiliated | Mariner Independent independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 10, 2022 | Nov 7, 2022 |
| Cris S Giron | Voya Financial Advisors, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 3, 2022 | Nov 3, 2022 |
| Edwin Stephen Fernandez | Voya Financial Advisors, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 3, 2022 | Nov 2, 2022 |
| Antavius Torrell Greathouse | Voya Financial Advisors, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 3, 2022 | Nov 3, 2022 |
| Mario Joaquin Torres | Voya Financial Advisors, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 3, 2022 | Nov 2, 2022 |
| Matthew Charles Wong Takamatsu | Voya Financial Advisors, Inc. BD affiliated | Personal Capital Advisors Corporation independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 19, 2022 | Oct 17, 2022 |
| Matthew John Sondrini | Voya Financial Advisors, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Oct 5, 2022 | Oct 12, 2022 |
| Todd Andrew Rosen | Voya Financial Advisors, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 4, 2022 | Aug 4, 2022 |
| Marcos Michael Ruiz | Voya Financial Advisors, Inc. BD affiliated | Voya Retirement Advisors, LLC other | Other | Jul 28, 2022 | Jul 14, 2023 (351 d) |
| William James O'Neil | Voya Financial Advisors, Inc. BD affiliated | Schwab Wealth Advisory, Inc. no RAUM | Other | Jun 16, 2022 | Nov 10, 2022 (147 d) |
| Eric H Lorenz | Voya Financial Advisors, Inc. BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Jun 8, 2022 | Jun 3, 2022 |
| Eric Wayne Seiferth | Voya Financial Advisors, Inc. BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Jun 7, 2022 | Jun 3, 2022 |
| Joseph Richard Wilkeson | Voya Financial Advisors, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | May 26, 2022 | Jun 28, 2022 (33 d) |
| Wendy Susan Prestwood | Voya Financial Advisors, Inc. BD affiliated | Prime Capital Financial mixed wealth | Affiliated broker-dealer or bank to independent RIA | May 6, 2022 | May 6, 2022 |
| Kathleen Ann Stovel | Voya Financial Advisors, Inc. BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 27, 2022 | May 9, 2022 |
| Edward Francis Bacher | Voya Financial Advisors, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 7, 2022 | Apr 8, 2022 |
| David John Whaley | Voya Financial Advisors, Inc. BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Mar 29, 2022 | Apr 27, 2022 |
| Brendan E Dunuwila | Voya Financial Advisors, Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Mar 22, 2022 | Mar 17, 2022 |
| Amanda Joan Stein | Voya Financial Advisors, Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Mar 22, 2022 | Mar 17, 2022 |
| Morgan Tyler Edwards | Voya Financial Advisors, Inc. BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 17, 2022 | Mar 14, 2022 |
| Stephen Joseph Peiffer | Voya Financial Advisors, Inc. BD affiliated | Sp Wealth Planning state registered | Affiliated broker-dealer or bank to a state-registered adviser | Mar 3, 2022 | Dec 2, 2022 (274 d) |
| Anna Elizabeth Gorman | Voya Financial Advisors, Inc. BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 1, 2022 | Feb 25, 2022 |
| Harold J Hicks | Voya Financial Advisors, Inc. BD affiliated | Mariner Advisor Network independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 25, 2022 | Feb 22, 2022 |
| Katherine Elizabeth Lewis | Voya Financial Advisors, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 23, 2022 | Jun 29, 2023 (491 d) |
| Brian Timothy Magennis | Voya Financial Advisors, Inc. BD affiliated | Cetera Advisor Networks LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 23, 2022 | Feb 10, 2022 |
| Paul Michael Smith | Voya Financial Advisors, Inc. BD affiliated | Mariner Advisor Network independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 15, 2022 | Nov 2, 2021 |
| Deborah Marie Verker | Voya Financial Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 28, 2022 | Jan 26, 2022 |
| Michelle Marie Glass | Voya Financial Advisors, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 27, 2022 | Jun 29, 2023 (518 d) |
| Kristi Ellen Turchan | Voya Financial Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 20, 2022 | Jan 18, 2022 |
| Bradley Gatewood Geise | Voya Financial Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2021 | Jan 7, 2022 |
| Terry Glenn Mebane | Voya Financial Advisors, Inc. BD affiliated | Securities America Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 22, 2021 | Dec 17, 2021 |
| Timothy Gilbert Lassen | Voya Financial Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 17, 2021 | Dec 15, 2021 |
| Ann Zlamal | Voya Financial Advisors, Inc. BD affiliated | Cetera Advisor Networks LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 14, 2021 | Aug 10, 2021 |
| Tracy Benjamin Veillette | Voya Financial Advisors, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 9, 2021 | Jun 29, 2023 (567 d) |
| Edward John Corbett | Voya Financial Advisors, Inc. BD affiliated | Voya Retirement Advisors, LLC other | Other | Dec 9, 2021 | May 18, 2021 |
| Kelcie Larue Schiraldi | Voya Financial Advisors, Inc. BD affiliated | Sagepoint Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 6, 2021 | Dec 1, 2021 |
| Val Gaylord Vogel | Voya Financial Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 30, 2021 | Nov 29, 2021 |
| Julia L Rhea | Voya Financial Advisors, Inc. BD affiliated | Osaic Fa, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 30, 2021 | Nov 29, 2021 |
| Gregory George Vogel | Voya Financial Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 30, 2021 | Nov 29, 2021 |
| Dominic Randazzo | Voya Financial Advisors, Inc. BD affiliated | Osaic Fs, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 30, 2021 | Nov 29, 2021 |
| James Harman Bishopp | Voya Financial Advisors, Inc. BD affiliated | Voya Financial Partners, LLC other | Other | Nov 29, 2021 | Jan 31, 2011 |
| Patrick Michael Geary | Voya Financial Advisors, Inc. BD affiliated | Securities America Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 29, 2021 | Nov 11, 2021 |
| Steven Brian Bishopp | Voya Financial Advisors, Inc. BD affiliated | Voya Financial Partners, LLC other | Other | Nov 29, 2021 | Jan 11, 2011 |
| John G Bartimoccia | Voya Financial Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 29, 2021 | Nov 30, 2021 |
| Rhonda Gail Murphy | Voya Financial Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 29, 2021 | Nov 29, 2021 |
| Luke John Rudolph | Voya Financial Advisors, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 29, 2021 | Sep 8, 2022 (283 d) |
| Vicki A Bartimoccia | Voya Financial Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 29, 2021 | Nov 30, 2021 |
1,538 moves match.