DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Citizens Securities, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| William T Jacobs | Citizens Securities, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 3, 2022 | Nov 10, 2022 |
| Brian M Crandall | Citizens Securities, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 3, 2022 | Nov 4, 2022 |
| Michael Pinho | Citizens Securities, Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 2, 2022 | Nov 11, 2022 |
| Shanor N Hawkins | Citizens Securities, Inc. BD affiliated | Santander Securities BD affiliated | Affiliated broker-dealer or bank to another | Oct 31, 2022 | Nov 3, 2022 |
| John Felix Ciocca | Citizens Securities, Inc. BD affiliated | Bankers Life Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 25, 2022 | Sep 10, 2024 (686 d) |
| Ngan Tu Wedemeier | Citizens Securities, Inc. BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 20, 2022 | Nov 22, 2022 (33 d) |
| Brandon Stewart | Citizens Securities, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 17, 2022 | Jan 30, 2023 (105 d) |
| Mark C Witt | Citizens Securities, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 14, 2022 | Oct 26, 2022 |
| Francis Anthony Petrangelo | Citizens Securities, Inc. BD affiliated | Edelman Financial Engines mixed wealth | Affiliated broker-dealer or bank to independent RIA | Oct 11, 2022 | Nov 2, 2022 |
| Visonja Andrianopoulos | Citizens Securities, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 6, 2022 | Jun 14, 2023 (251 d) |
| Elvi R Feliz Laureano | Citizens Securities, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 5, 2022 | Nov 2, 2022 |
| Fadi W Khoury | Citizens Securities, Inc. BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Oct 4, 2022 | Oct 18, 2022 |
| Richard Debrocco | Citizens Securities, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 30, 2022 | Oct 14, 2022 |
| Robert Francis Crane | Citizens Securities, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 30, 2022 | Nov 21, 2022 (52 d) |
| Carlos Garcia | Citizens Securities, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 27, 2022 | Dec 13, 2022 (77 d) |
| Andrew Jonathan Douglas | Citizens Securities, Inc. BD affiliated | Founders Financial Securities, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 22, 2022 | Oct 27, 2022 (35 d) |
| Rajmond Pernokaj | Citizens Securities, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Sep 22, 2022 | Oct 14, 2022 |
| Kambiz Saadat | Citizens Securities, Inc. BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 20, 2022 | Sep 19, 2022 |
| Daniel D Murphy | Citizens Securities, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 20, 2022 | Oct 27, 2022 (37 d) |
| Steve S Fernandes | Citizens Securities, Inc. BD affiliated | Columbia Management Investment Advisers, LLC asset manager | Other | Sep 20, 2022 | Sep 22, 2022 |
| James W. Kelleher | Citizens Securities, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 15, 2022 | Oct 7, 2022 |
| Alexander Russo | Citizens Securities, Inc. BD affiliated | Citigroup Global Markets Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 15, 2022 | Sep 15, 2022 |
| Eric D. Wrights | Citizens Securities, Inc. BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 12, 2022 | Sep 15, 2022 |
| Eric Sykes Hill | Citizens Securities, Inc. BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Sep 12, 2022 | Sep 16, 2022 |
| Nicholas Alexander Webb | Citizens Securities, Inc. BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Sep 12, 2022 | Oct 18, 2022 (36 d) |
| Mark White | Citizens Securities, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Sep 2, 2022 | Sep 20, 2022 |
| John Francis Mazzone | Citizens Securities, Inc. BD affiliated | Sagepoint Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 2, 2022 | Aug 31, 2022 |
| Inga Baneviciene | Citizens Securities, Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 2, 2022 | Sep 1, 2022 |
| George N Panagos | Citizens Securities, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 2, 2022 | Sep 6, 2022 |
| Michael Victor Warren | Citizens Securities, Inc. BD affiliated | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Sep 2, 2022 | Sep 21, 2022 |
| Adam S Locke | Citizens Securities, Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Sep 1, 2022 | Jan 18, 2023 (139 d) |
| Alfred Heinz Richter | Citizens Securities, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 25, 2022 | Aug 29, 2022 |
| Valdir Pina | Citizens Securities, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 25, 2022 | Sep 22, 2022 |
| Christopher John Maynard | Citizens Securities, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 22, 2022 | Sep 22, 2022 (31 d) |
| Lauren M Hartigan | Citizens Securities, Inc. BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Aug 22, 2022 | Sep 23, 2022 (32 d) |
| Joseph Robert Smith | Citizens Securities, Inc. BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Aug 12, 2022 | Sep 25, 2022 (44 d) |
| Robert S. Hughes | Citizens Securities, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 11, 2022 | Aug 10, 2022 |
| Andrew Patrick Campbell | Citizens Securities, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 10, 2022 | Aug 16, 2022 |
| James Joseph Mccrorey | Citizens Securities, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 4, 2022 | Aug 4, 2022 |
| Marko Vukovic | Citizens Securities, Inc. BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 4, 2022 | Sep 22, 2022 (49 d) |
| Christopher Smith | Citizens Securities, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Aug 3, 2022 | Oct 18, 2022 (76 d) |
| Jesse James Pantano | Citizens Securities, Inc. BD affiliated | Mission Wealth Management, LP independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 2, 2022 | Sep 15, 2022 (44 d) |
| John Ryan O'Donnell | Citizens Securities, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 1, 2022 | Aug 2, 2022 |
| Frederick Paul Reiner | Citizens Securities, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 19, 2022 | Jul 19, 2022 |
| Frank A Deshantz | Citizens Securities, Inc. BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Jul 18, 2022 | Aug 5, 2022 |
| Rafael A. Svelti | Citizens Securities, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 13, 2022 | Aug 10, 2022 |
| Michael Thomas Peasley | Citizens Securities, Inc. BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 12, 2022 | Jul 19, 2022 |
| William A. Fiorica | Citizens Securities, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 12, 2022 | Jul 20, 2022 |
| Lori Susan Duquette | Citizens Securities, Inc. BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 11, 2022 | Aug 18, 2022 (38 d) |
| Stephen Howard Goldstein | Citizens Securities, Inc. BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 11, 2022 | Jul 31, 2022 |
| Francisco Hernan Munoz Figueroa | Citizens Securities, Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 11, 2022 | Aug 26, 2022 (46 d) |
| Luis Dolan | Citizens Securities, Inc. BD affiliated | Kestra Private Wealth Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 1, 2022 | Jul 5, 2022 |
| Jason Anthony Ruel | Citizens Securities, Inc. BD affiliated | Kestra Private Wealth Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 1, 2022 | Jul 7, 2022 |
| Robert H Searle | Citizens Securities, Inc. BD affiliated | Kestra Private Wealth Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 1, 2022 | Jun 29, 2022 |
| David Joseph James | Citizens Securities, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jun 22, 2022 | Jun 17, 2022 |
| John Paine Reger | Citizens Securities, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jun 21, 2022 | Jun 17, 2022 |
| Stephen E Creps | Citizens Securities, Inc. BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 21, 2022 | Jul 8, 2022 |
| Seth Berkowitz | Citizens Securities, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 15, 2022 | Jun 14, 2022 |
| Robbie Lynne Williams | Citizens Securities, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 9, 2022 | Jul 11, 2022 (32 d) |
| Wayne Todd Jones | Citizens Securities, Inc. BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 3, 2022 | Jun 6, 2022 |
1,362 moves match.