DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Citizens Securities, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Ronald Lawrence Woods | Citizens Securities, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 8, 2026 | Sep 4, 2026 |
| Darron Lamont Carpenter | Citizens Securities, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 3, 2026 | Sep 2, 2026 |
| Dion Lika | Citizens Securities, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 24, 2026 | Sep 14, 2026 |
| Ghada Osta | Citizens Securities, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 20, 2026 | Sep 9, 2026 |
| Joseph A. Dibuono | Citizens Securities, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 10, 2026 | Aug 12, 2026 |
| Krzysztof Jozef Przywara | Citizens Securities, Inc. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Aug 7, 2026 | Aug 7, 2026 |
| Jason A. Hoffman | Citizens Securities, Inc. BD affiliated | Citigroup Global Markets Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 21, 2026 | Jul 20, 2026 |
| Jake Roland Weir | Citizens Securities, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 17, 2026 | Aug 4, 2026 |
| Eliud Parada | Citizens Securities, Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 14, 2026 | Jul 14, 2026 |
| Michael Trotter | Citizens Securities, Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 14, 2026 | Jul 14, 2026 |
| Matthew Phipps | Citizens Securities, Inc. BD affiliated | Strategic Advisers LLC national BD | Affiliated broker-dealer or bank to another | Jul 10, 2026 | Aug 10, 2026 (31 d) |
| Amy Carrillo | Citizens Securities, Inc. BD affiliated | Citizens Private Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 9, 2026 | Nov 13, 2024 |
| Kamryn Person | Citizens Securities, Inc. BD affiliated | Schwab Wealth Advisory, Inc. no RAUM | Other | Jul 9, 2026 | Aug 11, 2026 (33 d) |
| Geoffrey Skadra | Citizens Securities, Inc. BD affiliated | Key Investment Services LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 3, 2026 | Jul 10, 2026 |
| Tianna Symone Robinson | Citizens Securities, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 25, 2026 | Jul 14, 2026 |
| Sotheavy Vann | Citizens Securities, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 16, 2026 | Jun 10, 2026 |
| Hanlet Jhoel Soriano | Citizens Securities, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 9, 2026 | Jul 13, 2026 (34 d) |
| Robert Joseph Damico | Citizens Securities, Inc. BD affiliated | Ncu Investment Solutions independent RIA | Affiliated broker-dealer or bank to independent RIA | May 27, 2026 | Jun 18, 2026 |
| Coty Tyler Schnake | Citizens Securities, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | May 21, 2026 | May 21, 2026 |
| Sean M Oliveira | Citizens Securities, Inc. BD affiliated | Citizens Private Wealth BD affiliated | Affiliated broker-dealer or bank to another | May 8, 2026 | Feb 9, 2026 |
| Alan David Jacobson | Citizens Securities, Inc. BD affiliated | Truist Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 27, 2026 | Apr 23, 2026 |
| Scott Alan Coppock | Citizens Securities, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Apr 27, 2026 | May 4, 2026 |
| Matthew Jeffrey Stehle | Citizens Securities, Inc. BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Apr 27, 2026 | May 21, 2026 |
| Jonathan Ferrufino | Citizens Securities, Inc. BD affiliated | LPL Enterprise, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 23, 2026 | May 4, 2026 |
| Jonathan Evan Caplan | Citizens Securities, Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Apr 13, 2026 | Apr 13, 2026 |
| Randall Scholl | Citizens Securities, Inc. BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 8, 2026 | Apr 9, 2026 |
| Syed Taz Uddin Ahmed | Citizens Securities, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 2, 2026 | Mar 30, 2026 |
| Aimee Flatley | Citizens Securities, Inc. BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Mar 25, 2026 | Jun 12, 2026 (79 d) |
| Cam Wyse | Citizens Securities, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 13, 2026 | Apr 7, 2026 |
| Rafael A Cruz | Citizens Securities, Inc. BD affiliated | Citizens Private Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 9, 2026 | Nov 7, 2023 |
| Michael Santos | Citizens Securities, Inc. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Mar 2, 2026 | Apr 24, 2026 (53 d) |
| Urja S Shah | Citizens Securities, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 13, 2026 | Feb 11, 2026 |
| Justin Jarvis | Citizens Securities, Inc. BD affiliated | Citizens Private Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 11, 2026 | Aug 23, 2022 |
| Frank Armand Sisti | Citizens Securities, Inc. BD affiliated | Sax Wealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 6, 2026 | Apr 16, 2026 (69 d) |
| Jonas Cole Killeen | Citizens Securities, Inc. BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Jan 16, 2026 | Mar 11, 2026 (54 d) |
| Mackenzie Douglas Campbell | Citizens Securities, Inc. BD affiliated | Financial Independence, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 12, 2026 | Feb 12, 2026 (31 d) |
| Joseph A Mcadams | Citizens Securities, Inc. BD affiliated | T. Rowe Price Associates, Inc. asset manager | Other | Jan 7, 2026 | Feb 12, 2026 (36 d) |
| Dillon Andrew Wright | Citizens Securities, Inc. BD affiliated | Voya Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 18, 2025 | Jan 21, 2026 (34 d) |
| Iesha Nicole Thomas | Citizens Securities, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 3, 2025 | Dec 3, 2025 |
| Eliza Siradze | Citizens Securities, Inc. BD affiliated | Ncu Investment Solutions independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 24, 2025 | Dec 16, 2025 |
| Christien Dupuis | Citizens Securities, Inc. BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 24, 2025 | Nov 26, 2025 |
| Benjamin Arthur Veach | Citizens Securities, Inc. BD affiliated | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Nov 19, 2025 | Nov 20, 2025 |
| Lance Fairbanks Hallam | Citizens Securities, Inc. BD affiliated | Voya Investment Management Co. LLC asset manager | Other | Oct 22, 2025 | Oct 20, 2025 |
| Charmaine Nytasha Linnea Davis | Citizens Securities, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Oct 14, 2025 | Oct 10, 2025 |
| Brent Edward Coughenour | Citizens Securities, Inc. BD affiliated | Lido independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 9, 2025 | Oct 8, 2025 |
| Christopher Martino | Citizens Securities, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 7, 2025 | Oct 7, 2025 |
| Kevin Michael Carr | Citizens Securities, Inc. BD affiliated | Truist Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 6, 2025 | Oct 8, 2025 |
| Benjamin Castillo | Citizens Securities, Inc. BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 2, 2025 | Nov 5, 2025 (34 d) |
| Gudeta S Tura | Citizens Securities, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 1, 2025 | Oct 23, 2025 |
| Arthur Ace | Citizens Securities, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 25, 2025 | Nov 13, 2025 (49 d) |
| Jeffrey Daren Ragatz | Citizens Securities, Inc. BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 23, 2025 | Oct 30, 2025 (37 d) |
| Dominique A Johnson | Citizens Securities, Inc. BD affiliated | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Sep 8, 2025 | Oct 29, 2025 (51 d) |
| Ariany Alejandra Haire | Citizens Securities, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 25, 2025 | Sep 24, 2025 |
| Dallis Khane Goodson | Citizens Securities, Inc. BD affiliated | Moors & Cabot, Inc BD affiliated | Affiliated broker-dealer or bank to another | Aug 15, 2025 | Aug 18, 2025 |
| Michael Sabra | Citizens Securities, Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Aug 12, 2025 | Sep 2, 2025 |
| Michael Yacoub | Citizens Securities, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 1, 2025 | Aug 13, 2025 |
| Evelyn Pepe | Citizens Securities, Inc. BD affiliated | Rwa Wealth Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 30, 2025 | Nov 7, 2025 (100 d) |
| Anthony James Denello | Citizens Securities, Inc. BD affiliated | Blackrock Investment Management, LLC other | Other | Jul 16, 2025 | Aug 14, 2025 |
| Samuel M Raheb | Citizens Securities, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 8, 2025 | Jul 29, 2025 |
| Richard Dane Olson | Citizens Securities, Inc. BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 2, 2025 | Jul 22, 2026 (385 d) |
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1,358 moves match.