DFX Intelligence
Advisor moves
Departures from Fidelity Personal And Workplace AdvisorsWhat a move isA move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm.This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
2,542 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Austin Kratochvil | Fidelity Personal And Workplace Advisors BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 6, 2022 | Nov 16, 2022 |
| Kendall Van Winkle | Fidelity Personal And Workplace Advisors BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 3, 2022 | Mar 24, 2025 (842 d) |
| Joshua Hallmark | Fidelity Personal And Workplace Advisors BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 2, 2022 | Dec 6, 2022 |
| Christian Alexander Bautista | Fidelity Personal And Workplace Advisors BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Dec 2, 2022 | Jan 19, 2023 (48 d) |
| Jaceson W Anderson | Fidelity Personal And Workplace Advisors BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 30, 2022 | Dec 21, 2022 |
| Leonard D Dewberry | Fidelity Personal And Workplace Advisors BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Nov 29, 2022 | Jan 5, 2023 (37 d) |
| Sarah Conroy Hickey | Fidelity Personal And Workplace Advisors BD affiliated | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Nov 29, 2022 | Jan 3, 2023 (35 d) |
| Olga I Khaitova | Fidelity Personal And Workplace Advisors BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 29, 2022 | Dec 9, 2022 |
| Joel Evan Barrus | Fidelity Personal And Workplace Advisors BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 29, 2022 | Dec 7, 2022 |
| Matthew John De Garmo | Fidelity Personal And Workplace Advisors BD affiliated | Allworth Financial, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Nov 29, 2022 | Dec 22, 2022 |
| John Curtis Barth | Fidelity Personal And Workplace Advisors BD affiliated | Nationwide Investment Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 29, 2022 | Oct 2, 2023 (307 d) |
| Frederick J Kline | Fidelity Personal And Workplace Advisors BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 29, 2022 | Jan 24, 2023 (56 d) |
| Sebastian Davalos | Fidelity Personal And Workplace Advisors BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Nov 29, 2022 | Apr 27, 2023 (149 d) |
| Kathy Ann Russo | Fidelity Personal And Workplace Advisors BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 28, 2022 | Dec 8, 2022 |
| Elida Zeneli | Fidelity Personal And Workplace Advisors BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 27, 2022 | Jan 18, 2023 (52 d) |
| Liam Patrick Coll | Fidelity Personal And Workplace Advisors BD affiliated | Nobles & Richards Advisors, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Nov 25, 2022 | Jul 1, 2026 (1314 d) |
| Daniel Lehrman | Fidelity Personal And Workplace Advisors BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Nov 23, 2022 | Aug 31, 2023 (281 d) |
| Marina Liza Linton | Fidelity Personal And Workplace Advisors BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 22, 2022 | Nov 18, 2022 |
| Robert Vollenweider | Fidelity Personal And Workplace Advisors BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Nov 21, 2022 | Aug 3, 2023 (255 d) |
| David Norris Polhill | Fidelity Personal And Workplace Advisors BD affiliated | Core Values Wealth Management LLC unclassified | Other | Nov 21, 2022 | Aug 17, 2023 (269 d) |
| Tara Czepiga | Fidelity Personal And Workplace Advisors BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 21, 2022 | Jan 4, 2023 (44 d) |
| Matthew Ross Rivera | Fidelity Personal And Workplace Advisors BD affiliated | Vance Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 18, 2022 | Dec 7, 2022 |
| Aaron Jacob Fritz | Fidelity Personal And Workplace Advisors BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Nov 17, 2022 | Nov 4, 2022 |
| Kayla M Macwilliam | Fidelity Personal And Workplace Advisors BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Nov 17, 2022 | Dec 22, 2022 (35 d) |
| Cameron Michael Fisher | Fidelity Personal And Workplace Advisors BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 15, 2022 | May 23, 2023 (189 d) |
| Douglas Steven Disbrow | Fidelity Personal And Workplace Advisors BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 8, 2022 | Dec 5, 2022 |
| Kasha Mccollough | Fidelity Personal And Workplace Advisors BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Nov 7, 2022 | Jan 13, 2023 (67 d) |
| Michael Weller | Fidelity Personal And Workplace Advisors BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Nov 7, 2022 | Aug 5, 2022 |
| Desmond Eugene Blue | Fidelity Personal And Workplace Advisors BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 4, 2022 | Oct 25, 2022 |
| Dean Fitzgerald Clemetsen | Fidelity Personal And Workplace Advisors BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 3, 2022 | Feb 6, 2023 (95 d) |
| Peter Anthony Scocca | Fidelity Personal And Workplace Advisors BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 2, 2022 | Oct 27, 2022 |
| Alexander Jerome Bayer | Fidelity Personal And Workplace Advisors BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 2, 2022 | Oct 31, 2022 |
| Olabode Steve Oniya | Fidelity Personal And Workplace Advisors BD affiliated | Om Investments state registered | Affiliated broker-dealer or bank to a state-registered adviser | Nov 2, 2022 | Jan 3, 2023 (62 d) |
| Jaron Anthony Bowersox | Fidelity Personal And Workplace Advisors BD affiliated | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 2, 2022 | Jun 29, 2023 (239 d) |
| Glenn Andrew Gardiner | Fidelity Personal And Workplace Advisors BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 1, 2022 | Nov 15, 2022 |
| Alexandria Nguyen-Kuwamoto | Fidelity Personal And Workplace Advisors BD affiliated | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 1, 2022 | Oct 31, 2022 |
| Matthew Postell | Fidelity Personal And Workplace Advisors BD affiliated | Howard Bailey Securities, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 1, 2022 | May 1, 2023 (181 d) |
| Matthew P Voelker | Fidelity Personal And Workplace Advisors BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Nov 1, 2022 | Oct 27, 2022 |
| Benjamin Emory | Fidelity Personal And Workplace Advisors BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Nov 1, 2022 | Jan 4, 2023 (64 d) |
| Mark D Ericson | Fidelity Personal And Workplace Advisors BD affiliated | Mercer Global Advisors Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 31, 2022 | Nov 2, 2022 |
| Jason Robert Tucker | Fidelity Personal And Workplace Advisors BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Oct 31, 2022 | Nov 29, 2022 |
| Graham Miles Gausnell | Fidelity Personal And Workplace Advisors BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 31, 2022 | Jan 3, 2023 (64 d) |
| Cesar Duenas Sanchez | Fidelity Personal And Workplace Advisors BD affiliated | Summit Global Investments, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Oct 31, 2022 | Nov 9, 2022 |
| Leslie Noriega Valdelamar | Fidelity Personal And Workplace Advisors BD affiliated | Florida Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 31, 2022 | Oct 16, 2024 (716 d) |
| Joseph Reina | Fidelity Personal And Workplace Advisors BD affiliated | Cliftonlarsonallen Wealth Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 30, 2022 | Nov 4, 2022 |
| Tevin Gibson | Fidelity Personal And Workplace Advisors BD affiliated | Bankers Life Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 28, 2022 | Sep 20, 2024 (693 d) |
| Steven Michael Robinson | Fidelity Personal And Workplace Advisors BD affiliated | Truist Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 26, 2022 | Nov 7, 2022 |
| Nathan Brite | Fidelity Personal And Workplace Advisors BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 26, 2022 | Dec 18, 2023 (418 d) |
| Jacob Descheneaux | Fidelity Personal And Workplace Advisors BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 25, 2022 | Nov 9, 2022 |
| Arturo Alvarez | Fidelity Personal And Workplace Advisors BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 25, 2022 | Oct 19, 2022 |
| Anthony John Roselli | Fidelity Personal And Workplace Advisors BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Oct 21, 2022 | Nov 7, 2022 |
| Stephanie Davis | Fidelity Personal And Workplace Advisors BD affiliated | Cetera Advisors LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 21, 2022 | Dec 2, 2022 (42 d) |
| Michael Christopher Borelli | Fidelity Personal And Workplace Advisors BD affiliated | Downing Street Wealth Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 21, 2022 | Dec 5, 2022 (45 d) |
| Courtney Dannielle Lewis-Williams | Fidelity Personal And Workplace Advisors BD affiliated | Usaa Investment Services Company no RAUM | Other | Oct 20, 2022 | Aug 7, 2024 (657 d) |
| Moab Schiers | Fidelity Personal And Workplace Advisors BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 20, 2022 | Dec 7, 2022 (48 d) |
| Claudia Erickson | Fidelity Personal And Workplace Advisors BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 19, 2022 | Oct 13, 2022 |
| Alan Ernest Perdue | Fidelity Personal And Workplace Advisors BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 19, 2022 | Mar 7, 2023 (139 d) |
| Kenneth James Hartos | Fidelity Personal And Workplace Advisors BD affiliated | Missionsquare Retirement institutional | Other | Oct 19, 2022 | Oct 19, 2022 |
| Kevin Gerard White | Fidelity Personal And Workplace Advisors BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 18, 2022 | Nov 14, 2022 |
| Austin Templeton | Fidelity Personal And Workplace Advisors BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 18, 2022 | Oct 14, 2022 |