DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Ip Financial Advisory Services LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| John Harrigan | Ip Financial Advisory Services LLC independent RIA | Citizens Securities, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jun 30, 2026 | Jul 21, 2026 |
| James Moss Madden | Ip Financial Advisory Services LLC independent RIA | Csenge Advisory Group, LLC independent RIA | RIA to RIA | Apr 9, 2026 | Jun 7, 2025 |
| Timothy Ballard White | Ip Financial Advisory Services LLC independent RIA | Vanderbilt Advisory Services BD affiliated | RIA to affiliated broker-dealer or bank | Feb 9, 2026 | Feb 17, 2026 |
| Joseph Anthony Salemi | Ip Financial Advisory Services LLC independent RIA | Raymond James Financial Services Advisors, Inc BD affiliated | RIA to affiliated broker-dealer or bank | Dec 10, 2025 | Jan 7, 2026 |
| Brian Lon Biederman | Ip Financial Advisory Services LLC independent RIA | Innovation Partners LLC BD affiliated | RIA to affiliated broker-dealer or bank | Sep 12, 2025 | Aug 20, 2021 |
| Saundra Hudspeth | Ip Financial Advisory Services LLC independent RIA | USA Financial Securities LLC independent RIA | RIA to RIA | Sep 5, 2025 | Feb 23, 2026 (171 d) |
| Steven John Woodruff | Ip Financial Advisory Services LLC independent RIA | Venture Financial Advisors, LLC state registered | RIA to a state-registered adviser | Aug 7, 2025 | Sep 25, 2025 (49 d) |
| Jon Anthony Hoyle | Ip Financial Advisory Services LLC independent RIA | Zero Day Capital Enterprises LLC independent RIA | RIA to RIA | Jun 26, 2025 | Jun 30, 2025 |
| Robert Leroy Gardner | Ip Financial Advisory Services LLC independent RIA | Gradient Advisors, LLC independent RIA | RIA to RIA | Jun 10, 2025 | Apr 23, 2025 |
| David Kim | Ip Financial Advisory Services LLC independent RIA | Illumination Wealth Management independent RIA | RIA to RIA | Apr 29, 2025 | Sep 3, 2025 (127 d) |
| Brian Engle | Ip Financial Advisory Services LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 19, 2025 | Mar 17, 2025 |
| Stuart Blake Petty | Ip Financial Advisory Services LLC BD affiliated | Core Planning independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 12, 2025 | Mar 10, 2025 |
| Carlos Robert Romero | Ip Financial Advisory Services LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 7, 2025 | Mar 3, 2025 |
| Tracey Dean | Ip Financial Advisory Services LLC BD affiliated | Oneamerica Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 3, 2025 | Apr 7, 2025 (35 d) |
| Ryan Michael Filiaggi | Ip Financial Advisory Services LLC BD affiliated | Sgl Financial, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 30, 2025 | Apr 18, 2024 |
| Korosh Ataei | Ip Financial Advisory Services LLC BD affiliated | Symphony Financial, Ltd. Co. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 30, 2025 | Jan 7, 2025 |
| Steven Christopher Nootbaar | Ip Financial Advisory Services LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 30, 2025 | Jan 16, 2025 |
| Robert Ernest Young | Ip Financial Advisory Services LLC BD affiliated | Vanhov Wealth Partners LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Dec 24, 2024 | Oct 23, 2024 |
| Nadezda A Timokhova | Ip Financial Advisory Services LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 18, 2024 | Jan 2, 2025 |
| Steven Gerard Tornatore | Ip Financial Advisory Services LLC BD affiliated | Supreme Alliance LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 5, 2024 | Oct 25, 2024 (112 d) |
| David Block | Ip Financial Advisory Services LLC BD affiliated | Stirlingshire Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | May 30, 2024 | May 28, 2024 |
| Shayna Leanne Fossum | Ip Financial Advisory Services LLC BD affiliated | Impact Partnership Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 20, 2024 | Apr 12, 2024 |
| Jesse L Perry | Ip Financial Advisory Services LLC BD affiliated | Freedom Investment Management, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 18, 2024 | Dec 11, 2023 |
| Jeri Margolis Glazer | Ip Financial Advisory Services LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Nov 15, 2023 | Nov 15, 2023 |
| Benjjamin K Zales | Ip Financial Advisory Services LLC BD affiliated | Wealth Watch Advisors, Inc independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 24, 2023 | May 5, 2026 (924 d) |
| Jess Wayne Hinton | Ip Financial Advisory Services LLC BD affiliated | Virtue Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 4, 2023 | Aug 7, 2023 |
| James Patrick Lamb | Ip Financial Advisory Services LLC BD affiliated | Lamb Retirement Solutions LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Aug 4, 2023 | Aug 14, 2023 |
| Kimberly Myers-Turner | Ip Financial Advisory Services LLC BD affiliated | Dimensional Fund Advisors LP asset manager | Other | Jul 17, 2023 | Sep 19, 2023 (64 d) |
| Lindsey Blair Lee | Ip Financial Advisory Services LLC BD affiliated | 9i Capital Group LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Feb 16, 2023 | Feb 24, 2023 |
| Leslie Kathryn Hollingsworth | Ip Financial Advisory Services LLC BD affiliated | Gradient Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 13, 2022 | Dec 12, 2022 |
| Michael Joseph D'Angelis | Ip Financial Advisory Services LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 9, 2022 | Jul 3, 2023 (206 d) |
| James Joseph Duddey | Ip Financial Advisory Services LLC BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Oct 26, 2022 | Dec 6, 2022 (41 d) |
| Maximo Gregorio Centeno | Ip Financial Advisory Services LLC BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Mar 23, 2022 | Mar 23, 2022 |
| Jamie Michael Johnson | Ip Financial Advisory Services LLC BD affiliated | Transamerica Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 1, 2022 | Feb 11, 2022 |
| Douglas Marc Singer | Ip Financial Advisory Services LLC BD affiliated | Nautica Asset Management LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Oct 12, 2021 | Mar 23, 2023 (527 d) |
| Terrence Patrick Cunningham | Ip Financial Advisory Services LLC independent RIA | Cmg Capital Management Group, Inc. mixed wealth | RIA to RIA | Oct 21, 2020 | Oct 9, 2020 |
| Craig Arnold Sorenson | Ip Financial Advisory Services LLC independent RIA | Ele Advisory Services, Inc independent RIA | RIA to RIA | Feb 24, 2020 | Feb 26, 2020 |
| Sharon Elaine Sykes | Ip Financial Advisory Services LLC independent RIA | Ele Advisory Services, Inc independent RIA | RIA to RIA | Feb 24, 2020 | Feb 25, 2020 |
| Steven Kim Mitchell | Ip Financial Advisory Services LLC independent RIA | Ele Advisory Services, Inc independent RIA | RIA to RIA | Feb 24, 2020 | Feb 26, 2020 |
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39 moves match.