DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Morgan Keegan & Company, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Patrick Todd StrehlMorgan Keegan & Company, LLC otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherJul 19, 2010Jul 16, 2010
Amy LanningMorgan Keegan & Company, LLC otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherJul 19, 2010Jul 26, 2010
Matthew Blake HohmanMorgan Keegan & Company, LLC otherStifel, Nicolaus & Company, Incorporated national BDOtherJul 19, 2010Jul 26, 2010
Craig Alan SeverinMorgan Keegan & Company, LLC otherSt Johns Wealth Management unclassifiedOtherJul 13, 2010Jul 26, 2010
Keith Scott GarrettMorgan Keegan & Company, LLC otherBancorpsouth Investment Services, Inc. otherOtherJul 13, 2010Aug 11, 2010
Paul Edward MeltonMorgan Keegan & Company, LLC otherWaddell & Reed otherOtherJul 2, 2010Jun 28, 2010
Jeffrey Steven SeltzerMorgan Keegan & Company, LLC otherAmeriprise Financial Services, LLC national BDOtherJul 2, 2010Jun 29, 2010
John George UlshaferMorgan Keegan & Company, LLC otherLPL Financial LLC otherOtherJun 14, 2010Jun 11, 2010
James Hugh WilliamsMorgan Keegan & Company, LLC otherOppenheimer & Co. Inc. otherOtherJun 14, 2010Jun 11, 2010
Tuan Manh NguyenMorgan Keegan & Company, LLC otherHilltop Securities Inc. otherOtherJun 4, 2010Jun 1, 2010
Ashley Summers TabbMorgan Keegan & Company, LLC otherWells Fargo Advisors wirehouseOtherMay 4, 2010May 21, 2010
John AllshouseMorgan Keegan & Company, LLC otherAdvice And Planning Services otherOtherMay 3, 2010Apr 24, 2012 (722 d)
Debra Sue HowardMorgan Keegan & Company, LLC otherLPL Financial LLC otherOtherApr 23, 2010May 24, 2010 (31 d)
George Paul CumbestMorgan Keegan & Company, LLC otherLPL Financial LLC otherOtherApr 23, 2010Apr 23, 2010
James Aaron HargisMorgan Keegan & Company, LLC otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherApr 23, 2010Jul 6, 2010 (74 d)
James Austin WalneMorgan Keegan & Company, LLC otherStifel, Nicolaus & Company, Incorporated national BDOtherApr 23, 2010Apr 23, 2010
Dorothy Margaret ClyneMorgan Keegan & Company, LLC otherJ.P. Morgan Securities LLC wirehouseOtherApr 20, 2010Jan 18, 2024 (5021 d)
Eric Christopher DubrocMorgan Keegan & Company, LLC otherCetera Investment Services LLC otherOtherApr 9, 2010Apr 22, 2010
Jeffrey KrugMorgan Keegan & Company, LLC otherSuntrust Investment Services, Inc. otherOtherApr 9, 2010May 12, 2010 (33 d)
Cassi PattersonMorgan Keegan & Company, LLC otherWells Fargo Advisors wirehouseOtherMar 29, 2010Apr 13, 2010
Brett Jurgen FisherMorgan Keegan & Company, LLC otherHuntington Financial Advisors otherOtherMar 29, 2010Mar 30, 2010
Frank Howard ZitoMorgan Keegan & Company, LLC otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherMar 16, 2010Mar 8, 2010
Stephen Rex JohnsonMorgan Keegan & Company, LLC otherGarth & Brown Investment Management, LLC state registeredOtherMar 3, 2010Feb 16, 2010
David Sean CromackMorgan Keegan & Company, LLC otherUBS Financial Services Inc. wirehouseOtherMar 3, 2010Jun 7, 2010 (96 d)
Joseph Michael PriscoMorgan Keegan & Company, LLC otherBeam Wealth Advisors, Inc. otherOtherFeb 17, 2010Feb 23, 2010
Steve Eric WardMorgan Keegan & Company, LLC otherSuntrust Investment Services, Inc. otherOtherFeb 2, 2010Jan 28, 2010
Eugene Gaillard JohnsonMorgan Keegan & Company, LLC otherSuntrust Investment Services, Inc. otherOtherFeb 2, 2010Jan 27, 2010
Leslie Hill DrummondMorgan Keegan & Company, LLC otherSummit Asset Management LLC otherOtherFeb 2, 2010Jan 30, 2013 (1093 d)
John Henry StearnsMorgan Keegan & Company, LLC otherBrokersxpress LLC otherOtherJan 21, 2010Jan 14, 2010
Brian Christopher HaynesMorgan Keegan & Company, LLC otherSterne Agee Asset Management, Inc. otherOtherJan 14, 2010Nov 8, 2010 (298 d)
Robert Leonard PragnellMorgan Keegan & Company, LLC otherInnovative Advisory Partners, LLC otherOtherJan 8, 2010Jan 29, 2018 (2943 d)
Heather Patricia MckinneyMorgan Keegan & Company, LLC otherFirst Horizon Advisors, Inc otherOtherJan 6, 2010Jan 15, 2010
Hamilton Parrish NealMorgan Keegan & Company, LLC otherWells Fargo Advisors wirehouseOtherJan 4, 2010Jan 6, 2010
Deanna LoescheMorgan Keegan & Company, LLC otherArchford Capital Strategies, LLC independent RIAOtherDec 31, 2009Jan 10, 2020 (3662 d)
Cesar Rafael OteroMorgan Keegan & Company, LLC otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherDec 31, 2009Jul 22, 2010 (203 d)
Carson Skottowe WannamakerMorgan Keegan & Company, LLC otherInvest Financial Corporation otherOtherDec 23, 2009Jul 29, 2010 (218 d)
James Howard PonderMorgan Keegan & Company, LLC otherAmeriprise Financial Services, LLC national BDOtherDec 22, 2009Mar 4, 2010 (72 d)
John Patterson CoreyMorgan Keegan & Company, LLC otherGarth & Brown Investment Management, LLC state registeredOtherDec 17, 2009Aug 17, 2010 (243 d)
Alton Brett MelanconMorgan Keegan & Company, LLC otherLPL Financial LLC otherOtherDec 17, 2009Dec 16, 2009
Charles Jonathan EmanuelMorgan Keegan & Company, LLC otherBarnett & Co Inc otherOtherDec 17, 2009Jan 27, 2011 (406 d)
Todd Stephen TillotsonMorgan Keegan & Company, LLC otherJ.P. Morgan Securities LLC wirehouseOtherDec 7, 2009Dec 22, 2009
Jonathan DemayoMorgan Keegan & Company, LLC otherInvest Financial Corporation otherOtherDec 1, 2009Nov 10, 2010 (344 d)
Steven Mark CervantesMorgan Keegan & Company, LLC otherQuestar Asset Management, Inc. otherOtherNov 24, 2009Jan 5, 2012 (772 d)
Charles Benjamin ChapmanMorgan Keegan & Company, LLC otherMorgan Stanley wirehouseOtherNov 24, 2009Dec 14, 2009
Anne Goodrich HaganMorgan Keegan & Company, LLC otherSpc otherOtherNov 18, 2009Dec 8, 2009
Jeffrey ShafferMorgan Keegan & Company, LLC otherFamily Office Group LLC unclassifiedOtherNov 18, 2009Jan 4, 2010 (47 d)
Jon Michael DasherMorgan Keegan & Company, LLC otherLPL Financial LLC BD affiliatedOtherNov 18, 2009Aug 25, 2026 (6124 d)
Whitney HensonMorgan Keegan & Company, LLC otherSterne Agee Asset Management, Inc. otherOtherNov 18, 2009Nov 13, 2009
Gregory Wayne CouchMorgan Keegan & Company, LLC otherMeridian Wealth Management, LLC otherOtherNov 6, 2009Nov 6, 2009
Oscar Mauricio GonzalezMorgan Keegan & Company, LLC otherHsbc Securities (USA) Inc. otherOtherNov 6, 2009Dec 8, 2009 (32 d)
Ronald Dean BaileyMorgan Keegan & Company, LLC otherNational Planning Corporation ("Npc Of America" In Fl & Ny) otherOtherOct 30, 2009Jan 6, 2010 (68 d)
Steven Charles ChampagneMorgan Keegan & Company, LLC otherMorgan Stanley wirehouseOtherOct 26, 2009Oct 27, 2009
Travis Ryan JacquesMorgan Keegan & Company, LLC otherMorgan Stanley wirehouseOtherOct 26, 2009Oct 27, 2009
David Joseph DettloffMorgan Keegan & Company, LLC otherRobert W. Baird & Co. Incorporated otherOtherOct 22, 2009Nov 4, 2009
Jordan GirtonMorgan Keegan & Company, LLC otherConcourse Financial Group Advisors otherOtherOct 20, 2009Jan 7, 2010 (79 d)
John Robert RichterMorgan Keegan & Company, LLC otherTd Ameritrade, Inc. no RAUMOtherOct 14, 2009Apr 9, 2015 (2003 d)
Jacqueline Nicole EkardMorgan Keegan & Company, LLC otherBb&T Investment Services, Inc. no RAUMOtherOct 14, 2009Oct 22, 2009
Steven HerceMorgan Keegan & Company, LLC otherMorgan Stanley wirehouseOtherOct 13, 2009Oct 14, 2009
Robert Gray DavisMorgan Keegan & Company, LLC otherLPL Financial LLC otherOtherOct 9, 2009Feb 19, 2014 (1594 d)
Sara Southerland AlleyMorgan Keegan & Company, LLC otherRaymond James Financial Services Advisors, Inc otherOtherSep 30, 2009Oct 5, 2009
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608 moves match.