| Justin Brooks Bunting | Bb&T Investment Services, Inc. no RAUM | Osaic Institutions, Inc. other | Other | Mar 3, 2014 | Mar 4, 2014 |
| Pool Paucar | Bb&T Investment Services, Inc. no RAUM | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Feb 28, 2014 | Mar 25, 2014 |
| Eric Brandon Montgomery | Bb&T Investment Services, Inc. no RAUM | LPL Financial LLC other | Other | Feb 21, 2014 | Sep 26, 2016 (948 d) |
| Harold Rucker Vincent | Bb&T Investment Services, Inc. no RAUM | Pnc Wealth Management other | Other | Feb 3, 2014 | Feb 3, 2014 |
| Todd Jonathan Feintuch | Bb&T Investment Services, Inc. no RAUM | Suntrust Investment Services, Inc. other | Other | Jan 31, 2014 | Apr 28, 2014 (87 d) |
| Oswaldo M Medina | Bb&T Investment Services, Inc. no RAUM | Citigroup Global Markets Inc. other | Other | Jan 2, 2014 | Jan 15, 2014 |
| Daniel Micah Chang | Bb&T Investment Services, Inc. no RAUM | Vanguard Advisers, Inc. other | Other | Jan 2, 2014 | Jul 6, 2016 (916 d) |
| Timothy Patrick Ohayer | Bb&T Investment Services, Inc. no RAUM | Dempsey Lord Smith, LLC other | Other | Dec 31, 2013 | May 2, 2017 (1218 d) |
| Cody Allen Jeffcoat | Bb&T Investment Services, Inc. no RAUM | Truist Advisory Services, Inc. no RAUM | Other | Dec 11, 2013 | Sep 13, 2016 (1007 d) |
| Corey Paul Frank | Bb&T Investment Services, Inc. no RAUM | Td Ameritrade, Inc. no RAUM | Other | Dec 2, 2013 | Dec 9, 2013 |
| Paul John Miller | Bb&T Investment Services, Inc. no RAUM | Wells Fargo Advisors wirehouse | Other | Dec 2, 2013 | Dec 2, 2013 |
| Michael Ray Smith | Bb&T Investment Services, Inc. no RAUM | Advice And Planning Services other | Other | Nov 26, 2013 | Jul 22, 2014 (238 d) |
| Celeste Kathleen Byers | Bb&T Investment Services, Inc. no RAUM | Suntrust Investment Services, Inc. other | Other | Nov 18, 2013 | Jan 10, 2014 (53 d) |
| Dustin Mychael Vanweerdhuizen | Bb&T Investment Services, Inc. no RAUM | Raymond James Financial Services Advisors, Inc other | Other | Nov 15, 2013 | Nov 18, 2013 |
| Jorge Menendez | Bb&T Investment Services, Inc. no RAUM | Citigroup Global Markets Inc. other | Other | Nov 12, 2013 | Nov 22, 2013 |
| Barry V Blalock | Bb&T Investment Services, Inc. no RAUM | Pnc Wealth Management other | Other | Nov 12, 2013 | Nov 22, 2013 |
| Stephanie Michelle Stanfield | Bb&T Investment Services, Inc. no RAUM | Suntrust Investment Services, Inc. other | Other | Oct 28, 2013 | Jan 24, 2014 (88 d) |
| John Curtis Floyd | Bb&T Investment Services, Inc. no RAUM | LPL Financial LLC other | Other | Oct 21, 2013 | Oct 18, 2013 |
| William Dale Kelly | Bb&T Investment Services, Inc. no RAUM | Cetera Investment Services LLC other | Other | Oct 18, 2013 | Nov 29, 2013 (42 d) |
| Amanda Simconis Gunn | Bb&T Investment Services, Inc. no RAUM | Wells Fargo Advisors wirehouse | Other | Oct 15, 2013 | Oct 10, 2013 |
| Atif Mohammed Sakrani | Bb&T Investment Services, Inc. no RAUM | Advice And Planning Services other | Other | Oct 9, 2013 | Dec 19, 2013 (71 d) |
| Jon Erik Huffman | Bb&T Investment Services, Inc. no RAUM | Advice And Planning Services other | Other | Oct 3, 2013 | Dec 3, 2013 (61 d) |
| Pamela Boodhoo | Bb&T Investment Services, Inc. no RAUM | Nfsg Corporation other | Other | Sep 19, 2013 | Oct 21, 2013 (32 d) |
| Melissa Ann Barnes | Bb&T Investment Services, Inc. no RAUM | Pnc Wealth Management other | Other | Aug 30, 2013 | Sep 16, 2013 |
| Daniel Andrew Hoffe | Bb&T Investment Services, Inc. no RAUM | Wells Fargo Advisors wirehouse | Other | Aug 16, 2013 | Aug 10, 2016 (1090 d) |
| Rishi Vyas | Bb&T Investment Services, Inc. no RAUM | Pnc Wealth Management other | Other | Aug 14, 2013 | Dec 2, 2014 (475 d) |
| Michael Bono | Bb&T Investment Services, Inc. no RAUM | Advice And Planning Services other | Other | Aug 13, 2013 | Sep 13, 2016 (1127 d) |
| David Alan Bush | Bb&T Investment Services, Inc. no RAUM | LPL Financial LLC other | Other | Jul 31, 2013 | May 15, 2014 (288 d) |
| David James Cunningham | Bb&T Investment Services, Inc. no RAUM | Corecap Advisors other | Other | Jul 24, 2013 | Aug 30, 2013 (37 d) |
| Kimberly Jo Betz | Bb&T Investment Services, Inc. no RAUM | Edward Jones national BD | Other | Jul 18, 2013 | Jul 26, 2013 |
| Brett Michael Covert | Bb&T Investment Services, Inc. no RAUM | Wells Fargo Advisors wirehouse | Other | Jul 17, 2013 | Jul 23, 2013 |
| Sylvia Schulz Horack | Bb&T Investment Services, Inc. no RAUM | Wells Fargo Advisors wirehouse | Other | Jul 1, 2013 | Jul 22, 2013 |
| Kevin M Davis | Bb&T Investment Services, Inc. no RAUM | LPL Financial LLC other | Other | Jun 25, 2013 | Jun 26, 2013 |
| John Anthony Brown | Bb&T Investment Services, Inc. no RAUM | Pnc Managed Account Solutions, Inc. other | Other | Jun 24, 2013 | Jul 10, 2013 |
| Kelly Lea Whitlock | Bb&T Investment Services, Inc. no RAUM | Huntington Financial Advisors other | Other | Jun 18, 2013 | Jul 17, 2013 |
| James Kostival | Bb&T Investment Services, Inc. no RAUM | J.P. Morgan Securities LLC wirehouse | Other | Jun 13, 2013 | Jun 21, 2013 |
| Kellie Newlon Carroll | Bb&T Investment Services, Inc. no RAUM | Bb&T Asset Management, Inc. unclassified | Other | May 29, 2013 | Nov 23, 2005 |
| Michael Jay Moultrie | Bb&T Investment Services, Inc. no RAUM | Cetera Investment Advisers LLC other | Other | May 6, 2013 | Jan 21, 2014 (260 d) |
| Daniel Zanti Strine | Bb&T Investment Services, Inc. no RAUM | Wells Fargo Advisors wirehouse | Other | May 6, 2013 | Jul 19, 2013 (74 d) |
| Timothy Calhoun Gray | Bb&T Investment Services, Inc. no RAUM | Bb&T Securities, LLC other | Other | May 1, 2013 | May 1, 2013 |
| Brian Kenneth Marshburn | Bb&T Investment Services, Inc. no RAUM | Crown Capital Securities, L.P. other | Other | Apr 19, 2013 | Apr 22, 2013 |
| Trey Andrew Toifel | Bb&T Investment Services, Inc. no RAUM | Cetera Investment Advisers LLC other | Other | Apr 17, 2013 | Jan 21, 2015 (644 d) |
| Jacqueline Eldridge | Bb&T Investment Services, Inc. no RAUM | Wells Fargo Advisors wirehouse | Other | Apr 15, 2013 | Apr 30, 2013 |
| Stephen Richard Smith | Bb&T Investment Services, Inc. no RAUM | Cetera Investment Services LLC other | Other | Apr 1, 2013 | Apr 15, 2013 |
| Christina Johnson Lane | Bb&T Investment Services, Inc. no RAUM | Truist Advisory Services, Inc. no RAUM | Other | Apr 1, 2013 | Sep 21, 2016 (1269 d) |
| Anthony Richard Mahfood | Bb&T Investment Services, Inc. no RAUM | Bison Wealth, LLC no RAUM | Other | Mar 12, 2013 | May 3, 2013 (52 d) |
| Joseph William Rahall | Bb&T Investment Services, Inc. no RAUM | Suntrust Investment Services, Inc. other | Other | Mar 4, 2013 | Mar 1, 2013 |
| Ruth Ann Barrios | Bb&T Investment Services, Inc. no RAUM | Wells Fargo Advisors wirehouse | Other | Feb 20, 2013 | Feb 26, 2013 |
| William De Cardenas | Bb&T Investment Services, Inc. no RAUM | Wells Fargo Advisors wirehouse | Other | Feb 20, 2013 | Feb 19, 2013 |
| Michael Anthony Johns | Bb&T Investment Services, Inc. no RAUM | Cetera Investment Advisers LLC other | Other | Feb 15, 2013 | Jan 21, 2014 (340 d) |
| John E. Mayo | Bb&T Investment Services, Inc. no RAUM | Scottrade Investment Management other | Other | Feb 1, 2013 | Mar 2, 2017 (1490 d) |
| Jennifer Nicole Ross | Bb&T Investment Services, Inc. no RAUM | Advice And Planning Services other | Other | Jan 30, 2013 | Mar 7, 2014 (401 d) |
| Heather Lee Hubbard | Bb&T Investment Services, Inc. no RAUM | Cetera Investment Advisers LLC other | Other | Jan 28, 2013 | Mar 3, 2014 (399 d) |
| Randall Marvin Holcombe | Bb&T Investment Services, Inc. no RAUM | Cetera Investment Advisers LLC other | Other | Jan 23, 2013 | Jan 21, 2014 (363 d) |
| George Frank Maniatis | Bb&T Investment Services, Inc. no RAUM | Wells Fargo Advisors wirehouse | Other | Jan 18, 2013 | Feb 11, 2013 |
| Roman Inochovsky | Bb&T Investment Services, Inc. no RAUM | Bright Owl Investment Advisors no RAUM | Other | Jan 18, 2013 | Sep 26, 2014 (616 d) |
| Patrick George Rehm | Bb&T Investment Services, Inc. no RAUM | Cetera Investment Advisers LLC other | Other | Jan 3, 2013 | Jan 21, 2014 (383 d) |
| Jeffrey Harting Mcmahon | Bb&T Investment Services, Inc. no RAUM | LPL Financial LLC other | Other | Dec 19, 2012 | Dec 20, 2012 |
| Joshua Mark Hamm | Bb&T Investment Services, Inc. no RAUM | Wells Fargo Advisors wirehouse | Other | Dec 17, 2012 | Dec 14, 2012 |
| Jeffrey Scott Hughes | Bb&T Investment Services, Inc. no RAUM | Wells Fargo Advisors wirehouse | Other | Dec 7, 2012 | Dec 7, 2012 |