| John Charles Johnson | National Planning Corporation ("Npc Of America" In Fl & Ny) no RAUM | Money Pickle no RAUM | Other | Jun 25, 2018 | May 18, 2023 (1788 d) |
| Dawn Renee Hoover | National Planning Corporation ("Npc Of America" In Fl & Ny) no RAUM | Concorde Asset Management, LLC BD affiliated | Other | Jun 25, 2018 | Mar 11, 2019 (259 d) |
| Wendy Tamie Martinez | National Planning Corporation ("Npc Of America" In Fl & Ny) no RAUM | F3logic, LLC independent RIA | Other | Jun 25, 2018 | Oct 1, 2019 (463 d) |
| Philip Eric Weisbach | National Planning Corporation ("Npc Of America" In Fl & Ny) no RAUM | Invest Financial Corporation other | Other | Jun 25, 2018 | Mar 27, 2018 |
| Adam Robert Katch | National Planning Corporation ("Npc Of America" In Fl & Ny) no RAUM | Invest Financial Corporation other | Other | Jun 25, 2018 | Feb 27, 2018 |
| Patricia Rutherford Mccallop | National Planning Corporation ("Npc Of America" In Fl & Ny) no RAUM | Cetera Investment Advisers LLC BD affiliated | Other | Jun 25, 2018 | Jun 29, 2023 (1830 d) |
| Christopher Thomas Wells | National Planning Corporation ("Npc Of America" In Fl & Ny) no RAUM | Charles Schwab & Co., Inc. national BD | Other | Jun 25, 2018 | Feb 11, 2019 (231 d) |
| Daniel Eugene Wright | National Planning Corporation ("Npc Of America" In Fl & Ny) no RAUM | Cambridge Investment Research Advisors, Inc. BD affiliated | Other | Jun 4, 2018 | Dec 9, 2021 (1284 d) |
| Andrew John Maertz | National Planning Corporation ("Npc Of America" In Fl & Ny) no RAUM | Nicolet Wealth Management independent RIA | Other | Apr 24, 2018 | Jan 8, 2019 (259 d) |
| Jonathan Richard Pearn | National Planning Corporation ("Npc Of America" In Fl & Ny) no RAUM | Advice And Planning Services BD affiliated | Other | Apr 23, 2018 | Jul 7, 2026 (2997 d) |
| Rachael Elyse Elken | National Planning Corporation ("Npc Of America" In Fl & Ny) no RAUM | Global Financial Private Capital, Inc. BD affiliated | Other | Apr 23, 2018 | Jun 22, 2018 (60 d) |
| Allan Reyes Avena | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Envestnet Pmc independent RIA | Other | Mar 19, 2018 | Jan 1, 2025 (2480 d) |
| Kelly Lynn Bauman | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Cetera Advisors LLC other | Other | Feb 26, 2018 | Mar 12, 2018 |
| Robert Loren Downing | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Cetera Advisor Networks LLC BD affiliated | Other | Feb 21, 2018 | Aug 21, 2018 (181 d) |
| Matthew Ray Bott | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Creativeone Securities, LLC BD affiliated | Other | Feb 21, 2018 | Jan 1, 2025 (2506 d) |
| Frank Albert Hayn | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Assetmark, Inc. BD affiliated | Other | Feb 21, 2018 | May 4, 2022 (1533 d) |
| Alfredo Gomez | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Sagepoint Financial, Inc. BD affiliated | Other | Feb 21, 2018 | Jan 3, 2020 (681 d) |
| John Joseph Shanley | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Charles Schwab & Co., Inc. national BD | Other | Feb 21, 2018 | Apr 2, 2019 (405 d) |
| Troy Philip Tannenholz | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Osaic Institutions, Inc. other | Other | Feb 20, 2018 | Feb 27, 2018 |
| John Stephen Mccormick | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Ep Wealth Advisors independent RIA | Other | Feb 13, 2018 | Jun 24, 2022 (1592 d) |
| Cynthia Denise Starks | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Northwestern Mutual Investment Services,LLC no RAUM | Other | Feb 13, 2018 | Jan 31, 2020 (717 d) |
| Jennifer Joyce-Viloria Serrano | National Planning Corporation ("Npc Of America" In Fl & Ny) other | U.S. Bancorp Advisors, LLC BD affiliated | Other | Feb 13, 2018 | Jun 26, 2018 (133 d) |
| Clarissa Pesqueira | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Cetera Investment Advisers LLC BD affiliated | Other | Feb 13, 2018 | Jun 29, 2023 (1962 d) |
| Elizabeth Marie Buckly | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Assetmark, Inc. BD affiliated | Other | Feb 13, 2018 | Nov 29, 2018 (289 d) |
| Jesus Lopez-Castaneda | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Western International Securities other | Other | Feb 13, 2018 | Feb 14, 2018 |
| Valery Vela | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Cetera Advisor Networks LLC BD affiliated | Other | Feb 13, 2018 | May 4, 2018 (80 d) |
| Veronica Kuznetsov | National Planning Corporation ("Npc Of America" In Fl & Ny) other | LPL Financial LLC independent RIA | Other | Feb 8, 2018 | Apr 11, 2018 (62 d) |
| Stephanie Rose Mullenax | National Planning Corporation ("Npc Of America" In Fl & Ny) other | LPL Financial LLC BD affiliated | Other | Jan 10, 2018 | Sep 13, 2023 (2072 d) |
| Efrain Sanchez | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Cetera Investment Advisers LLC other | Other | Jan 2, 2018 | Jan 19, 2018 |
| Rodney J Viloria | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Western International Securities independent RIA | Other | Jan 2, 2018 | Aug 19, 2019 (594 d) |
| Clifton Cass Morton | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Cetera Advisor Networks LLC other | Other | Jan 2, 2018 | Jan 18, 2018 |
| Cary Michael Margolis | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Western International Securities other | Other | Jan 2, 2018 | Mar 13, 2018 (70 d) |
| Kristy Ann Green | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Advice And Planning Services BD affiliated | Other | Jan 2, 2018 | Dec 3, 2019 (700 d) |
| Lashon Nicole Mathis | National Planning Corporation ("Npc Of America" In Fl & Ny) other | LPL Financial LLC independent RIA | Other | Jan 2, 2018 | Mar 20, 2018 (77 d) |
| David Michael Liu | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Wells Fargo Advisors wirehouse | Other | Jan 2, 2018 | Jun 4, 2018 (153 d) |
| Jeffery T Greenleaf | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Jan 2, 2018 | May 30, 2018 (148 d) |
| Rory Dean Miller | National Planning Corporation ("Npc Of America" In Fl & Ny) other | LPL Financial LLC independent RIA | Other | Jan 2, 2018 | Apr 5, 2018 (93 d) |
| Chaundra Kay Straker | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Cetera Advisor Networks LLC other | Other | Jan 2, 2018 | Mar 23, 2018 (80 d) |
| Jeffrey Hennings | National Planning Corporation ("Npc Of America" In Fl & Ny) other | RBC Securities, Inc. independent RIA | Other | Jan 2, 2018 | Mar 1, 2018 (58 d) |
| Julia M Sinclair | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Jan 2, 2018 | Mar 6, 2018 (63 d) |
| Mark Richard Lerfald | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Future Planning Systems, Inc. unclassified | Other | Dec 6, 2017 | Nov 28, 2011 |
| Jeff Kent Ross | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Iht Wealth Management LLC independent RIA | Other | Dec 6, 2017 | Jul 6, 2020 (943 d) |
| Jeffrey Ralph Motske | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Trilogy Capital, Inc. no RAUM | Other | Dec 6, 2017 | Nov 23, 2015 |
| Howard Robert Pinson | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Gateway Wealth Partners, LLC independent RIA | Other | Dec 6, 2017 | Oct 3, 2023 (2127 d) |
| Jean Tobin Riordan | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Lexco Wealth Management, Inc. unclassified | Other | Dec 6, 2017 | Nov 13, 2007 |
| Christopher Paul Jordan | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Lexco Wealth Management, Inc. unclassified | Other | Dec 6, 2017 | Mar 8, 2006 |
| Kimberly Jo Safoyan | National Planning Corporation ("Npc Of America" In Fl & Ny) other | The Wealth Consulting Group independent RIA | Other | Dec 6, 2017 | Jul 10, 2018 (216 d) |
| Jayne Marie P. Sullivan | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Valley Wealth Strategies unclassified | Other | Dec 6, 2017 | May 16, 2017 |
| Rik James Henrik Saylor | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Rik Saylor Financial, Inc. independent RIA | Other | Dec 6, 2017 | Feb 22, 2013 |
| Glenn Kevin Rose | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Trilogy Capital, Inc. no RAUM | Other | Dec 6, 2017 | Nov 23, 2015 |
| Kimberly Anne Krueger | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Krueger Financial state registered | Other | Dec 6, 2017 | Jul 25, 2012 |
| Joshua Christian Schefers | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Valley Wealth Strategies unclassified | Other | Dec 6, 2017 | May 16, 2017 |
| Eric Thomas Hamberg | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Rik Saylor Financial, Inc. independent RIA | Other | Dec 6, 2017 | Feb 22, 2013 |
| Christopher Edward Molony | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Trilogy Capital, Inc. no RAUM | Other | Dec 6, 2017 | Dec 1, 2015 |
| Gary Alan Klein | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Trilogy Capital, Inc. no RAUM | Other | Dec 6, 2017 | Dec 1, 2015 |
| Neil Philip Manning | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Gateway Wealth Partners, LLC independent RIA | Other | Dec 6, 2017 | Feb 18, 2026 (2996 d) |
| Richard Elliott Clough | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Gateway Wealth Partners, LLC independent RIA | Other | Dec 5, 2017 | Sep 13, 2023 (2108 d) |
| Timothy Moore Creech | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Independent Advisor Alliance, LLC independent RIA | Other | Dec 5, 2017 | Nov 30, 2023 (2186 d) |
| Daniel Trivison | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Fund Advisors Of America Inc other | Other | Dec 5, 2017 | Feb 24, 2005 |
| Kevin Michael Fuerst | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Fuerst Financial Group, Inc. independent RIA | Other | Dec 5, 2017 | Mar 16, 2009 |