DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Hornor, Townsend & Kent, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Thomas Jude Semmes HughsHornor, Townsend & Kent, LLC otherMML Investors Services, LLC otherOtherJun 30, 2017Aug 16, 2017 (47 d)
Jeffrey Charles GravesHornor, Townsend & Kent, LLC otherAmeritas Advisory Services, LLC BD affiliatedOtherJun 23, 2017Nov 1, 2021 (1592 d)
Nathan William Dean BrownHornor, Townsend & Kent, LLC otherWoodbury Financial Services, Inc. otherOtherJun 2, 2017Jun 7, 2017
Russell Robert HartigHornor, Townsend & Kent, LLC otherOneamerica Securities, Inc. otherOtherJun 1, 2017May 22, 2017
Aleksander Lech DabrowskiHornor, Townsend & Kent, LLC otherOneamerica Securities, Inc. otherOtherJun 1, 2017May 22, 2017
Michael Damian EvansHornor, Townsend & Kent, LLC otherVanderbilt Advisory Services otherOtherMay 30, 2017May 30, 2017
Jonathan CorteenHornor, Townsend & Kent, LLC otherOneamerica Securities, Inc. otherOtherMay 2, 2017May 4, 2017
Gerard BessetteHornor, Townsend & Kent, LLC otherTd Ameritrade, Inc. no RAUMOtherApr 28, 2017Jun 2, 2017 (35 d)
Thomas James FrankHornor, Townsend & Kent, LLC otherOn Investment Management Co otherOtherApr 14, 2017Apr 17, 2017
Kathie Herbst OkunHornor, Townsend & Kent, LLC otherOsaic Fa, Inc. otherOtherApr 13, 2017Apr 7, 2017
Eric LauHornor, Townsend & Kent, LLC otherPruco Securities, LLC otherOtherApr 13, 2017Jun 22, 2017 (70 d)
Michael DogumHornor, Townsend & Kent, LLC otherPillar Wealth Advisors, LLC no RAUMOtherApr 13, 2017Dec 9, 2011
Young Hoon JungHornor, Townsend & Kent, LLC otherMorgan Stanley wirehouseOtherApr 13, 2017Jun 15, 2017 (63 d)
Stuart Franklin GrayHornor, Townsend & Kent, LLC otherOsaic Fa, Inc. otherOtherApr 13, 2017Apr 7, 2017
Ian David WeisserHornor, Townsend & Kent, LLC otherOsaic Fa, Inc. otherOtherApr 6, 2017Apr 3, 2017
Danielle EdwardsHornor, Townsend & Kent, LLC otherE*Trade Capital Management, LLC otherOtherApr 6, 2017Apr 6, 2017
Kurt RaheHornor, Townsend & Kent, LLC otherMML Investors Services, LLC otherOtherMar 23, 2017Sep 11, 2017 (172 d)
James Howard MeadersHornor, Townsend & Kent, LLC otherFirst Heartland Consultants, Inc. otherOtherMar 16, 2017Apr 18, 2017 (33 d)
Matthew Steven SchadeHornor, Townsend & Kent, LLC otherMML Investors Services, LLC otherOtherMar 13, 2017Mar 30, 2017
Raymond Lee WickhamHornor, Townsend & Kent, LLC otherMML Investors Services, LLC otherOtherMar 13, 2017Mar 30, 2017
Vincent Joseph AimettiHornor, Townsend & Kent, LLC otherEsi Financial Advisors BD affiliatedOtherMar 2, 2017Apr 5, 2021 (1495 d)
Joseph Edward KlinkhammerHornor, Townsend & Kent, LLC otherCambridge Investment Research Advisors, Inc. otherOtherMar 1, 2017Feb 24, 2017
Alexander B. KlinkhammerHornor, Townsend & Kent, LLC otherCambridge Investment Research Advisors, Inc. otherOtherMar 1, 2017Feb 24, 2017
Justin Shad McnealHornor, Townsend & Kent, LLC otherTrew Advisors, LLC state registeredOtherFeb 23, 2017Feb 6, 2018 (348 d)
Jay AgarwalHornor, Townsend & Kent, LLC otherLPL Financial LLC otherOtherFeb 16, 2017Apr 11, 2017 (54 d)
Dennis Michael DeanHornor, Townsend & Kent, LLC otherOn Investment Management Co otherOtherFeb 16, 2017Apr 11, 2017 (54 d)
Thomas Edward BrophyHornor, Townsend & Kent, LLC otherOn Investment Management Co otherOtherFeb 2, 2017Apr 6, 2017 (63 d)
Michael Rosario MannoneHornor, Townsend & Kent, LLC otherCreativeone Securities, LLC otherOtherJan 31, 2017Jun 1, 2017 (121 d)
Brandon Blake LevithanHornor, Townsend & Kent, LLC otherMML Investors Services, LLC otherOtherJan 24, 2017Feb 14, 2017
Jason Steven GoldsteinHornor, Townsend & Kent, LLC otherMML Investors Services, LLC otherOtherJan 23, 2017Feb 14, 2017
Margaret M GoddeauHornor, Townsend & Kent, LLC otherNorthwestern Mutual Investment Services,LLC no RAUMOtherJan 20, 2017Mar 21, 2017 (60 d)
Nickolas Jared BallHornor, Townsend & Kent, LLC otherGwn Securities Inc. otherOtherJan 13, 2017Jan 11, 2017
Kaylan Deven AndersenHornor, Townsend & Kent, LLC otherParker Advisory Group, LLC otherOtherJan 10, 2017Jan 11, 2017
William GarlandHornor, Townsend & Kent, LLC otherWaddell & Reed otherOtherJan 6, 2017Jan 23, 2017
Denice Rene LandHornor, Townsend & Kent, LLC otherDominion Portfolio Management, Inc. otherOtherJan 5, 2017Mar 21, 2017 (75 d)
Terrance Robert AndersenHornor, Townsend & Kent, LLC otherTactical Wealth Partners state registeredOtherDec 20, 2016Feb 9, 2017 (51 d)
Michael P KleinHornor, Townsend & Kent, LLC otherWoodbury Financial Services, Inc. otherOtherDec 19, 2016Dec 21, 2016
Ryan Daniel WegmanHornor, Townsend & Kent, LLC otherCadaret Grant & Co Inc otherOtherDec 19, 2016Jan 5, 2017
Richard Hansford DixHornor, Townsend & Kent, LLC otherSsn Advisory, Inc. otherOtherDec 15, 2016Dec 7, 2016
Drew GressHornor, Townsend & Kent, LLC otherSsn Advisory, Inc. otherOtherDec 15, 2016Dec 7, 2016
Christopher M RiskoHornor, Townsend & Kent, LLC otherTransamerica Financial Advisors, LLC BD affiliatedOtherNov 30, 2016Aug 24, 2018 (632 d)
Charles Alfred ConstantinoHornor, Townsend & Kent, LLC otherCommonwealth Financial Network national BDOtherNov 11, 2016Nov 7, 2016
Tyler Robinson ElliottHornor, Townsend & Kent, LLC otherWatershed Wealth Planning LLC state registeredOtherNov 3, 2016Jan 1, 2026 (3346 d)
Phillip DambrisiHornor, Townsend & Kent, LLC otherPark Avenue Securities LLC otherOtherOct 21, 2016Nov 7, 2016
Dallen Wade WilliamsHornor, Townsend & Kent, LLC otherAllegis Investment Advisors, LLC otherOtherOct 14, 2016Oct 27, 2016
Michael PowellHornor, Townsend & Kent, LLC otherNational Planning Corporation ("Npc Of America" In Fl & Ny) otherOtherOct 7, 2016Oct 6, 2016
Trevin J PanaiaHornor, Townsend & Kent, LLC otherPillar Wealth Advisors, LLC no RAUMOtherSep 2, 2016Jan 6, 2012
James Jackson HillHornor, Townsend & Kent, LLC otherWoodbury Financial Services, Inc. otherOtherSep 1, 2016Aug 17, 2016
Donald Craig RogersHornor, Townsend & Kent, LLC otherOneamerica Securities, Inc. BD affiliatedOtherAug 25, 2016Jun 15, 2018 (659 d)
Lawrence A BarthHornor, Townsend & Kent, LLC otherPrincipal Securities, Inc. otherOtherAug 12, 2016Aug 17, 2016
Adam J SkotHornor, Townsend & Kent, LLC otherGwn Securities Inc. otherOtherAug 4, 2016Aug 17, 2016
Kyle CarrocinoHornor, Townsend & Kent, LLC otherGwn Securities Inc. otherOtherAug 4, 2016Aug 17, 2016
David Bruce BiunnoHornor, Townsend & Kent, LLC otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherJul 27, 2016Aug 29, 2016 (33 d)
Tara Elizabeth StewartHornor, Townsend & Kent, LLC otherAdvice And Planning Services otherOtherJul 15, 2016Jul 25, 2016
Giuseppe RoveccioHornor, Townsend & Kent, LLC otherStawnychy Financial Services, Inc. independent RIAOtherJul 15, 2016Nov 1, 2018 (839 d)
Michael John CoakleyHornor, Townsend & Kent, LLC otherValic Financial Advisors, Inc. otherOtherJul 14, 2016Jul 8, 2016
Sean James HowardHornor, Townsend & Kent, LLC otherRBC Capital Markets, LLC national BDOtherJun 29, 2016Sep 2, 2016 (65 d)
Stephen Christopher TargetHornor, Townsend & Kent, LLC otherPillar Wealth Advisors, LLC no RAUMOtherJun 9, 2016Dec 9, 2011
Kristopher Kevin WestHornor, Townsend & Kent, LLC otherRaymond James Financial Services Advisors, Inc otherOtherMay 31, 2016Jun 2, 2016
Levi B LarsonHornor, Townsend & Kent, LLC otherAllegis Investment Advisors, LLC otherOtherMay 24, 2016Jun 28, 2016 (35 d)
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845 moves match.