DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Neuberger Berman Bd LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Sean Joseph JulesNeuberger Berman Bd LLC no RAUMMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherJun 9, 2023Jul 3, 2024 (390 d)
Anthony Rocco LiveranoNeuberger Berman Bd LLC no RAUMMorgan Stanley wirehouseOtherJun 9, 2023Jul 13, 2026 (1130 d)
Dawn Lynette WilsonNeuberger Berman Bd LLC no RAUMWells Fargo Advisors wirehouseOtherMay 31, 2023Jun 7, 2023
Noah Brian OzgoNeuberger Berman Bd LLC no RAUMMML Investors Services, LLC BD affiliatedOtherMay 16, 2023Jun 8, 2023
Kyle A. JonesNeuberger Berman Bd LLC no RAUMFidelity Institutional Wealth Adviser LLC mixed wealthOtherMay 9, 2023Mar 26, 2025 (687 d)
Michael Patrick CeruttiNeuberger Berman Bd LLC no RAUMOsaic Fa, Inc. BD affiliatedOtherMay 9, 2023Mar 8, 2024 (304 d)
James Alan LymanNeuberger Berman Bd LLC no RAUMBelle Haven Investments, L.P. independent RIAOtherApr 4, 2023May 12, 2023 (38 d)
Stephanie Lauren SchilsNeuberger Berman Bd LLC no RAUMLazard Asset Management LLC otherOtherMar 22, 2023Mar 7, 2025 (716 d)
Charles John DonovanNeuberger Berman Bd LLC no RAUMJohnson Investment Counsel, Inc. independent RIAOtherFeb 22, 2023Nov 21, 2024 (638 d)
Cathryn D PierceNeuberger Berman Bd LLC no RAUMLPL Financial LLC BD affiliatedOtherFeb 22, 2023May 5, 2023 (72 d)
Michael D BenedettoNeuberger Berman Bd LLC no RAUMT. Rowe Price Advisory Services, Inc. independent RIAOtherDec 31, 2022Jan 25, 2023
Renee Danielle WillettNeuberger Berman Bd LLC no RAUMThe Pinnacle Financial Group independent RIAOtherDec 31, 2022Dec 27, 2024 (727 d)
Michael CortinaNeuberger Berman Bd LLC no RAUMJ.P. Morgan Securities LLC wirehouseOtherNov 22, 2022Aug 3, 2025 (985 d)
Joseph SignorileNeuberger Berman Bd LLC no RAUMJ.P. Morgan Securities LLC wirehouseOtherNov 22, 2022Jul 7, 2023 (227 d)
Jeffrey Ryan AlfonsoNeuberger Berman Bd LLC no RAUMMorgan Stanley wirehouseOtherNov 16, 2022Nov 21, 2022
Daniel J SharoniNeuberger Berman Bd LLC no RAUMMorgan Stanley wirehouseOtherSep 27, 2022Oct 5, 2022
Mauro MarquezNeuberger Berman Bd LLC no RAUMTexas Capital Bank Private Wealth Advisors independent RIAOtherSep 13, 2022Oct 3, 2022
Sharon Miriam AppelmanNeuberger Berman Bd LLC no RAUMFirst Manhattan Co. LLC BD affiliatedOtherAug 22, 2022Feb 16, 2023 (178 d)
Steven TrusteyNeuberger Berman Bd LLC no RAUMFirst Manhattan Co independent RIAOtherAug 22, 2022Sep 2, 2022
Giancarlo A VillanellaNeuberger Berman Bd LLC no RAUMUBS Financial Services Inc. wirehouseOtherJun 29, 2022Jul 5, 2022
Hannah Bauque SteendamNeuberger Berman Bd LLC no RAUMEllevest independent RIAOtherMay 25, 2022Feb 23, 2024 (639 d)
Steven WilliamsNeuberger Berman Bd LLC no RAUMUBS Financial Services Inc. wirehouseOtherMay 4, 2022May 4, 2022
Jack F. SheehyNeuberger Berman Bd LLC no RAUMFidelity Personal And Workplace Advisors BD affiliatedOtherMay 4, 2022Jan 12, 2023 (253 d)
Krzysztof PulawskiNeuberger Berman Bd LLC no RAUMMorgan Stanley wirehouseOtherJan 18, 2022Jan 26, 2022
Everard BisnauthNeuberger Berman Bd LLC no RAUMVirtus Investment Advisers, LLC asset managerOtherDec 31, 2021Jan 23, 2023 (388 d)
Denis Ryan O'DonoghueNeuberger Berman Bd LLC no RAUMInvesco Advisers, Inc. asset managerOtherNov 16, 2021Dec 2, 2021
Jake D SchaechterNeuberger Berman Bd LLC no RAUMMorgan Stanley wirehouseOtherOct 26, 2021Oct 31, 2021
Reilly Nicole ForrestNeuberger Berman Bd LLC no RAUMRegent Properties asset managerOtherOct 12, 2021May 25, 2022 (225 d)
Dominic DalessandroNeuberger Berman Bd LLC no RAUMPathstone independent RIAOtherSep 22, 2021Nov 20, 2024 (1155 d)
Charles J MaschiNeuberger Berman Bd LLC no RAUMPacer Advisors, Inc. asset managerOtherSep 15, 2021Sep 16, 2021
Anila YoungNeuberger Berman Bd LLC no RAUMCitigroup Global Markets Inc. BD affiliatedOtherSep 10, 2021Mar 2, 2023 (538 d)
Barbara WenigNeuberger Berman Bd LLC no RAUMPrincipal Asset Management otherOtherSep 10, 2021Jun 13, 2025 (1372 d)
James Robert MarronaroNeuberger Berman Bd LLC no RAUMAdvice And Planning Services BD affiliatedOtherAug 24, 2021Mar 24, 2023 (577 d)
Ellen ChiuNeuberger Berman Bd LLC no RAUMWestfuller Advisors, LLC independent RIAOtherJul 20, 2021Nov 8, 2021 (111 d)
Julianna Ourania McphersonNeuberger Berman Bd LLC no RAUMBlackrock Investment Management, LLC otherOtherJul 7, 2021Oct 22, 2021 (107 d)
David BraunNeuberger Berman Bd LLC no RAUMMorgan Stanley wirehouseOtherJun 22, 2021Jun 23, 2021
Olga Deperio FlorescaNeuberger Berman Bd LLC no RAUMCoastal Bridge Advisors independent RIAOtherMay 25, 2021Jun 8, 2021
Jonathan Christopher FloodNeuberger Berman Bd LLC no RAUMLazard Asset Management LLC otherOtherMay 4, 2021Jul 29, 2021 (86 d)
Francis William RossNeuberger Berman Bd LLC no RAUMHartford Funds asset managerOtherMar 9, 2021Mar 15, 2021
Brian Christopher BunkerNeuberger Berman Bd LLC no RAUMComposition Wealth, LLC independent RIAOtherMar 9, 2021Jan 28, 2025 (1421 d)
Caroline Elizabeth KafafianNeuberger Berman Bd LLC no RAUMFederated Securities Corp. no RAUMOtherFeb 24, 2021Mar 4, 2021
Nathan William DougallNeuberger Berman Bd LLC no RAUMJ.P. Morgan Securities LLC wirehouseOtherFeb 2, 2021Mar 29, 2021 (55 d)
Garrett JohnsonNeuberger Berman Bd LLC no RAUMGilder Gagnon Howe & Co. LLC independent RIAOtherFeb 2, 2021Feb 14, 2021
Owen AronsonNeuberger Berman Bd LLC no RAUMFirst Trust Advisors LP asset managerOtherOct 13, 2020Dec 4, 2020 (52 d)
Paul Philip SaittaNeuberger Berman Bd LLC no RAUMAmeriprise Financial Services, LLC national BDOtherAug 11, 2020Jul 31, 2020
Yves Charles SiegelNeuberger Berman Bd LLC no RAUMSiegel Asset Management Partners state registeredOtherJul 7, 2020Jan 22, 2021 (199 d)
Lucas Joseph SapienzaNeuberger Berman Bd LLC no RAUMMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherApr 7, 2020Apr 29, 2020
Judd Marcus ArnoldNeuberger Berman Bd LLC no RAUMJosh Arnold Investment Consultant, LLC independent RIAOtherMar 24, 2020Mar 18, 2020
Chloe Anne LeitzkeNeuberger Berman Bd LLC no RAUMRothschild Wealth LLC independent RIAOtherFeb 18, 2020Nov 2, 2021 (623 d)
Frank Vincent PowersNeuberger Berman Bd LLC no RAUMMorgan Stanley wirehouseOtherJan 15, 2020Nov 15, 2022 (1035 d)
Daniel Richard KingNeuberger Berman Bd LLC no RAUMDimensional Fund Advisors LP asset managerOtherJan 15, 2020Feb 24, 2020 (40 d)
Andrew Edward JanfazaNeuberger Berman Bd LLC no RAUMJ.P. Morgan Securities LLC wirehouseOtherDec 31, 2019Mar 29, 2021 (454 d)
Mark P WitterNeuberger Berman Bd LLC no RAUMPrincipal Asset Management otherOtherDec 18, 2019Feb 10, 2020 (54 d)
Alex Sackett HumphrevilleNeuberger Berman Bd LLC no RAUMAdvice And Planning Services BD affiliatedOtherOct 1, 2019Oct 18, 2019
Bret WatsonNeuberger Berman Bd LLC no RAUMEdward Jones national BDOtherOct 1, 2019Feb 27, 2025 (1976 d)
Jennifer Marie RoundNeuberger Berman Bd LLC no RAUMNatixis Advisors, LLC BD affiliatedOtherSep 24, 2019Oct 2, 2019
Antonio Giancarlo CapobiancoNeuberger Berman Bd LLC no RAUMCapital Client Group, Inc. no RAUMOtherAug 9, 2019Jul 10, 2023 (1431 d)
Timothy Casimer CraneNeuberger Berman Bd LLC no RAUMRaymond James & Associates, Inc. national BDOtherMay 21, 2019Jun 7, 2019
Lawrence AnsehlNeuberger Berman Bd LLC no RAUMJ.P. Morgan Securities LLC wirehouseOtherApr 24, 2019Nov 8, 2021 (929 d)
Salvatore Joseph DitusaNeuberger Berman Bd LLC no RAUMIht Wealth Management LLC independent RIAOtherApr 2, 2019Apr 10, 2019
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340 moves match.