DFX Intelligence

RIA Intelligence

Advisor moves

Departures from Investment Professionals, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Tommy W PietschInvestment Professionals, Inc. otherThrivent Investment Management Inc. otherOtherSep 8, 2010Sep 9, 2010
Kevin Paul LemmonInvestment Professionals, Inc. otherConcourse Financial Group Advisors otherOtherAug 19, 2010Nov 22, 2010 (95 d)
Kamran ElliniInvestment Professionals, Inc. otherMML Investors Services, LLC otherOtherAug 10, 2010Aug 18, 2010
Patrick C DicksonInvestment Professionals, Inc. otherMML Investors Services, LLC otherOtherJul 13, 2010Jul 30, 2010
Kathryn Delores CarrollInvestment Professionals, Inc. otherSt. Bernard Financial Services, Inc. otherOtherMay 18, 2010May 4, 2010
Rayburn Eugene BrooksInvestment Professionals, Inc. otherWfg Advisors, LP otherOtherMay 18, 2010May 14, 2010
Jayme Sue FoxInvestment Professionals, Inc. otherAdvisors Asset Management, Inc. otherOtherApr 20, 2010May 3, 2010
Robert Whitcomb DamonInvestment Professionals, Inc. otherCitizens Securities, Inc. otherOtherApr 7, 2010Mar 22, 2010
John Anthony PeguesInvestment Professionals, Inc. otherInvestment Centers Of America, Inc. otherOtherApr 7, 2010Mar 31, 2010
David Bryant ThompsonInvestment Professionals, Inc. otherRaymond James Financial Services Advisors, Inc otherOtherApr 7, 2010Mar 23, 2012 (716 d)
Jeffrey Marc AlexanderInvestment Professionals, Inc. otherCitizens Securities, Inc. otherOtherMar 8, 2010Feb 22, 2010
Christopher Michael VoorheeseInvestment Professionals, Inc. otherEdward Jones national BDOtherMar 8, 2010Feb 26, 2010
Lewis Wade PartridgeInvestment Professionals, Inc. otherVsr Advisory Services otherOtherFeb 18, 2010Feb 12, 2010
Michael Ross CockeInvestment Professionals, Inc. otherAdvisors Asset Management, Inc. otherOtherFeb 3, 2010Oct 18, 2010 (257 d)
Gregory Scott MasonInvestment Professionals, Inc. otherHancock Whitney Investment Services Inc. otherOtherDec 14, 2009Dec 21, 2009
Jessica Lauren MccordInvestment Professionals, Inc. otherSwbc Investment Company otherOtherDec 2, 2009Jan 11, 2010 (40 d)
Leslie Irving JacoInvestment Professionals, Inc. otherSycamore Financial Advisors, Inc. state registeredOtherOct 14, 2009Apr 5, 2017 (2730 d)
Gary Burton DannarInvestment Professionals, Inc. otherOneamerica Securities, Inc. otherOtherSep 25, 2009Oct 7, 2009
Clifford John YorkInvestment Professionals, Inc. otherFifth Third Securities, Inc. otherOtherAug 17, 2009Aug 7, 2009
Micah Lee HansonInvestment Professionals, Inc. otherSpc otherOtherJul 16, 2009Mar 30, 2009
Christopher Shannon WilsonInvestment Professionals, Inc. otherTerrapin Capital Management unclassifiedOtherJul 10, 2009Nov 10, 2009 (123 d)
Darlene Jean BonsonInvestment Professionals, Inc. otherSpc BD affiliatedOtherJun 30, 2009Nov 19, 2024 (5621 d)
William Douglas HicksInvestment Professionals, Inc. otherUvest Financial Services Group, Inc. unclassifiedOtherJun 8, 2009Jun 1, 2009
Jaisuk KimInvestment Professionals, Inc. otherInvest Financial Corporation otherOtherMay 1, 2009Apr 30, 2009
Peter MastromarcoInvestment Professionals, Inc. otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherFeb 27, 2009Feb 28, 2012 (1096 d)
Eric Mathew StoffelInvestment Professionals, Inc. otherUvest Financial Services Group, Inc. unclassifiedOtherFeb 9, 2009Feb 3, 2009
Sean Patrick RayInvestment Professionals, Inc. otherMorgan Keegan & Company, LLC otherOtherFeb 5, 2009Feb 2, 2009
Matthew Thomas MarcomInvestment Professionals, Inc. otherS.B. Value Partners, L.P. otherOtherJan 9, 2009Mar 28, 2006
Jared Ray ZeiserInvestment Professionals, Inc. otherLPL Financial LLC otherOtherNov 19, 2008Nov 17, 2008
Brad David SonnierInvestment Professionals, Inc. otherLPL Financial LLC otherOtherOct 31, 2008Oct 30, 2008
Paul Daniel AragonaInvestment Professionals, Inc. otherLPL Financial LLC otherOtherOct 31, 2008Oct 30, 2008
Frank AcostaInvestment Professionals, Inc. otherSagepoint Financial, Inc. otherOtherOct 1, 2008Sep 30, 2008
Barbara Ann StroupInvestment Professionals, Inc. otherPruco Securities, LLC otherOtherOct 1, 2008Apr 7, 2009 (188 d)
Paul Joseph JacobsInvestment Professionals, Inc. otherLPL Financial LLC otherOtherSep 26, 2008Sep 26, 2008
Richard C WethingtonInvestment Professionals, Inc. otherMutual Service Corporation unclassifiedOtherJul 22, 2008Aug 5, 2008
James Michael MeadersInvestment Professionals, Inc. otherSt. Bernard Financial Services, Inc. otherOtherDec 20, 2007Feb 18, 2010 (791 d)
Kyle Tate LaughlinInvestment Professionals, Inc. otherNext Financial Group, Inc. otherOtherNov 29, 2007Nov 29, 2007
Jeffrey Scott PanikInvestment Professionals, Inc. otherInvest Financial Corporation otherOtherNov 26, 2007Dec 5, 2007
Nikifor Alexandrov PaunovInvestment Professionals, Inc. otherCabana, LLC unclassifiedOtherNov 13, 2007Nov 30, 2007
Kevin Michael CarrascoInvestment Professionals, Inc. otherMcnally Financial Services Corporation state registeredOtherOct 31, 2007Oct 29, 2009 (729 d)
James Clayton McconnellInvestment Professionals, Inc. otherCuso Financial Services, L.P. otherOtherSep 13, 2007Sep 24, 2007
Joel Terrell SwaimInvestment Professionals, Inc. otherInvest Financial Corporation otherOtherAug 31, 2007Sep 12, 2007
Gary Lester JonesInvestment Professionals, Inc. otherChase Investment Services Corp. otherOtherAug 27, 2007Aug 28, 2007
Michael Thomas JonesInvestment Professionals, Inc. otherWamu Investments, Inc. unclassifiedOtherApr 17, 2007Apr 19, 2007
Glenn Gabino EscovedoInvestment Professionals, Inc. otherIfmg Securities, Inc. unclassifiedOtherApr 11, 2007Apr 11, 2007
H Daniel LovelaceInvestment Professionals, Inc. otherNext Financial Group, Inc. otherOtherFeb 2, 2007Feb 14, 2007
Bryan Wiliiam SkoruppaInvestment Professionals, Inc. otherUsaa Financial Planning Services no RAUMOtherJan 24, 2007Feb 21, 2007
Alicia Jolene BransfordInvestment Professionals, Inc. otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherDec 8, 2006Feb 6, 2007 (60 d)
Kameron Everet Allen WoodInvestment Professionals, Inc. otherCitigroup Global Markets Inc. otherOtherAug 22, 2006Aug 11, 2006
George Lee MontgomeryInvestment Professionals, Inc. otherUvest Financial Services Group, Inc. unclassifiedOtherJun 13, 2006Jun 12, 2006
Debra Ann PalaciosInvestment Professionals, Inc. otherNationwide Investment Services Corporation unclassifiedOtherMay 16, 2006Jul 6, 2006 (51 d)
William Allen BartonInvestment Professionals, Inc. otherNfp Advisor Services, LLC otherOtherMay 11, 2006Jun 15, 2006 (35 d)
Keith Dandridge LeaInvestment Professionals, Inc. otherCetera Investment Services LLC otherOtherNov 30, 2005Nov 28, 2005
Eliot Wayne ResterInvestment Professionals, Inc. otherTbt Securities L.C. unclassifiedOtherFeb 16, 2005Feb 23, 2005
Patrick Thayne WilliamsInvestment Professionals, Inc. otherIms Securities, Inc. unclassifiedOtherJan 7, 2004Dec 17, 2003
Allen Kent BroylesInvestment Professionals, Inc. otherTower Square Securities, Inc. otherOtherOct 6, 2003Oct 7, 2003
Ryan Kirk ButtsInvestment Professionals, Inc. otherCetera Advisor Networks LLC otherOtherAug 15, 2003Apr 7, 2005 (601 d)
Joseph Charles AllisonInvestment Professionals, Inc. otherIms Securities, Inc. unclassifiedOtherMay 2, 2003Apr 30, 2003
Norman Frank HallInvestment Professionals, Inc. otherBok Financial Advisors otherOtherMar 25, 2003Sep 15, 2003 (174 d)
Ronald Matthew WylieInvestment Professionals, Inc. otherCrews & Associates, Inc. independent RIAOtherFeb 19, 2003Jul 17, 2019 (5992 d)
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242 moves match.